piggy Switzerland AG: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that piggy Switzerland AG “is suspected of conducting unauthorised activities in the financial market”.
MAPA Finanz GmbH: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that MAPA Finanz GmbH “is suspected of conducting unauthorised activities in the financial market”.
Alpmann AG: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Alpmann AG “is suspected of conducting unauthorised activities in the financial market”.
The VETRI Foundation: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that The VETRI Foundation “is suspected of conducting unauthorised activities in the financial market”.
Mirabaud & Cie SA: CHF12.7M Confiscation (Switzerland)
Public Notice by the Swiss Financial Market Supervisory Authority that it has "confiscated CHF 12.7 million of unlawfully generated profits and opened three proceedings against individuals" after finding that Swiss private bank Mirabaud & Cie SA "breached its anti-money laundering obligations and seriously violated financial market law".
Via Brazil International Partners GmbH: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Via Brazil International Partners GmbH (in Liquidation) “is suspected of conducting unauthorised activities in the financial market”.
Saturn4FX Sàrl: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Saturn4FX International Management Sàrl, now known as Saturn4FX Sàrl, “is suspected of conducting unauthorised activities in the financial market”.
Astorica SA: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Astorica SA “is suspected of conducting unauthorised activities in the financial market”.
Safe Trust SNC: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Safe Trust SNC “is suspected of conducting unauthorised activities in the financial market”.
FlowBank SA: Bankruptcy Proceedings (Switzerland)
Press Release by the Swiss Financial Market Supervisory Authority that it has initiated bankruptcy proceedings against FlowBank SA "as the bank no longer has the minimum capital required for its business operations".
ChainDigger GmbH: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that ChainDigger GmbH (in Liquidation) “is suspected of conducting unauthorised activities in the financial market”.
Pro Finanz Schweiz AG: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Pro Finanz Schweiz AG “is suspected of conducting unauthorised activities in the financial market”.
Tritone Capital Management AG: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Tritone Capital Management AG “is suspected of conducting unauthorised activities in the financial market”.
Atlas Administration AG: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Atlas Administration AG (in Liquidation) “is suspected of conducting unauthorised activities in the financial market”.
Banque Audi (Suisse) SA: CHF 3.9M ‘Illegal Profits’ Disgorgement & CHF 19M Capital Surcharge
Press Release by the Swiss Financial Market Supervisory Authority that Banque Audi (Suisse) SA has "breached its obligations in the prevention of money laundering" and FINMA has "ordered the disgorgement of profits totalling CHF 3.9 million and a capital surcharge of CHF 19 million".
DexTech AG: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that DexTech AG “is suspected of conducting unauthorised activities in the financial market”.
Global Currency Travel and Tours GmbH: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Global Currency Travel and Tours GmbH “is suspected of conducting unauthorised activities in the financial market”.
Pixton AG: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Pixton AG “is suspected of conducting unauthorised activities in the financial market”.
ECUREX GmbH: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that ECUREX GmbH, which appears to have operated as a crypto exchange, “is suspected of conducting unauthorised activities in the financial market”.
Swiss Financial Insurance GmbH: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Swiss Financial Insurance GmbH “is “suspected of conducting unauthorised activities in the financial market”.
Illiar SA: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Illiar SA “is “suspected of conducting unauthorised activities in the financial market”.
Screems AG: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Screems AG, now known as XYZAP AG, “is “suspected of conducting unauthorised activities in the financial market”.
Neural Technologies AG: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Neural Technologies AG "is "suspected of conducting unauthorised activities in the financial market".
Starboard Capital SA: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Starboard Capital SA "is "suspected of conducting unauthorised activities in the financial market".
WV Financial Services SA: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that WV Financial Services SA "is "suspected of conducting unauthorised activities in the financial market".
Suo Tempore AG: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Suo Tempore AG "is "suspected of conducting unauthorised activities in the financial market".
Visamar Group GmbH: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Visamar Group GmbH (in Liquidation) is "suspected of conducting unauthorised activities in the financial market".
Euro Hypo GmbH: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Euro Hypo GmbH is "suspected of conducting unauthorised activities in the financial market".
ProInvest Equity AG: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that ProInvest Equity AG is "suspected of conducting unauthorised activities in the financial market".
Swiss Business Company GmbH: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Swiss Business Company GmbH is "suspected of conducting unauthorised activities in the financial market".
Dynamic Capital Group AG: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Dynamic Capital Group AG is "suspected of conducting unauthorised activities in the financial market".
Swiss International Asset Management AG: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Swiss International Asset Management AG is "suspected of conducting unauthorised activities in the financial market".
Hyperrr.com GmbH: Public Warning (Switzerland)
Public Warning by the Swiss Financial Market Supervisory Authority that Hyperrr.com GmbH is "suspected of conducting unauthorised activities in the financial market".
