Stephen Dewsnip: Disqualification (Guernsey)
Public Announcement by the Guernsey Financial Services Commission that it "decided to prohibit Mr Stephen Paul Dewsnip from performing any function on behalf of a regulated entity".
Zedra Trust Company (Guernsey) Ltd. et al: £105K Fines & Disqualification (Guernsey)
Public Statement by the Guernsey Financial Services Commission that it has imposed fines of £90,000 and £15,000 on Zedra Trust Company (Guernsey) Limited and Colin Andrew Borman, respectively, and, additionally, a two-year disqualification on the latter for regulatory breaches.
Equiom (Guernsey) Ltd.: £455K Fine (Guernsey)
Public Notice by the Guernsey Financial Services Commission that it has imposed a fine of £455,000 on Equiom (Guernsey) Limited, described as "a large business with a high-risk appetite and a significant number of high-risk relationships", for regulatory breaches, including those involving citizens of Russia.
Trident Trust Company (Guernsey) Ltd. et al: £431.9K Fines & Disqualifications (Guernsey)
Public Notice by the Guernsey Financial Services Commission that it has imposed fines totaling £431,900 on Trident Trust Company (Guernsey) Limited, Mark Wilson Le Tissier, Ryan Daniel Dekker, and Boonyasinee Queripel, a.k.a. Kwan Queripel, and corporate disqualifications on Le Tissier, Dekker, and Queripel for regulatory breaches.
Ginette Blondel: £210K Fine & Disqualification (Guernsey)
Public Notice by the Guernsey Financial Services Commission that it has imposed a fine of £210,000 and corporate disqualification on Ginette Louise Blondel for regulatory breaches.
Fides Corporate Services Ltd. et al: £266K Fines & Disqualifications (Guernsey)
Public Notice by the Guernsey Financial Services Commission that it has imposed fines totaling £266,000 and/or corporate disqualifications against Fides Corporate Services Limited, David Charles Housley Whitworth, Paul Conway, and Stuart Turner for regulatory breaches.
Iskander Karam: £10K Fine & Disqualification (Guernsey)
Public Notice by the Guernsey Financial Services Commission that it has issued a £10,000 fine and two-year prohibition against Iskander Karam, a.k.a. Alexander Karam, a.k.a. Alexander Kaymen, who appears to be a citizen and resident of the United Kingdom, after finding that he "deliberately or recklessly made a number of false and/or misleading statements in his Personal Questionnaire submitted in connection with an application for a licence and for the authorisation of a collective investment scheme".
GBG Insurance Ltd.: Notice of Failure (Guernsey)
Public Notice by the Guernsey Financial Services Commission that GBG Insurance Limited has gone into administration, nine months after its directors informed the FSC that "they had discovered that assets shown in the accounts representing many millions of pounds did not actually exist".
Linda Dowding: £40K Fine & Disqualification (Guernsey)
Public Notice by the Guernsey Financial Services Commission that it has imposed a fine of £40,000 and three-year disqualification on Linda Dowding "following her failure to meet the Minimum Criteria for Licensing".
Deborah Ellis et al: Penalties (Guernsey)
Public Notice by the Guernsey Financial Services Commission regarding penalties against Chamberlain Heritage Services Limited and Deborah Anne Ellis.
Chamberlain Heritage Services Ltd. et al: Penalties (Guernsey)
Public Notice by the Guernsey Financial Services Commission regarding penalties against Chamberlain Heritage Services Limited, Christopher Henry Shaw, John Adam Robilliard, and Bruce David McNaught.
Paul Conway: Fine & Ban (Guernsey)
Public Notice by the Guernsey Financial Services Commission that it has imposed a fine of £30,000 and three-year disqualification on Paul Conway for regulatory breaches.
Trevor Kelham et al: Disqualification & Fines (Guernsey)
Public Statement by the Guernsey Financial Services Commission that it has imposed a fine of £45,000 and disqualification on Trevor James Kelham, a resident of Arizona, USA, and a fine of £13,500 on Sarah Jayne Sarre for regulatory breaches.
