Shane Younger et al: Fines
Public Statement by the Guernsey Financial Services Commission that it has imposed fines on Shane Younger and Christopher Percival regarding Global Insurance Group Limited, of which they are "the majority shareholders".
Global Insurance Group Ltd. et al: Fines
Public Statement by the Guernsey Financial Services Commission that it has imposed fines on Global Insurance Group Limited, Christopher Schofield, and Andrew William Robert.
Mark Peter Penney: Corporate Disqualification
Disqualification of Mark Peter Penney by the Guernsey Financial Services Commission.
Marc Adam Roxby: Corporate Disqualification
Disqualification of Marc Adam Roxby by the Guernsey Financial Services Commission.
Mark Penney et al: Penalties
Public Statement by the Guernsey Financial Services Commission announcing financial penalties and corporate disqualifications against Mark Peter Penney and Marc Adam Roxby after finding that each "was not a fit and proper person" regarding their involvement with Criteria Wealth Management Limited, which went into compulsory liquidation.
Charles Tracy: Corporate Disqualification
Entry by the Guernsey Financial Services Commission of Charles Peter Gervais Tracy in its list of corporate disqualifications.
Kevin Gilligan: Corporate Disqualification
Entry by the Guernsey Financial Services Commission of Kevin Paul Gilligan in its list of corporate disqualifications.
Louvre Fund Services Ltd. et al: Penalties
Public Statement by the Guernsey Financial Services Commission announcing regulatory penalties against Louvre Fund Services Limited, Kevin Gilligan, Charles Peter Gervais Tracy, Derek Paul Baudains, and Julian Dai Lane.
Certes Capital Ltd.: Public Statement
Public Statement by the Guernsey Financial Services Commission regarding "insolvent" Certes Capital Limited (in Voluntary Liquidation), formerly Marlborough Pension Trustees Limited.
Bruce McNaught: Public Statement (August 9, 2019)
Public Statement by the Guernsey Financial Services Commission regarding Bruce David McNaught.
Bruce McNaught: Disqualification (Guernsey)
Prohibition Order by the Guernsey Financial Services Commission regarding Bruce David McNaught.
Louvre Trust (Guernsey) Ltd. et al: Financial Penalties
Public Statement by the Guernsey Financial Services Commission regarding financial penalties against Louvre Trust (Guernsey) Ltd., Derek Paul Baudains, Jonathan Ross Bachelet, Haidee Louise Stephens, Julian Dai Lane, and Charles Peter Gervais Tracy.
Vida Financial Services Ltd. et al: Variation of Prohibition Orders
Public Statement by the Guernsey Financial Services Commission regarding a variation of Prohibition Orders against Vida Financial Services Limited and Jonathan James Wilson.
Jonathan Wilson: Disqualification
Prohibition Order by the Guernsey Financial Services Commission regarding Jonathan James Wilson.
Vida Financial Services Ltd. et al: Public Statement
Public Statement by the Guernsey Financial Services Commission regarding Vida Financial Services Limited and Jonathan James Wilson.
Bruce McNaught: Public Statement (June 8, 2018)
Public Statement by the Guernsey Financial Services Commission regarding Bruce David McNaught.
Alan Michael Chick: Financial Penalty
Public Statement by the Guernsey Financial Services Commission regarding Alan Michael Chick.
Richmond Fiduciary Group Ltd.: Regulatory Fine
Public Notice by the Guernsey Financial Services Commission announcing penalties against Richmond Fiduciary Group Limited.
Guernsey FSC v. Belvedere Group: Letter
Letter from Guernsey Financial Services Commission concerning an investigation, known as 'Project Sauveur', into the Belvedere Management Group.
Blenheim Fiduciary Group Ltd.: Financial Penalty
Public Statement announcing financial penalty in Guernsey Financial Services Commission v. Blenheim Fiduciary Group Limited.
Michael Doyle et al: Director Disqualifications
Director disqualifications in Guernsey Financial Services Commission v. Michael Joseph Doyle and Belinda Doyle, nee Belinda Lanyon.
Capital Solutions Ltd. et al: Directors’ Bans & Fines
Public Announcement regarding directors' bans and fines in Guernsey Financial Services Commission v. Capital Solutions Limited, Stillwater Worldwide Limited, Stillwater Investment Enterprise Limited, Philip Anthony John Montague, Terence Joseph Scullion, and David John De Carteret.
Adrian Lee Galliers: Director Disqualification
Director disqualification in Guernsey Financial Services Commission v. Adrian Lee Galliers.
Marlborough Trust Company Ltd. et al: Regulatory Penalties
Public Notice by Guernsey Financial Services Commission announcing regulatory penalties against Marlborough Trust Company Limited, Marlborough Nominees Limited, Nicholas Robert Hannah, Adrian Bradley Howe, David Charles Enevoldsen, and Benjamin John Tustin regarding Arch Guernsey ICC Limited.
Guernsey FSC v. Louvre Fund Services Ltd. et al: Financial Penalties
Public announcement by Guernsey Financial Services Commission regarding financial penalties against Louvre Fund Services Limited, Kevin Paul Gilligan, and Charles Peter Gervais Tracy.
Guernsey FSC v. Bordeaux Services (Guernsey) Ltd. et al: Amended Public Statement
Amended Public Statement in Guernsey Financial Services Commission v. Bordeaux Services (Guernsey) Limited, Peter Gordon Radford, Neal Anthony Meader, and Geoffrey Robert Tostevin.
Guernsey FSC v. Guernsey Insurance Brokers Ltd. et al: Amended Public Statement
Amended Public Statement in Guernsey Financial Services Commission v. Guernsey Insurance Brokers Ltd., Richard Julian Wickins, and David John Merrien.
Guernsey FSC v. Providence Investment Funds PCC et al: Administration Announcement
News Release by Guernsey Financial Services Commission announcing the appointment of Administration Managers for Providence Investment Funds PCC Limited and its manager, Providence Investment Management International Limited.
Guernsey FSC v. Martyn Paul Gordon: ‘Not Fit and Proper’
News Release by Guernsey Financial Services Commission announcing regulatory penalties against Martyn Paul Gordon.
Peter Gordon Radford: Disqualification
Pubic Notice by the Guernsey Financial Services Commission that it has imposed a five-year disqualification on Peter Gordon Radford.
Guernsey FSC v. Lancelot Management Ltd. et al: Paul Yabsley Affidavit
Affidavit by Paul Yabsley, Senior Analyst in the Enforcement Division of The Guernsey Financial Services Commission, in The Guernsey Financial Services Commission v. Lancelot Management Limited, The Global Mutual Fund PCC Limited, The Universal Mutual Fund ICC Limited, The Worldwide Mutual Fund PCC Limited, and The Trinity Global Fund at The Royal Court of Guernsey.
Channel Islands Stock Exchange: £190,000 Fine
Public Statement by the Guernsey Financial Services Commission regarding a £190,000 fine levied on The Channel Islands Stock Exchange in relation to transactions in the listed securities of Arch Guernsey ICC Limited or its incorporated cells.