United States District Court for the Eastern District of New York

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Arkansas Teacher Retirement System v. Clarivate Plc et al: Class Action Complaint

March 11, 2022
Class Action Complaint alleging securities fraud bleichmarin Arkansas Teacher Retirement System v. Clarivate Plc, described as "an information services and analytics company" domiciled in Jersey, in the Channel Islands, and based in London, England; Jerre Stead, Richard Hanks, Sheryl von Blucher, Kosty Gillis, Balakrishnan S. Iyer, Nicholas Macksey, Anthony Munk, Jane Okun Bomba, Charles J. Neral, Richard W. Roedel, Christine Archbold, Citigroup Global Markets Inc., BofA Securities Inc., RBC Capital Markets LLC, Barclays Capital Inc., HSBC Securities (USA) Inc., JPMorgan Securities LLC, and PricewaterhouseCoopers LLP at the U. s. District Court for the Eastern District of New York.

Dreamr Labs Ltd. v. Delchain Ltd. et al: Complaint (‘$20M Crypto Claim’)

March 10, 2022
Complaint for $20 million alleging fraud and breach of contract involving crypto in Dreamr Labs Limited, of the Bahamas v. Delchain Limited, of the Bahamas; Deltec Bank & Trust Limited, of the Bahamas; Bruno Macchialli, of Porte Vedra, Florida; Suisse Finance Holdings, of Switzerland, and Richard Iamunno, of Boca Raton, Florida, at the U. S. District Court for the Eastern District of New York.

CFTC v. Dwayne Golden et al: Complaint (‘$44M Crypto-Based Fraud’)

March 8, 2022
Complaint alleging a crypto-based investment fraud in Commodity Futures Trading Commission v. Dwayne Golden, Jatin Patel, described as a citizen and resident of India; Marquis Demarking Egerton, a.k.a. Mardy Eger, and Gregory Aggesen at the U. S. District Court for the Eastern District of New York.

Dominus Multi-Manager Fund Ltd. et al v. Infinity Q Capital Management LLC et al: Class Action Complaint (Federal Court)

February 17, 2022
Class Action Complaint involving "one of the most egregious investment fund collapses in history wherein the Funds lost over 40% of their respective values after a forced liquidation by the SEC" in Schiavi + Company LLC, of Delaware, and Dominus Multi-Manager Fund Ltd., of the Cayman Islands v. Trust for Advised Portfolios, Infinity Q Capital Management LLC, Infinity Q Volatility Alpha Fund LP, Infinity Q Volatility Alpha Offshore Fund Ltd., of the Cayman Islands; Christopher E. Kashmerick, John C. Chrystal, Albert J. DiUlio, Harry E. Resis, Russell B. Simon, Steven J. Jensen, James Velissaris, Leonard Potter, Scott Lindell, Quasar Distributors LLC, U.S. Bancorp Fund Services LLC, EisnerAmper LLP, Bonderman Family Limited Partnership LP, and Infinity Q Management Equity LLC at the U. S. District Court for the Eastern District of New York.

Kevin Parot v. Clarivate Plc et al: Class Action Complaint

January 24, 2022
Class Action Complaint in Kevin Parot v. Clarivate Plc, described as "an information services and analytics company" based in London, England, and domiciled in Jersey, in the Channel Islands; Jerre Stead, and Richard Hanks at the U. S. District Court for the Eastern District of New York.

SEC v. Ivars Auzins: Complaint

December 2, 2021
Complaint alleging "the fraudulent offer and sale of unregistered securities, including digital asset securities" involving "the Denaro initial coin offering and "the Innovamine cloud mining platform" in U. S. Securities and Exchange Commission v. Ivars Auzins, a.k.a. Ron Ramsey, a.k.a. Daniel Gaines, described as a citizen and resident of Latvia, at the U. S. District Court for the Eastern District of New York.

Orbis Global Equity LE Fund et al v. Vale SA et al: Complaint

November 24, 2021
Complaint "to recover significant investment losses suffered as a result of securities fraud perpetrated by Defendants" in Orbis Global Equity LE Fund, of Australia; Orbis Global Equity Fund, of Australia; Orbis Global Balanced Fund, of Australia; Orbis SICAV, of Luxembourg; Orbis Institutional Funds Limited, of Bermuda; Orbis Global Equity Fund Limited, of Bermuda; Orbis Institutional Global Equity LP, of Delaware, and Orbis OEIC, of England and Wales v. Vale SA, described as "an international mining company based in Brazil"; Murilo Ferreira, Fabio Schvartsman, Luciano Siani Pires, Gerd Peter Poppinga, and Luiz Eduardo Froes do Amaral Osorio at the U. S. District Court for the Eastern District of New York.

