Austria

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BNP Paribas SA: €235K Fine

June 15, 2021
Public Notice by the Austrian Financial Market Authority that it has imposed a fine of €235,000 on BNP Paribas SA for "breach of the requirements for honest, clear and non-misleading information with regard to its market presence".

European Lithium Ltd.: €160K Fine

June 15, 2021
Public Notice by the Austrian Financial Market Authority that it has imposed a fine of €160,000 on European Lithium Limited "for the dissemination of information and messages that sent out false and misleading signals to the market in relation to a financial instrument". Editor's Note: Research by OffshoreAlert showed that, on its website at https://europeanlithium.com/, European Lithium's "Directors and Senior Management" are described as Tony Sage - Non-Executive Chairman; Dietrich Wanke - Chief Executive Officer; Kimon Gkomozias - Executive Director; Malcolm Day - Non-Executive Director; and Melissa Chapman - CFO & Company Secretary.

Erste Asset Management GmbH: €279K Fine

December 18, 2020
Public Notice by the Austrian Financial Market Authority that it has imposed a fine of €279,200 on Erste Asset Management GmbH for a regulatory breach regarding Immofinanz AG.

ADCADA Investments AG PCC: Investor Warning

May 22, 2020
Investor Warning by the Austrian Financial Market Authority that ADCADA Investments AG PCC, of Liechtenstein, "is failing to comply with its obligations". Editor's Note: Research by OffshoreAlert showed that, in the Liechtenstein Commercial Register, the directors of ADCADA Investments AG PCC are identified as Lukas Jakob Wössner, Florian Scheiber, who is also President, and Benjamin Franklin Kühn, Chairman. On its website at https://adcada.healthcare/, ADCADA group claims to have "set up a production facility for mouth-nose protection mask" in Germany, where "12 million respiratory masks and other protective equipment are manufactured here every month".

Cryptotrustconsulting Ltd.: Investor Warning

October 4, 2019
Investor Warning by the Austrian Financial Market Authority regarding Cryptotrustconsulting Ltd., a British company owned and operated by Marc Bendrat, 34, a citizen of Germany residing in Austria.