USA v. Beam Suntory Inc.: Deferred Prosecution Agreement
Deferred Prosecution Agreement regarding an alleged bribery scheme involving India in USA v. Beam Suntory Inc. at the U. S. District Court for the Northern District of Illinois.
USA v. Beam Suntory Inc.: Criminal Information
Criminal Information under the Foreign Corrupt Practices Act involving India in USA v. Beam Suntory Inc. at the U. S. District Court for the Northern District of Illinois.
CFTC v. Roman Banoczay, Jr. et al: Complaint
Complaint alleging "spoofing" fraud in Commodity Futures Trading Commission v. Roman Banoczay, Jr., Roman Banoczay, Sr., and Bazul Spol SRO, all of Slovakia, at the U. S. District Court for the Northern District of Illinois.
Christopher Strianese v. CCP III Cayman GP Ltd. et al: Class Action Complaint
Class Action Complaint in Christopher Strianese v. GoHealth Inc., Clinton P. Jones, Brandon M. Cruz, Travis J. Matthiesen, NVX Holdings Inc., Centerbridge Partners LP, CCP III AIV VII Holdings LP, CB Blizzard Co-Invest Holdings LP, Blizzard Aggregator LLC, Centerbridge Associates III LP, CCP III Cayman GP Ltd., of the Cayman Islands; Goldman Sachs & Co. LLC, BofA Securities Inc., and Morgan Stanley & Co. LLC at the U. S. District Court for the Northern District of Illinois.
Helen Hudson v. CCP III Cayman GP Ltd. et al: Class Action Complaint
Class Action Complaint alleging Securities Act violations in Helen Hudson v. GoHealth Inc., described as an operator of "a health insurance marketplace" whose share are listed on NASDAQ; Clinton P. Jones, Brandon M. Cruz, Travis J. Matthiesen, NVX Holdings Inc., Centerbidge Partners LP, CCP III AIV VII Holdings LP, CB Blizzard Co-Invest Holdings LP, Blizzard Aggregator LLC, Centerbridge Associates III LP, CCP III Cayman GP Ltd., of the Cayman Islands; Goldman Sachs & Co. LLC, BofA Securities Inc., and Morgan Stanley & Co. LLC at the U. S. District Court for the Northern District of Illinois.
SEC v. Geoffrey Thompson: Complaint
Complaint alleging "a series of unregistered securities offerings" for Canadian "cannabis company" Covalent Collective Inc., in U. S. Securities and Exchange Commission v. Geoffrey Thompson, described as "a recidivist securities laws violator", at the U. S. District Court for the Northern District of Illinois.
Straits Financial LLC v. Century Financial Consultancy LLC et al: Complaint
Complaint "for breach of a Foreign Introducing Broker Agreement" in Straits Financial LLC v. Century Financial Consultancy LLC, of Dubai; Bal Krishen, of Dubai; Adhira Capital FZE, of Sharjah, in the United Arab Emirates, and Surya Prakash Soni, described as a citizen of India who is "believed to reside in Dubai", at the U. S. District Court for the Northern District of Illinois.
Lazar Macovski v. Groupon Inc. et al: Class Action Complaint
Class Action Complaint alleging securities fraud in Lazar Macovski v. Groupon Inc., Rich Williams, and Melissa Thomas at the U. S. District Court for the Northern District of Illinois.
Canadian Pacific Railway v. Edward Burkhardt: Discovery Application
Ex Parte Application by Soo Line Railroad Company, d.b.a. Canadian Pacific Railway, to take discovery from Edward A. Burkhardt for use in legal proceedings in Quebec, Canada, including against Canadian Pacific Railway Company and Montreal Maine & Atlantic Canada Company, at the U. S. District Court for the Northern District of Illinois.
Sherri Leshore et al v. ByteDance Technology Co. Ltd. et al: Class Action Complaint
Class Action Complaint alleging fraud in TK, through her mother, Sherri Leshore, and A.S., through her mother, Laura Lopez v. ByteDance Technology Co. Ltd., of China; Musical.ly Inc., of California; Musical.ly, of the Cayman Islands, and TikTok Inc., of California, at the U. S. District Court for the Northern District of Illinois.
