Antigua & Barbuda Canada China Documents Investment Listed Securities Regulatory Securities and Exchange Commission (SEC) USAMay 13, 2020

1Globe Capital LLC et al: Penalties

Order Imposing Penalties for securities violations on 1Globe Capital, LLC, described as a Delaware company based in Boston, MA, and Beijing, China that is “a family office that purchases stock listed on US exchanges”, and Jiaqiang ‘Chiang’ Li, described as a resident of Boston and Beijing, regarding trading in Sinovac Biotech Ltd., described as an Antigua and Barbuda-domiciled firm based in China whose shares are listed on NASDAQ, before the U. S. Securities and Exchange Commission.

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Pages: 12

Date: May 13, 2020

Defendant(s)/Respondent(s): 1Globe Capital, LLC, Jiaqiang 'Chiang' Li

Case Number: Xx Xx Xx

Topic: Investment, Listed Securities, Regulatory

Plaintiff(s)/Applicant(s): U. S. Securities and Exchange Commission

Topics

Regulatory USA

[ 2 more... ] [ top 5 ]

Keywords

1Globe Capital, LLC Jiaqiang 'Chiang' Li Sinovac Biotech Ltd. U. S. Securities and Exchange Commission

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