Bruce Carper v. TMC the metals company Inc. et al: Class Action Complaint

October 28, 2021
Class Action Complaint alleging fraud in Bruce Carper v. TMC the metals company Inc., formerly Sustainable Opportunities Acquisition Corp., described as a Cayman Islands-domiciled, Canada-based "deep-sea minerals exploration company" whose shares are listed on NASDAQ; Gerard Barron, and Scott Leonard at the U. S. District Court for the Eastern District of New York.

Eric Muller v. ReconAfrica et al: Class Action Complaint

October 25, 2021
Class Action Complaint alleging fraud in Eric Muller v. Reconnaissance Energy Africa Ltd., formerly known as Lund Enterprises Corp., described as a Canadian company that "purports to engage in the identification, exploration, and development of oil and/or gas assets in Namibia and Botswana"; James Jay Park, Scot Evans, Ian D. Brown, Carlos Escribano, Shiraz Dhanani, Mark Gerlitz, James Granath, Claire Preece, Ndapewoshali Shapwanale, Chris Gilmour, and Sindila Mwiya at the U. S. District Court for the Eastern District of New York.

USA v. Credit Suisse Securities (Europe) Ltd.: Plea Agreement

October 19, 2021
Plea Agreement regarding a fraud involving Mozambique in USA v. Credit Suisse Securities (Europe) Limited, described as "a wholly-owned subsidiary of Credit Suisse headquartered in London, United Kingdom", at the U. S. District Court for the Eastern District of New York.

USA v. Credit Suisse Securities (Europe) Ltd.: Criminal Information

October 19, 2021
Criminal Information alleging conspiracy to commit wire fraud involving Mozambique in USA v. Credit Suisse Securities (Europe) Limited, described as "a wholly-owned subsidiary of Credit Suisse Group AG headquartered in London, United Kingdom", at the U. S. District Court for the Eastern District of New York.

USA v. Wanzhou Meng: Deferred Prosecution Agreement

September 24, 2021
Deferred Prosecution Agreement in USA v. Wanzhou Meng, a citizen of China who is the Chief Financial Officer of Huawei Technologies Co. Ltd., at the U. S. District Court for the Eastern District of New York.

SEC v. Daniel Cattlin et al: Complaint

September 23, 2021
Complaint alleging securities fraud in U. S. Securities and Exchange Commission v. Daniel Cattlin, described as a citizen and resident of the United Kingdom, and William Shupe, described as a "disbarred lawyer" residing in Utah, at the U. S. District Court for the Eastern District of New York.

SEC v. Timothy Page et al: TRO Motion

September 23, 2021
Motion for Preliminary Injunction regarding an alleged securities fraud in U. S. Securities and Exchange Commission v. Timothy Page, described as a citizen of the United Kingdom; Trevor Page, described as a resident of the United Kingdom residing in the U.K., Switzerland, and Fiji; Ticino Capital Limited, described as a Maltese company "owned on paper by a Swiss attorney"; Wellesley Holdings Limited, of Hungary; Porrima Limited, of Hungary; Emergent Investment Company, of Hungary, and FJ Investments International Inc., of Utah, as Defendants, and Janan Page, described as a resident of the United Kingdom, Switzerland, and Fiji, as Relief Defendant, at the U. S. District Court for the Eastern District of New York.

SEC v. Timothy Page et al: Complaint

September 23, 2021
Complaint alleging securities fraud in U. S. Securities and Exchange Commission v. Timothy Page, described as a citizen of the United Kingdom; Trevor Page, described as a resident of the United Kingdom residing in the U.K., Switzerland, and Fiji; Ticino Capital Limited, described as a Maltese company "owned on paper by a Swiss attorney"; Wellesley Holdings Limited, of Hungary; Porrima Limited, of Hungary; Emergent Investment Company, of Hungary, and FJ Investments International Inc., of Utah, as Defendants, and Janan Page, described as a resident of the United Kingdom, Switzerland, and Fiji, as Relief Defendant, at the U. S. District Court for the Eastern District of New York.