HealthCor Offshore Master Fund LP et al v. Stericycle Inc. et al: Complaint
Complaint alleging fraud in HealthCor Offshore Master Fund LP and HealthCor Sanatate Offshore Master Funds LP, both of the Cayman Islands v. Stericycle Inc., of Delaware; Charles A. Alutto, Daniel V. Ginnetti, and Joseph Brent Arnold at the U. S. District Court for the Northern District of Illinois.
Insight Securities Inc. v. Amicorp (BVI) Trustees Ltd.: Complaint
Complaint alleging negligence and fraud regarding the Vanguardia Trust and the SBH Assets Trust, both of the Cayman Islands, in Insight Securities Inc., of Delaware v. Amicorp (BVI) Trustees Ltd., of the British Virgin Islands, at the U. S. District Court for the Northern District of Illinois.
CFTC v. Yukom Communications Ltd. et al: Complaint
Complaint for "an illegal and fraudulent 'binary options' trading scheme" involving companies in Anguilla, Bulgaria, Cyprus, Gibraltar, Israel, Malta, Marshall Islands, Mauritius, Saint Vincent and the Grenadines, and the United Kingdom in Commodity Futures Trading Commission v. Yukom Communications Ltd., of Israel; Linkopia Mauritius Ltd., of Mauritius; Wirestech Limited, d.b.a. BigOption, of the Marshall Islands; WSB Investments Ltd., d.b.a. BinaryBrook, of Anguilla, Gibraltar, St. Vincent and the Grenadines, and the United Kingdom; Zolarex Ltd., d.b.a. BinaryOnline, of the Marshall Islands; Yakov Cohen, an Israeli residing in Israel and Mauritius; Yossi Herzog, of Israel; Lee Elbaz, of Israel, currently incarcerated in the USA, and Shalom Peretz, of Israel, at the U. S. District Court for the Northern District of Illinois.
Freestream Aircraft (Bermuda) Ltd. et al v. Husch Blackwell LLP et al: Complaint
Complaint alleging fraud regarding a Cayman Islands-registered Airbus A319-115 aircraft and involving "a group of entities registered in the British Virgin Islands whose principal resides in Burkina Faso" in Brinley Holdings Inc., of Panama, and Freestream Aircraft (Bermuda) Ltd., of Bermuda v. Husch Blackwell LLP, a law firm domiciled in Delaware, based in Missouri, and Michael A. Cosby, of Missouri, at the U. S. District Court for the Northern District of Illinois.
Amicorp Management Ltd. et al v. InSight Securities Inc. et al: Complaint
Complaint in Amicorp Management Limited, of the British Virgin Islands, and Amicorp Limited, of Hong Kong v. InSight Securities Inc. and Carlos Legaspy at the U. S. District Court for the Northern District of Illinois.
Amicorp Management Ltd. et al v. InSight Securities Inc. et al: Preliminary Injunction Motion
Plaintiffs' Motion for Preliminary Injunction in Amicorp Management Limited, of the British Virgin Islands, and Amicorp Limited, of Hong Kong v. InSight Securities Inc. and Carlos Legaspy at U. S. District Court for the Northern District of Illinois.
John Dzukey v. Shepherd Bushiri Investments (Pty) Ltd. et al: Complaint
Complaint alleging fraud in John Dzukey v. Shepherd Bushiri Investments (Pty) Ltd., of South Africa; Shepherd Bushiri Holdings (USA) LLC, Zalafin Commodities, of South Africa; Peter Eshiett, and Dr. Jumoke Oyedele at the U. S. District Court for the Northern District of Illinois.
Twin Master Fund Ltd. et al v. Akorn Inc. et al: Complaint
Complaint in Twin Master Fund Ltd., of the Cayman Islands; Twin Opportunities Fund LP, of Delaware; and Twin Securities Inc., of Delaware, v. Akorn Inc., Rajat Rai, Duane A. Portwood, Alan Weinstein, Ronald M. Johnson, and Brian Tambi at the U. S. District Court for the Northern District of Illinois.
Estate of Joel Haym Markus: Discovery Application
Application by the USA to conduct discovery from The Northern Trust Company for use in bankruptcy proceedings in Switzerland involving the Estate of Joel Haym Markus, deceased.
Legion Indemnity Company v. Catalina Holdings (Bermuda) Ltd.: Notice of Removal
Notice of Removal in Legion Indemnity Company (in liquidation) v. Catalina Holdings (Bermuda) Limited at the U. S. District Court for the Northern District of Illinois.