MGI Capital (Suisse) AG: Public Warning
Public Warning by the Swiss Financial Market Supervisory Authority that MGI Capital (Suisse) AG is "suspected of conducting unauthorised activities in the financial market".
Aspen Asset Management AG: Public Warning
Public Warning by the Swiss Financial Market Supervisory Authority that Aspen Asset Management AG is "suspected of conducting unauthorised activities in the financial market".
Hans-Peter Metzler: Cease and Desist Order (Switzerland)
Public Notice by the Swiss Financial Market Supervisory Authority that it has ordered Hans-Peter Metzler, a citizen of Austria, not to engage in financial activity for which a license is required, particularly the acceptance of deposits from the public.
Swiss International Commodity AG: Supervision
Public Notice by Switzerland's Financial Market Supervisory Authority that it has appointed a supervisor (Grossenbacher Rechtsanwälte AG) to investigate the activities of Swiss International Commodity AG.
Blackstone Resources AG: ‘Market Manipulation’
Press Release by the Swiss Financial Market Supervisory Authority that it found "market manipulation and violations of disclosure obligations" by Blackstone Resources AG and an unidentified director.
Dohrnii Stiftung: ‘Mandated Investigator’
Public Notice by the Swiss Financial Market Supervisory Authority that it has appointed a "Mandated Investigator" for Dohrnii Stiftung, which claims on its website at dohrnii.io to be "a digital ecosystem" that offers "education and tools" for investors in cryptocurrency.
Pricon Privat-Consult AG: Public Warning
Public Warning by the Swiss Financial Market Supervisory Authority that Pricon Privat-Consult AG is suspected of "conducting unauthorised activities in the financial market".
Humbert Guido Zampieri: Industry Ban
Public Notice by the Swiss Financial Market Supervisory Authority that it has order Humbert Guido Zampieri, a citizen of Germany, to stop conducting financial business that requires a license.
S&P Dow Jones Indices LLC: $9M Fine
Administrative Order by the U. S. Securities and Exchange Commission imposing a fine of $9 million on S&P Dow Jones Indices LLC for regulatory breaches involving Credit Suisse AG, of Switzerland.
Harold Burke: Cease and Desist
Public Notice by the Swiss Financial Market Supervisory Authority that it has issued a Cease and Desist order against Harold Burke, a citizen of the United Kingdom.
Claude Rebetez: Cease and Desist
Public Notice by the Swiss Financial Market Supervisory Authority that it has issued a Cease and Desist order against Claude Rebetez, of Switzerland.
Credit Suisse: Swiss Enforcement Proceedings
Press Release by the Swiss Financial Market Supervisory Authority that it has "opened enforcement proceedings against Credit Suisse after the bank suffered significant losses in connection with a US hedge fund ("Archegos")" and "opened proceedings against the bank in the context of the 'Greensill' case in March 2021".
Zubus GmbH: ‘Mandated Investigator’
Public Notice by the Swiss Financial Market Supervisory Authority that it has appointed a "Mandatory Investigator" for Zubus GmbH.
Symrock AG: Supervision
Public Notice by the Swiss Financial Market Supervisory Authority that it has appointed a supervisor for Symrock AG. Editor's Note: Research by OffshoreAlert showed that, in the Swiss corporate register, the sole director of Symrock AG is identified as Hans-Uwe Gebhardt, a citizen of Germany, while on its website at www.srag.eu and in promotional material, the company's "Management" is identified as Guido Zampieri, "Founder, CEO"; Viktoria Baumgartner, "Sales Director, Int.", and Gottfried Feyen, "Founder, CFO", and the company is described as "a dynamic growing group of companies operate in renewable energy, gas exploration and asset investment".
Sutev AG: Public Warning
Public Warning by the Swiss Financial Market Supervisory Authority that Sutev AG is suspected of "conducting unauthorised activities in the financial market". Editor's Note: Research by OffshoreAlert in the Swiss Commercial Registry showed that the sole director of Sutev AG is Diego Andre Tanner, of Zurich, Switzerland, while a former director is Alexey Babkin, a citizen of Russia.
RA Solar Technologie Investment GmbH: Public Warning
Public Warning by the Swiss Financial Market Supervisory Authority that RA Solar Technologie Investment GmbH is suspected of "conducting unauthorised activities in the financial market". Editor's Note: Research by OffshoreAlert in the Swiss Commercial Registry showed that the sole "partner and manager" of Technische Isolierung Schweiz GmbH is Tamás Hodel, while resigned representatives include Yücel Yüce. On its website at rainvestmentgmbh.com, it is stated that: "RA Solar Technologie Investment GmbH offers Fresh Cut Cash Backed (BG) Bank Guarantee and (SBLC) Standby Letter of Credit issued with HSBC Bank plc."
Credit Suisse: FINMA Enforcement Proceedings
Press Release by the Swiss Financial Market Supervisory Authority that it has "initiated enforcement proceedings against Credit Suisse" following the completion of an "auditor's investigation".