Michael Roessner

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Jurisdictions

SEC v. Equity Acquisition Company Ltd. et al: Compliance Enforcement Application (‘$3.4M in Outstanding Regulatory Penalties’)

Application for an Order Enforcing Compliance with Commission Order requiring the respondents to pay $3.9 million in U.S. Securities and Exchange Commission v. Equity Acquisition Company Ltd., described as "a trust organized under the laws of Bermuda", and Carsten Klein, described as a citizen of Germany residing in Parkland, Florida, at the U.S. District Court for the Southern District of Florida.