Firestream Aircraft (Bermuda) Ltd. et al v. RSH Aviation Inc. et al: Complaint
Complaint in Brinley Holdings Inc., of Panama, and Firestream Aircraft (Bermuda) Ltd., of Bermuda v. RSH Aviation Inc. and John T. Dusek III at the U. S. District Court for the Northern District of Illinois.
Catalina Holdings (Bermuda) Ltd. v. Legion Indemnity Company: Petition to Confirm Arbitration Award
Petition to Confirm Arbitration Award in Catalina Holdings (Bermuda) Limited v. Jennifer Hammer, Director of Insurance of the State of Illinois, as Liquidator of Legion Indemnity Company, at the U. S. District Court for the Northern District of Illinois.
SEC v. EquityBuild, Inc. et al: Complaint
Complaint in U. S. Securities and Exchange Commission v. EquityBuild, Inc., EquityBuild Finance, LLC, Jerome H. Cohen, and Shaun D. Cohen at the U. S. District Court for the Northern District of Illinois.
Insight Securities, Inc. v. Clodi Holdings Ltd. et al: Complaint
Complaint in Insight Securities, Inc. v. Clodi Holdings Ltd., Amicorp Trustees (New Zealand) Limited, as Trustee of The Docil Trust; Amicorp Management Limited, Madison Assets, LLC, and Deutsche Bank Securities, Inc. at the U. S. District Court for the Northern District of Illinois.
Poland: Piotr Jozef Schumann
Complaint to extradite Piotr Schumann, a.k.a. Peter J. Mitchell, a.k.a. Piotre Mitchell, a.k.a. Kamil Adam Podgorski, from the USA to Poland, filed at the U. S. District Court for the Northern District of Illinois.
Richfield Capital Ltd. v. CFTC: Motion to Quash Subpoena Duces Tecum
Motion to Quash Subpoena Duces Tecum in Richfield Capital Limited, trading as 24option.com, v. U. S. Commodity Futures Trading Commission at the U. S. District Court for the Northern District of Illinois.
Caribbean Island Developments Ltd. v. RE/MAX Cayman Islands et al: Judgment
Judgment of dismissal and memorandum opinion in the Joint Official Liquidators of Caribbean Island Developments, Ltd., both as liquidator of CID and as successor-in-interest to Richard Allen, Dr. Byong Uk Chung, Ted V. Clark, Jill Bowers-Destro, Joseph Anthony Destro, Kevin Gildner, Tony Jenkins, Joy La France, Thomas Leidell, Nancy Leidell, Joan Link, Ken Liss, Martin McCarthy, Patrizia McCarthy, John Mikutowicz, Jack Neilsen, Gitte Neilsen, Jonathan Parker, Cheryl Parker, Marcus Pender, Mary J. Shanahan, Douglas Spencer, Kathleen Spencer, Richo Strydom, G. David Thomas, Mike Thomas, and Christopher Curlew Tribelhorn, v. RE/MAX Holdings, Inc., RMCO LLC, RE/MAX, LLC, Simba Ltd., d.b.a. RE/MAX Cayman Islands; Kim Lund, James Bovell, Oliver DeHart, and Michael Beggs at the U. S. District Court for the Northern District of Illinois.
USA v. Tracy Sunderlage: Criminal Indictment
Criminal Indictment in USA v. Tracy Sunderlage at the U. S. District Court for the Northern District of Illinois.
USA v. Ra-El Enterprises LDC: Forfeiture Complaint
Forfeiture Complaint by the USA against All Funds on deposit at Loyal Bank Limited et al, of St. Vincent & The Grenadines, held in the name of Ra-El Enterprises LDC as part of an investigation into Kristopher Monte Smith and others, including Veronica Young and Donald Armour, filed at the U. S. District Court for the Northern District of Illinois.