USA v. Roberto Cortes et al: Criminal Indictment

September 1, 2021
Criminal Indictment alleging conspiracy to commit wire fraud, bank fraud and money laundering involving entities in or from Argentina, Bahamas, Belgium, Bermuda, British Virgin Islands, Cayman Islands, Ecuador, Germany, Switzerland, Uruguay, and the United States in USA v. Roberto Gustavo Cortes Ripalda, described as a citizen of Ecuador and the U.S.; Fernando Haberer Bergson, described as a citizen of Germany and Uruguay and a resident of Argentina, and Ernesto Heraclito Weisson Pazmino, described as a citizen of Ecuador and the U.S., at the U. S. District Court for the Eastern District of New York.

Alpene Ltd. v. Elizabeth McCaul: Discovery Application

August 30, 2021
Application by Alpene Ltd., of Hong Kong, described as "the 100% indirect owner of a bank in the Republic of Malta", to take discovery from Elizabeth McCaul, described as a resident of New York, for use in legal proceedings in Malta in which Alpene claimed that "Malta engaged in a series of allegedly retaliatory acts against Alpene's investment, Pilatus Bank", filed at the U. S. District Court for the Eastern District of New York.

Subhash Patel v. Koninklijke NA et al: Class Action Complaint

August 16, 2021
Class Action Complaint alleging securities fraud in Subhash Patel v. Koninklijke N.A., of the Netherlands, described as the operator of "a health technology company in North America, Greater China, and internationally"; Frans van Houten, and Abhijit Bhattacharya at the U. S. District Court for the Eastern District of New York.

Junhui Jiang v. BlueCity Holdings Ltd. et al: Class Action Complaint

July 19, 2021
Class Action Complaint in Junhui Jiang v. BlueCity Holdings Limited, described as a Cayman Islands-domiciled, China-based company that "operates a platform for the LGBTQ - lesbian, gay, bisexual, transgender, and queer (or questioning) - community primarily under the BlueCity brand in China, India, Korea, Thailand, and Vietnam"; Baoli Ma, Zhiyong (Ben) Li, Zhe Wei, Wei Ying, Colleen A. DeVries, AMTD Global Markets Limited, Loop Capital Markets LLC, Tiger Brokers (NZ) Limited, Prime Number Capital LLC, R. F. Lafferty & Co. Inc., and Cogency Global Inc. at the U. S. District Court for the Eastern District of New York.

Makhpal Karibzhanova v. Mubadala Fund et al: Discovery Application

July 14, 2021
Application by Makhpal Karibzhanova, described as "a citizen of Kazakhstan and is the former wife of a wealthy and politically-connected Kazakh businessman, Aidan Karibzhanov" whose "wealth is held in offshore structures and through nominee ownership around the world, making it necessary to gather evidence from a number of countries, including the United States, the United Kingdom, Switzerland, the United Arab Emirates, and Singapore, as well as Kazakhstan and a number of offshore jurisdictions", including the British Virgin Islands, Cayman Islands, Hong Kong, and Singapore, to take discovery from Mubadala Fund, Extell Developrnent, Edward Mermelstein, One and Only Realty, Eduard Ogai, Credit Suisse, American Express and others for use in legal proceedings in Kazakhstan, filed at the U. S. District Court for the Eastern District of New York.

Kohli Pratyush v. Full Truck Alliance Co. Ltd. et al: Class Action Complaint

July 12, 2021
Class Action Complaint in Kohli Pratyush v. Full Truck Alliance Co. Ltd., described as a Cayman Islands-domiciled, China-based "digital freight platform that connects shippers with truckers to facilitate shipments in the People's Republic of China"; Peter Hui Zhang, Simon Chong Cai, Colleen A. DeVries, Morgan Stanley & Co., LLC, China International Capital Corporation Hong Kong Securities Limited, of Hong Kong; Goldman Sachs (Asia) LLC, of Hong Kong, and Cogency Global Inc., of New York, at the U. S. District Court for the Eastern District of New York.

