Ontario Securities Commission

SHOWING:

1 to 21 of 21 results
  

Sort By:

Search

Filter By:

Topics

Jurisdictions

show more show less

Allegations

Mek Global Ltd. et al: C$2M Fine (‘Unregistered Crypto Investment Activity’)

June 21, 2022
Reasons and Decision in the matter of Mek Global Limited. of the Seychelles, and PhoenixFin Pte. Ltd., of Singapore, collectively known as KuCoin, which "sold crypto contracts and crypto futures contracts through their global online crypto asset trading platform", before the Ontario Securities Commission.

Aux Cayes Fintech Co. Ltd.: Statement of Allegations

August 18, 2021
Statement of Allegations in the matter of Aux Cayes Fintech Co. Ltd., described as a Seychelles-domiciled operator of "an online crypto asset trading platform", for "violating Ontario securities law", before the Ontario Securities Commission.

Mark Litwin et al: Securities Fraud Charges

June 22, 2021
News Release by the Ontario Securities Commission entitled "Former officers and directors of CannTrust charged with Securities Act Offences", identifying those charged as Mark Litwin, Eric Paul, and Peter Aceto, all of Toronto, Canada.

Bybit Fintech Ltd.: Statement of Allegations (Canada)

June 21, 2021
Statement of Allegations alleging unregistered securities activity involving cryptocurrencies in the Enforcement Branch of the Ontario Securities Commission v. Bybit Fintech Limited, described as a British Virgin Islands-domiciled "online crypto asset trading platform", and which appears to be based in Singapore, before the Ontario Securities Commission.

Mek Global Ltd. et al: Allegations

June 7, 2021
Statement of Allegations in the matter of Mek Global Limited, of the Seychelles, and PhoenixFin Pte. Ltd., of Singapore, collectively doing business as KuCoin, described as "an online crypto asset trading platform", before the Ontario Securities Commission.

Polo Digital Assets Ltd.: Statement of Allegations

May 25, 2021
Statement of Allegations "for disregarding Ontario securities law and to signal that crypto asset trading platforms flouting Ontario securities law will face regulatory action" in Ontario Securities Commission v. Polo Digital Assets Ltd., a.k.a. Poloniex, described as a Seychelles-domiciled "online crypto asset trading platform", before the Ontario Securities Commission.

Coinsquare Ltd. et al: Statement of Allegations

July 16, 2020
Statement of Allegations in a proceeding against Coinsquare Ltd., described as "a crypto asset trading platform located in Toronto"; Cole Diamond, Virgile Rostand, and Felix Mazer "to hold them accountable for their misconduct and to send a message to other market participants in the crypto asset sector that deceptive conduct will not be tolerated in Ontario's capital markets", at the Ontario Securities Commission. The allegations include market manipulation and "a reprisal against an internal whistleblower".

Coinsquare Ltd. et al: Settlement Agreement

July 16, 2020
Settlement Agreement between the Ontario Securities Commission, in Canada, and Coinsquare Ltd., which "operates a crypto asset trading platform in Toronto"; Cole Diamond, Virgile Rostand, and Felix Mazer.

Patrick Mazza et al: Suspension Order

June 17, 2020
Temporary Order by the Ontario Securities Commission suspending the trading of securities by Evolution Mentor Capital Inc. and Pasqualino (Patrick) Michael Mazza for suspected unauthorized trading.

First Class Crypto Inc. et al: Settlement of Allegations

May 28, 2020
Order Approving Settlement in Ontario Securities Commission v. First Class Crypto Inc., Johnathan Harris, Mitchell Carnie, and Neill Kross regarding an investment offering "to purchase computing hardware that mines crypto assets".

First Class Crypto Inc. et al: Statement of Allegations

May 27, 2020
Statement of Allegations against First Class Crypto Inc., Johnathan Harris, Mitchell Carnie, and Neill Kross regarding "false or misleading statements" when raising C$365,000 from investors purportedly "to purchase computing hardware that mines crypto assets", at the Ontario Securities Commission.

David Sidders et al: Reasons & Decision

October 23, 2019
Reasons and Decision in the matter of Cameron Edward Cornish, David Paul George Sidders, and Patrick Jelf Caruso before the Ontario Securities Commission.

Alex Tapscott et al: Statement of Allegations

May 8, 2019
Statement of Allegation in the Ontario Securities Commission v. NextBlock Global Limited and Alex Tapscott regarding allegedly false statements in offering memoranda for a blockchain-related private placement.