Caribbean Island Developments Ltd. et al v. RE/MAX Cayman Islands et al: First Amended Complaint
First Amended Complaint in The Joint Official Liquidators of Caribbean Island Developments, Ltd., both as liquidator of CID and as successor-in-interest to Richard Allen, Dr. Byong Uk Chung, Ted V. Clark, Jill Bowers-Destro, Joseph Anthony Destro, Kevin Gildner, Tony Jenkins, Joy La France, Thomas Leidell, Nancy Leidell, Joan Link, Ken Liss, Martin McCarthy, Patrizia McCarthy, John Mikutowicz, Jack Neilsen, Gitte Neilsen, Jonathan Parker, Cheryl Parker, Marcus Pender, Mary J. Shanahan, Douglas Spencer, Kathleen Spencer, Richo Strydom, G. David Thomas, Mike Thomas, and Christopher Curlew Tribelhorn, v. RE/MAX Holdings, Inc., RMCO LLC, RE/MAX, LLC, Simba Ltd., d.b.a. RE/MAX Cayman Islands; Kim Lund, James Bovell, Oliver DeHart, and Michael Beggs at the U. S. District Court for the Northern District of Illinois.
USA v. Navinder Singh Sarao: ‘Lawful Notice’
'Lawful Notice' by Navinder Sarao in USA v. Navinder Singh Sarao at the U. S. District Court for the Northern District of Illinois.
Caribbean Island Developments Ltd. et al v. RE/MAX Cayman Islands et al: Complaint
Complaint in Joint Official Liquidators of Caribbean Island Developments, Ltd., both as liquidator of CID and as successor-in-interest to and assignee of the claims of Richard Allen, Ted V. Clark, Jill Bowers-Destro, Joseph Anthony Destro, Tony Jenkins, Thomas Leidell, Nancy Leidell, Joan Link, Gregory Link, Ken Liss, Martin McCarthy, Patrizia McCarthy, John Mikutowicz, Jack Neilson, Gitte Neilson, Jonathan Parker, Cheryl Parker, Mary J. Shanahan, Douglas Spencer, Kathleen Spencer, Richo Strydom, G. David Thomas, Mike Thomas, and Christopher Curlew Tribelhorn v. RE/MAX Holdings, Inc., RMCO, LLC, RE/MAX, LLC, Simba Ltd., d.b.a. RE/MAX Cayman Islands; Kim Lund, James Bovell, Oliver DeHart, and Michael Beggs at the U. S. District Court for the Northern District of Illinois.
Poland: Wojciech Daniel Filipczak
Complaint for the Extradition of Wojciech Daniel Filipczak from the USA to Poland to face charges of bribery.
USA v. Navinder Singh Sarao: Criminal Complaint
Criminal Complaint in USA v. Navinder Singh Sarao at the U. S. District Court for the Northern District of Illinois.
Superkite Pty Limited v. Ross B. Glickman: Motion to Withdraw as Counsel to Hayman Private Equity, LLC et al
Motion to Withdraw as Counsel to Hayman Private Equity, LLC, Andrew Bacik, Christopher Dieterich, and Robert Masud in Superkite Pty Limited v. Ross B. Glickman and Ross B. Glickman v. Superkite Pty Ltd., Hayman Private Equity, LLC, Hayman Private Equity Australia (Pty) Ltd., Roland Husner, a.k.a. Roland Frank Bleyer; Andrew Bacik, James Napoli, Christopher Dieterich, Robert Masud and John Stammers, at the U. S. District Court for the Northern District of Illinois.
SEC v. Alliance Investment Management Ltd. et al: Complaint
Complaint in U. S. Securities and Exchange Commission v. Julian R. Brown and Alliance Investment Management Limited at the U. S. District Court for the Northern District of Illinois.
USA v. Peter Troost: Government’s Sentencing Memorandum
Government's Sentencing Memorandum in USA v. Peter Troost at the U. S. District Court for the Northern District of Illinois.
USA v. Peter Troost: Defendant’s Sentencing Memorandum
Defendant's Sentencing Memorandum  in USA v. Peter Troost at the U. S. District Court for the Northern District of Illinois.
USA v. Peter Troost: Plea Agreement
Plea Agreement in tax evasion case involving a client of UBS AG in USA v. Peter Troost at the U. S. District Court for the Northern District of Illinois.
Poland: Sebastian Henryk Maslak
Complaint for the extradition of Sebastian Henryk Maslak from the USA to Poland to face charges of possessing explosives without a permit and document forgery.
CFTC v. Nikolai Battoo et al: Liquidators’ Response to Contempt Motion
British Virgin Islands Liquidators' Response to Contempt Motion in U. S. Commodity Futures Trading Commission v. Nikolai Simon Battoo, BC Capital Group SA, BC Capital Group International Limited, a.k.a. BC Capital Group Limited, a.k.a. BC Capital Group Global; BC Capital Management LLP, and BC Capital Group Holdings SA at the U. S. District Court for the Northern District of Illinois.