USA v. Amec Foster Wheeler Energy Ltd.: Criminal Information

June 25, 2021
Criminal Information alleging a bribery scheme involving, inter alia, Brazilian petroleum firm Petróleo Brasileiro - Petrobras, unidentified "intermediary" companies in Brazil and Monaco, and unidentified citizens of Brazil, Italy, United Kingdom and United States in USA v. Amec Foster Wheeler Energy Limited, of Switzerland, at the U. S. District Court for the Eastern District of New York.

USA v. Amec Foster Wheeler Energy Ltd.: Deferred Prosecution Agreement

June 25, 2021
Deferred Prosecution Agreement regarding an alleged bribery scheme involving Brazilian petroleum firm Petróleo Brasileiro - Petrobras in USA v. Amec Foster Wheeler Energy Limited, of Switzerland, at the U. S. District Court for the Eastern District of New York.

Yili Qiu v. Tarena International Inc. et al: Class Action Complaint

June 22, 2021
Class Action Complaint alleging securities fraud in Yili Qiu v. Tarena International, Inc., described as a Cayman Islands-domiciled, China-based company that "purports to provide professional education services including professional information technology training courses and non-IT training courses" and whose securities are listed on NASDAQ; Shaoyun Han, and Yuduo Yang at the U. S. District Court for the Eastern District of New York.

Oak Financial Group Inc. v. Infinity Q Diversified Alpha Fund et al: Complaint

June 8, 2021
Complaint alleging fraud in Oak Financial Group Inc. v. Infinity Q Diversified Alpha Fund, Trust For Advised Portfolios, Infinity Q Capital Management LLC, Christopher E. Kashmerick, John C. Chrystal, Albert J. DiUlio, Harry E. Resis, Russell B. Simon, Steven J. Jensen, James Velissaris, Leonard Potter, Scott Lindell, Quasar Distributors, LLC, EisnerAmper LLP, Bonderman Family Limited Partnership, LP, and Infinity Q Management Equity, LLC at the U. S. District Court for the Eastern District of New York.

USA v. Rajpreet Kaur et al: Criminal Complaint

June 7, 2021
Criminal Complaint alleging fraud and money laundering in USA v. Rajpreet Kaur, Jasminder Singh, and Mandeep Singh, described as citizens of India residing in the USA, at the U. S. District Court for the Eastern District of New York.

USA v. Bank Julius Baer: Criminal Information

May 27, 2021
Criminal Information alleging Bank Julius Baer conspired to launder bribes to soccer officials for the rights to the World Cup, Copa Libertadores, and Copa América soccer tournaments in a scheme allegedly involving individuals in or from Argentina, Bolivia, Brazil, Chile, Paraguay, and Uruguay in USA v. Bank Julius Baer & Co. Ltd., of Switzerland, at the U. S. District Court for the Eastern District of New York.

USA v. Bank Julius Baer: Deferred Prosecution Agreement

May 27, 2021
Deferred Prosecution Agreement regarding an alleged scheme to launder the proceeds of bribery involving soccer organizations FIFA, CONMEBOL, and others in USA v. Bank Julius Baer & Co. Ltd., of Switzerland, at the U. S. District Court for the Eastern District of New York.

USA v. David Sinyavskiy: Complaint

May 17, 2021
Complaint "to reduce to judgment and collect outstanding civil penalties" totaling $80,724 for "non-willful failure to timely report his financial interest in foreign bank accounts" involving an account at Rothschild Bank AG, in Zurich, Switzerland, in USA v. David Sinyavskiy, described as a former resident of Ukraine who became a United States citizen, at the U. S. District Court for the Eastern District of New York.

Fei Jing et al v. Yan Sun: Complaint

April 28, 2021
Complaint alleging "an illegal, unregistered and unlicensed Bitcoin trading operation" in Fei Jing, of Canada; Luosu Li, of China; Jinyu He, of California; Duanyang Wang, of China; Tian Lan, of Washington, and Chuyao Feng, of Georgia, USA v. Yan Sun, of New York, at the U. S. District Court for the Eastern District of New York.

Paula Schoenhoff v. Cardtronics Plc et al: Complaint

April 26, 2021
Complaint in Paula Schoenhoff v. Cardtronics Plc, described as an English provider of "automated consumer financial services through its network of automated teller machines and multi-function financial services kiosks" whose shares are listed on NASDAQ; Mark Rossi, Douglas L. Braunstein, Julie Gardner, Warren C. Jenson, G. Patrick Phillips, Juli C. Spottiswood, and Rahul Gupta at the U. S. District Court for the Eastern District of New York.

