Mark Basile

Complaint seeking the rescission of a Warrant alleging the defendant's "business model is unlawful" in reAlpha Tech Corp., formerly known as ReAlpha Asset Management, Inc. v. GEM Yield Bahamas Ltd., described as a Bahamas-domiciled "unregistered securities dealer that purchases or otherwise acquires securities directly from issuers without complying with the Securities and Exchange Act of 1934", at the U.S. District Court for the Southern District of New York.

Shareholder Derivative Complaint against "'death spiral' or 'toxic' lenders" and "unregistered securities dealers that make unlawful, predatory loans to publicly traded companies in need of cash" in Shadwrick Vick, derivatively on behalf of Vinco Ventures, Inc. v. Hudson Bay Master Fund Ltd., of the Cayman Islands; Sander R. Gerber, Yoav Roth, BHP Capital NY, Inc., and Bryan Pantofel, as Defendants, and Vinco Ventures, Inc., as Relief Defendant, at the U.S. District Court for the Southern District of New York.

Complaint alleging the corporate defendants operates as "unregistered securities dealers" and that their "business model is illegal" in Mullen Technologies Inc. and Mullen Automotive Inc. v. GEM Global Yield LLC SCS, of Luxembourg; GEM Yield Bahamas Limited, of the Bahamas, and Christopher F. Brown at the U.S. District Court for the Southern District of New York.

Complaint alleging securities fraud in Safety Shot Inc. v. Capybara Research, described as "a short selling research firm with an unknown principal place of business"; Igor Appelboom, described as a resident of Brazil, and Accretive Capital LLC, d.b.a. Benzinga, at the U.S. District Court for the Southern District of New York.