Ian Domaille et al: Guernsey FSC Review
Public Announcement by the Guernsey Financial Services Commission that it is "preparing to ask the Guernsey Court of Appeal to review legal aspects of the judgment handed down" by The Royal Court of Guernsey in Ian Charles Domaille, Ian Geoffrey Clarke, and Margaret Helen Hannis v. Guernsey Financial Services Commission.
William Cairns et al: Fines & Prohibitions (Guernsey)
Public Notice by the Guernsey Financial Services Commission that it has imposed fines and prohibitions on William Stephen Cairns and Du Preez Gert Vermeulen.
GFG Ltd.: £280K Fine (Guernsey)
Public Notice by the Guernsey Financial Services Commission that it has imposed a fine of £280,000 on GFG Limited (in Voluntary Liquidation) for "the firm’s failure to meet the minimum criteria for licensing under the Protection of Investors (Bailiwick of Guernsey) Law, 2020".
Hamish Few: Disqualification (Guernsey)
Public Notice by the Guernsey Financial Services Commission that it has imposed a disqualification on Hamish Jebb Hamilton Few.
Crescendo Advisors International Ltd.: £237K Fines & Disqualification (Guernsey)
Public Statement by the Guernsey Financial Services Commission that it has imposed penalties on Crescendo Advisors International Limited and Hamish Jebb Hamilton Few.
Geoffrey Trebert: £87.5K Fine & Ban
News Release by the Guernsey Financial Services Commission that it has imposed a fine of £87,500 and disqualification on Geoffrey John Trebert for "his failure to meet the Minimum Criteria for Licensing".
Gary Durkin: £35K Fine
News Release by the Guernsey Financial Services Commission that it has imposed a fine of £35,000 on corporate service provider Gary William Jason Durkin "following his failure to meet the Minimum Criteria for Licensing".
ITI Trade Ltd.: Appointment of Administration Managers
Public Notice by the Guernsey Financial Services Commission that Matthew Wright and Andrew Duncan, both of Leonard Curtis CI Limited, have been appointed as Joint Administration Managers of ITI Trade Limited.
ITI Trade Ltd.: Administration Management Notice
Public Notice by the Guernsey Financial Services Commission that it intends to apply to the Royal Court for an "administration management order" regarding ITI Trade Limited.
Artemis Trustees Ltd.: £450K Fine (Guernsey)
Public Notice by the Guernsey Financial Services Commission that it has imposed a fine of £450,000 on Artemis Trustees Limited for "their failure to meet the minimum criteria for licensing".
VTBC Asset Management International Ltd.: Administration (‘Russo-Ukrainian war’)
News Release by the Guernsey Financial Services Commission that it has successfully applied for the administration of VTBC Asset Management International Limited "in order to protect the interests of investors and the reputation of the Bailiwick as a financial centre given the ongoing impact of sanctions resulting from the Russo-Ukrainian war".
Robert Sinclair: £196K Fine & Industry Ban
Public Notice by the Guernsey Financial Services Commission that it has imposed a fine of £196,000 and disqualification on Robert Archibald Gilchrist Sinclair.
Hansard Ltd. et al: £398K Fines
Public Statement by the Guernsey Financial Services Commission that it has imposed fines totaling £398,300 on Hansard Limited, Andrew Neil Parr, Alan Peter Northmore, Philip Clive Blows, David Samuel Lloyd, and Lynn Giovinazzi for regulatory breaches.
Keith Hammond: Disqualification
Public Notice by the Guernsey Financial Services Commission that it has imposed "prohibition orders" against Keith Laurence Hammond "for failing to provide information to the Commission (initially via an Online Personal Questionnaire and subsequently in correspondence), that was full, frank and unambiguous, in relation to the circumstances surrounding his resignation from previous employment".
Sarah Jayne Sarre: £13.5K Fine
Public Notice by the guernsey Financial Services Commission that it has imposed a fine of £13,500 on Sarah Jayne Sarre for "her failure to meet the minimum criteria for licensing".
