Jersey Financial Services Commission

SHOWING:

1 to 35 of 35 results
  

Sort By:

Search

Filter By:

Topics

show more show less

Jurisdictions

Allegations

Andrew Hicks: Disqualification (Jersey)

December 22, 2023
Public Statement by the Jersey Financial Services Commission that it has issued an industry ban against Andrew Mark Hicks for his conduct regarding "Lutea Holdings Limited and Lutea Trustees Limited", described as "a Jersey-regulated trust company business" of which he was "a long-standing principal person".

Nicola Hodge: Disqualification (Jersey)

December 22, 2023
Public Statement by the Jersey Financial Services Commission that it has issued an industry ban against Nicola Marguerite Hodge for her conduct regarding "Lutea Holdings Limited and Lutea Trustees Limited", described as "a Jersey-regulated trust company business" of which she was "a long-standing principal person".

Julie Harrigan: Disqualification (Jersey)

May 12, 2023
Public Statement by the Jersey Financial Services Commission that it has disqualified Julie Ann Harrigan from the jurisdiction's financial services industry following her criminal conviction for fraudulent conversion while working as a lawyer, for which she received a three-year prison sentence.

Christopher Byrne: Disqualification

November 4, 2022
Public Statement by the Jersey Financial Services Commission that it has imposed a corporate disqualification on Christopher Paul Byrne, who was sentenced to "a seven year custodial sentence" in 2018 after being "convicted of several offences relating to his conduct as a financial adviser".

Lloyds Bank Corporate Markets Plc: £498K Fine

August 12, 2022
Public Statement by the Jersey Financial Services Commission that it has imposed a fine of £498,000 on Lloyds Bank Corporate Markets Plc (Jersey Branch) for regulatory breaches.

IQ EQ (Jersey) Ltd.: £803K Fine

July 1, 2022
Public Statement by the Jersey Financial Services Commission that it has imposed a fine of £803,661 on IQ EQ (Jersey) Limited, formerly known as First Names (Jersey) Limited, for regulatory breaches.

Gufur Hussain: Industry Ban

May 20, 2021
Public Statement by the Jersey Financial Services Commission announcing it has imposed a financial industry ban on Gufur Hussain, a.k.a. Ghafoor Hussain, for "a lack of integrity".

SG Kleinwort Hambros Bank (CI) Ltd. et al: £719K Fines

February 16, 2021
Public Statement by the Jersey Financial Services Commission that it has imposed fines totaling £719,451 on SG Kleinwort Hambros Bank (CI) Limited, SG Kleinwort Hambros Trust Company (CI) Limited, and SG Kleinwort Hambros Corporate Services (CI) Limited, which "form part of the Societe Generale Group, a French regulated banking group and are part of a smaller sub-group, headed by SG Kleinwort Hambros Bank Limited, a UK regulated bank", for regulatory breaches.

Lumiere Wealth Ltd.: Investigation Findings

September 9, 2020
Public Statement by the Jersey Financial Services Commission regarding the conclusions of its investigation into Lumiere Wealth Limited (in liquidation).

SWM Ltd.: Public Statement

June 29, 2020
Public Statement regarding SWM Limited by the Jersey Financial Services Commission. Editor's Note: Research by OffshoreAlert in the Jersey Financial Services Commission's Companies Registry showed that, in its most recent annual return, dated January 1st, 2020, the sole shareholder of SWM Limited was identified as SJD Holdings Limited, also domiciled in Jersey, and, in its most recent annual return, dated January 1st, 2019, the shareholders of SJD Holdings Limited were identified as Stephen Francis Le Fondre, Simon John Dowling, Kevin Peter Goodbody, Tracey Anne Freeman, and Guy John Browning, all of Jersey.

Kevin Manning: Public Statement

November 20, 2019
Public Statement by the Jersey Financial Services Commission that Kevin Robert Manning, a former lawyer, is "not fit and proper to work in any capacity in or for any business regulated by the JFSC".

Sanne Fiduciary Services Ltd.: Fine

July 17, 2019
Public Statement by the Jersey Financial Services Commission regarding a £381,010 fine imposed on Sanne Fiduciary Services Limited.

Vincent Charles Roberts: Public Statement

February 28, 2018
Public statement by the Jersey Financial Services Commission announcing a financial services industry ban against Vincent Charles Roberts after determining him to be "not fit and proper".

James Nicholls: Disqualification

September 17, 2015
Updated Public Statement by the Jersey Financial Services Commission that it has disqualified James Nicholls, formerly of Horizon Trustees (Jersey) Limited (in Liquidation), "from holding any key person or principal person position in the business of any registered person".

Hayes Capital: Public Statement

September 25, 2013
Hayes Capital - Public Statement - Jersey Financial Services Commission - Public Statement - September 25, 2013