American Home Energy Inc. et al v. AEC Yield Capital LLC et al: Complaint

March 12, 2021
Complaint alleging fraud in American Home Energy Inc., HomeEnergy Inc., EnergyInvest LLC, all Delaware companies based in Sonoma, California, and Thomas Enzendorfer, of California v. AEC Yield Capital LLC, of New York; AEC 51 Yield LLC, of New York; Swiss ALP Asset Management GmbH, described as a Liechtenstein company based in Switzerland, and Solid Income Limited, described as a Cayman Islands company based in Switzerland, at the U. S. District Court for the Eastern District of New York.

Nikolay Falin v. Magnus Thorstenn: Discovery Application

February 15, 2021
Ex Parte Application by Nikolay Anatolyevich Falin, described as "a Russian businessperson and the owner of the Maximum Group, a group of Russian companies engaged in the transportation of oversized and industrial cargo", to take discovery from Magnus Gylfi Thorstenn, described as a lawyer in New York, for use in legal proceedings in the British Virgin Islands involving allegations of fraud, filed at the U. S. District Court for the Eastern District of New York.

SEC v. GPB Capital Holdings LLC et al: Complaint

February 4, 2021
Complaint alleging a $1.7 billion "Ponzi-like scheme" involving "approximately 17,000 retail investors" in U. S. Securities and Exchange Commission v. GPB Capital Holdings LLC, Ascendant Capital LLC, Ascendant Alternative Strategies LLC, David Gentile, Jeffry Schneider, and Jeffrey Lash at the U. S. District Court for the Eastern District of New York.

USA v. Luis Enrique Martinelli Linares et al: Criminal Indictment

February 4, 2021
Criminal Indictment alleging money laundering regarding a bribery scheme and in USA v. Luis Enrique Martinelli Linares, a citizen of Panama and Italy, and Ricardo Alberto Martinelli Linares at the U. S. District Court for the Eastern District of New York.

SEC v. Kristijan Krstic et al: Complaint

February 1, 2021
Complaint alleging securities fraud based around cryptocurrency in U. S. Securities and Exchange Commission v. Kristijan Krstic, a.k.a. Felix Logan, described as "a Serbian-Australian national who was domiciled in the Philippines"; John DeMarr, and Robin Enos at the U. S. District Court for the Eastern District of New York.

Yoav Gutman v. Lizhi Inc. et al: Class Action Complaint

January 20, 2021
Class Action Complaint in Yoav Gutman v. Lizhi Inc., of China; Jinnan Lai, Ning Ding, Zelong Li, Xi Chen, Tao Huang, Ye Yuan, Richard Arthur, Colleen A. de Vries, Citigroup Global Markets Inc., Haitong International Securities Company Limited, of Hong Kong; AMTD Global Markets Limited, of Hong Kong; Needham & Company LLC, of New York; Tiger Brokers (NZ) Limited, of New Zealand; China Merchants Securities (HK) Co. Limited, of Hong Kong; Valuable Capital Limited, of Hong Kong; Prime Number Capital LLC, and Cogency Global Inc. at the U. S. District Court for the Eastern District of New York.

Tian Shi v. IHS Markit Ltd. et al: Complaint

January 19, 2021
Complaint in Tian Shi v. IHS Markit Ltd., described as a Bermuda company that "provides critical information, analytics, and solutions for vrious industries and markets worldwide" whose securities are listed on the New York Stock Exchange; Lance Uggla, John Browne, Dinyar S. DeVitre, Ruann F. Ernst, Jacques Esculier, William E. Ford, Nicoletta Giadrossi, Gay Huey Evans, Robert P. Kelly, Deborah Doyle McWhinney, Jean-Paul L. Montupet, Deborah Orida, and James A. Rosenthal at the U. S. District Court for the Eastern District of New York.

USA v. Deutsche Bank AG: Deferred Prosecution Agreement

January 8, 2021
Deferred Prosecution Agreement regarding allegations of bribery and fraud activity involving, inter alia, entities in Abu Dhabi, British Virgin Islands, Italy, and Saudi Arabia in USA v. Deutsche Bank AG at the U. S. District Court for the Eastern District of New York.