Standard Chartered Trust (Guernsey) Ltd.: £140K Fine
Public Notice by the Guernsey Financial Services Commission that it imposed a fine of £140,000 on Standard Chartered Trust (Guernsey) Limited for regulatory breaches.
Remus Horizons PCC Ltd.: Registration Suspension
Public Notice by the Guernsey Financial Services Commission that it has suspended the registration of Remus Horizons PCC Limited, which was described as "closed ended collective investment scheme".
Roger Parry: Disqualification
Prohibition Order by the Guernsey Financial Services Commission against Ian Roger Parry, of St Saviour, Guernsey.
Roger Parry: News Release
News Release by the Guernsey Financial Services Commission announcing penalties against Ian Roger Parry.
John Robilliard: Disqualification
Prohibition Order by the Guernsey Financial Services Commission against John Adam Robilliard, of St Martin, Guernsey.
Christopher Shaw: Disqualification
Prohibition Order by the Guernsey Financial Services Commission against Christopher Henry Shaw, of Glentrool Forest, South Ayrshire, Scotland.
Christopher Shaw et al: News Release
News Release by the Guernsey Financial Services Commission announcing penalties against Christopher Henry Shaw, John Adam Robilliard, and Bruce David McNaught.
Paul Everitt: Disqualification
Prohibition Order by the Guernsey Financial Services Commission against Paul Michael Everitt, of St Martin, Guernsey.
Paul Everitt: News Release
News Release by the Guernsey Financial Services Commission announcing the disqualification of Paul Michael Everitt.
Antonio Carlos de Godoy Buzaneli: Disqualification
Prohibition Order by the Guernsey Financial Services Commission against Antonio Carlos de Godoy Buzaneli, of Key Biscayne, Florida, USA.
Jose Manuel Ordoñez: Disqualification
Prohibition Order by the Guernsey Financial Services Commission against Jose Manuel Ordoñez, of Davie, Florida, USA.
Jose Eduardo Paula de Lima Araujo: Disqualification
Prohibition Order by the Guernsey Financial Services Commission against Jose Eduardo Paula de Lima Araujo, of São Paulo, Brazil.
Antonio Carlos de Godoy Buzaneli et al: Penalties
News Release by the Guernsey Financial Services Commission announcing penalties against Antonio Carlos de Godoy Buzaneli, Jose Manuel Ordoñez, and Jose Eduardo Paula de Lima Araujo.
Safehaven International Ltd. et al: Details of Penalties
Public Statement by the Guernsey Financial Services Commission providing more details about previously-announced penalties on Safehaven International Limited, Richard John Bach, Tracey Jane Ozanne, David Charles Housley Whitworth, Michael John Good, and Stephen John Dickinson.
InterTrader Ltd.: Fine (Gibraltar)
Public Statement by the Guernsey Financial Services Commission that InterTrader Limited, of Gibraltar, "has agreed to pay a financial penalty" of an undisclosed amount to settle a regulatory investigation.
Richard Bach: Disqualification
Prohibition Order by the Guernsey Financial Services Commission against Richard John Bach.
Safehaven International Ltd. et al: Penalties
Public statement by the Guernsey Financial Services Commission that it has imposed penalties on Safehaven International Limited, Richard John Bach, Tracey Jane Ozanne, David Charles Housley Whitworth, Michael John Good, and Stephen John Dickinson.
Tracey Ozanne: Disqualification
Prohibition Order by the Guernsey Financial Services Commission against Tracey Jane Ozanne.
Stephen Bougourd: Disqualification
Prohibition Order by the Guernsey Financial Services Commission against Stephen Bougourd.
Stephen Bougourd: Penalties
Public Statement by the Guernsey Financial Services Commission that it has imposed penalties on Stephen Bougourd.
Deborah Ellis: Disqualification (Guernsey)
Disqualification of Deborah Anne Ellis by the Guernsey Financial Services Commission.
Stephen Dewsnip: £7K Fine (Guernsey)
Public Statement by the Guernsey Financial Services Commission that it has imposed a £7,000 fine on Stephen Paul Dewsnip regarding his conduct as "a non-executive director of Global Insurance Group Limited".