CFTC v. Nikolai Battoo et al: Contempt Motion Against BVI Liquidators
Emergency Motion to hold Hadley Chilton and John Greenwood, of Baker Tilly (BVI) Limited, as the British Virgin Islands liquidators of funds controlled by Nikolai Batto, in contempt for allegedly violating an asset-freeze order in U. S. Commodity Futures Trading Commission v. Nikolai Simon Battoo, BC Capital Group SA, BC Capital Group International Limited, a.k.a. BC Capital Group Limited, a.k.a. BC Capital Group Global; BC Capital Management LLP, and BC Capital Group Holdings SA at the U. S. District Court for the Northern District of Illinois.
USA v. Peter Troost: Criminal Information
Criminal Information alleging tax fraud using UBS AG in USA v. Peter Troost at the U. S. District Court for the Northern District of Illinois.
Superkite Pty Ltd. v. Ross B. Glickman et al: Amended Answer & Counter-Claim
Amended Answer and Counter-Claim by Ross B. Glickman in Superkite Pty Limited v. Ross B. Glickman, Urban Hayman Management, LLC, Urban Hayman Holdings, LLC, and Urban Hayman JV, LLC and Ross B. Glickman, Urban Hayman Management, LLC, Urban Hayman Holdings, LLC, and Urban Hayman JV, LLC v. Hayman Private Equity, LLC, Hayman Private Equity Australia (Pty), Ltd., Roland Husner, Roland Frank Bleyer, Andrew Bacik, James Napoli, Christopher Dieterich, Robert Masud, John Stammers at the U. S. District Court for the Northern District of Illinois.
I-Wen Chang Liu et al v. Genevieve Mar: Petition to Confirm Arbitration Award
Petition to Confirm Arbitration Award in I-Wen Chang Liu and Thomas S. Campbell v. Genevieve Mar at the U. S. District Court for the Northern District of Illinois.
Superkite Pty Limited v. Ross B. Glickman et al: Answer & Counter-Claim
Answer and Counter-Claim in Superkite Pty Limited v. Ross B. Glickman, Urban Hayman Management, LLC, Urban Hayman Holdings, LLC, and Urban Hayman JV, LLC and Ross B. Glickman, Urban Hayman Management, LLC, Urban Hayman Holdings, LLC, and Urban Hayman JV, LLC Â v. Hayman Private Equity, LLC, Hayman Private Equity Australia (Pty), Ltd., Roland Husner, a.k.a. Roland Frank Bleyer; Andrew Bacik, James Napoli, Christopher Dieterich, Robert Masud, and John Stammers.
Superkite Pty Limited v. Ross B. Glickman: Complaint
Complaint in Superkite Pty Limited v. Ross B. Glickman at the U. S. District Court for the Northern District of Illinois.
CFTC v. Nikolai Battoo et al: TRO Motion
Plaintiff's Emergency Ex Parte Motion for Statutory Restraining Order, Asset Freeze, Preliminary Injunction, Expedited Discovery, Appointment of Receiver and Other Equitable Relief in U. S. Commodity Futures Trading Commission v. Nikolai Simon Battoo, BC Capital Group Holdings SA, BC Capital Management LLP, BC Capital Group Global, BC Capital Group Limited, BC Capital Group International Limited, and BC Capital Group SA at the U. S. District Court for the Northern District of Illinois.
CFTC v. Nikolai Battoo et al: Complaint
Complaint in U. S. Commodity Futures Trading Commission v. Nikolai Simon Battoo, BC Capital Group SA, BC Capital Group International Limited, a.k.a. BC Capital Group Limited, a.k.a. BC Capital Group Global; BC Capital Management LLP, and BC Capital Group Holdings SA at the U. S. District Court for the Northern District of Illinois.
SEC v. Tracy Sunderlage et al: Motion for TRO
Motion for Temporary Restraining Order in U. S. Securities and Exchange Commission v. Tracy Lee Sunderlage, Nikolai Simon Battoo, BC Capital Group S.A., and BC Capital Group Limited at the U. S. District Court for the Northern District of Illinois.
