BVI Financial Services Commission v. AAUG Insurance Co. Ltd.: Liquidation Application
Liquidation Application in the British Virgin Islands Financial Services Commission v. AAUG Insurance Co. Ltd. at the British Virgin Islands High Court.
Nicolaas Faure & Drake Fund Advisors – An embarrassment to the BVI
The measure of any person or business is not whether they become involved in controversy but the actions they take when such controversy occurs.Within hours of OffshoreAlert exposing Belvedere Management Group as a "massive criminal financial enterprise" on March 17th,
Venture Assets PCC: License Revocation
Public Notice by the Mauritius Financial Services Commission announcing the revocation of the business license of Venture Assets PCC, which is part of Belvedere Management Group.
Two Seasons PCC: License Revocation
Public Notice by the Mauritius Financial Service Commission announcing the revocation of the business license of The Two Seasons PCC, which is part of Belvedere Management Group.
Cayman Islands Monetary Authority v. Brighton SPC: Winding Up Petition
Winding Up Petition in Cayman Islands Monetary Authority v. Brighton SPC at the Grand Court of the Cayman Islands.
SEC v. Arkadiy Dubovoy et al: Amended Complaint
Amended Complaint in U. S. Securities and Exchange Commission v. Arkadiy Dubovoy, Igor Dubovoy, Pavel Dubovoy, Nelia Dubova, David Amaryan, Alexander Fedoseev, Aleksandr Garkusha, Oleksander Ieremenko (a.k.a. Aleksander Eremenko), Vladislav Khalupsky, Vitaly Korchevsky, Roman Lavlinskiy, Oleksandr Makarov, Leonid Momotok, Nikolai Slepenkov, Andriy Supranonok, Ivan Turchynov, Maxim Zakharchenko, APD Developers, LLC, Beratto Group Ltd., Bering Explorer Fund Ltd., Concorde (Bermuda) Limited, Escada Logistics Ltd., Exante Ltd., Global Hedge Capital Group, Guibor S.A., Intertrade Pacific S.A., Memelland Investments Ltd., Jaspen Capital Partners Limited, NTS Capital Fund, Ocean Prime Inc., Omega 26 Investments Ltd., Southeastern Holding and Investment Company LLC, Copperstone Alpha Fund, and Copperstone Capital at the U. S. District Court for the District of New Jersey.
SEC v. Arkadiy Dubovoy et al: TRO Motion
Motion for Temporary Restraining Order in U. S. Securities and Exchange Commission v. Arkadiy Dubovoy, Igor Dubovoy, Pavel Dubovoy, Nelia Dubova, David Amaryan, Alexander Fedoseev, Aleksandr Garkusha, Oleksander Ieremenko (a.k.a. Aleksander Eremenko), Vladislav Khalupsky, Vitaly Korchevsky, Roman Lavlinskiy, Oleksandr Makarov, Leonid Momotok, Nikolai Slepenkov, Andriy Supranonok, Ivan Turchynov, Maxim Zakharchenko, APD Developers, LLC, Beratto Group Ltd., Bering Explorer Fund Ltd., Concorde (Bermuda) Limited, Escada Logistics Ltd., Exante Ltd., Global Hedge Capital Group, Guibor S.A., Intertrade Pacific S.A., Memelland Investments Ltd., Jaspen Capital Partners Limited, NTS Capital Fund, Ocean Prime Inc., Omega 26 Investments Ltd. and Southeastern Holding and Investment Company LLC at the U. S. District Court for the District of New Jersey.
SEC v. Arkadiy Dubovoy et al: Complaint
Complaint in U. S. Securities and Exchange Commission v. Arkadiy Dubovoy, Igor Dubovoy, Pavel Dubovoy, Nelia Dubova, David Amaryan, Alexander Fedoseev, Aleksandr Garkusha, Oleksander Ieremenko (a.k.a. Aleksander Eremenko), Vladislav Khalupsky, Vitaly Korchevsky, Roman Lavlinskiy, Oleksandr Makarov, Leonid Momotok, Nikolai Slepenkov, Andriy Supranonok, Ivan Turchynov, Maxim Zakharchenko, APD Developers, LLC, Beratto Group Ltd., Bering Explorer Fund Ltd., Concorde (Bermuda) Limited, Escada Logistics Ltd., Exante Ltd., Global Hedge Capital Group, Guibor S.A., Intertrade Pacific S.A., Memelland Investments Ltd., Jaspen Capital Partners Limited, NTS Capital Fund, Ocean Prime Inc., Omega 26 Investments Ltd. and Southeastern Holding and Investment Company LLC at the U. S. District Court for the District of New Jersey.
Peter Gordon Radford: Disqualification
Pubic Notice by the Guernsey Financial Services Commission that it has imposed a five-year disqualification on Peter Gordon Radford.
Drake Incubator PCC: Notice of Suspension
Notice of suspension of the mutual fund license of Drake Incubator PCC as it relates to Green Renewable Redeemable Energy Investment Fund, a.k.a. GRRE Investment Fund, by the Anguilla Financial Services Commission.
CityGate Securities Ltd: License Suspension
Public Notice by the Mauritius Financial Services Commission announcing the suspension of the Investment Dealer (Broker) License and Global Business License of CityGate Securities Limited.
SEC v. Harold Gallison II et al: Complaint
Complaint in U. S. Securities and Exchange Commission v. Harold Bailey Gallison II, a.k.a. BJ Gallison, a.k.a. Bart Williams; Moneyline Brokers, Bastille Advisors, Inc., Club Consultants, Inc., Jurojin, Inc., Sandias Azucaradas CR, S.A., Vanilla Sky, S.A., Roger C. Coleman, Sr., Ann M. Hiskey, Robin M. Rushing, David K. Rushing, Michael J. Randles, Warrior Girl Corp., Carl H. Kruse, Sr., Carl H. Kruse, Jr., a.k.a. Carl Kruse-Velasquez; Allan M. Migdall, Nature's Peak, formerly known as Everock, Inc.; Frank J. Zangara, Mark S. Dresner, Charles S. Moeller, Robert S. Oppenheimer, Antonio J. Katz, Richard S. Roon, Fry Canyon Corporation, L.F. Technology Group LLC, Starburst Innovations LLC, Tachion Projects, Inc., B.H.I. Group, Inc., U D F Consulting Inc., Digital Edge Marketing LLC, Core Business One, Inc., Spectrum Research Group Inc., Oceanic Consulting LLC, and Akat Global LLC at the U. S. District Court for the Southern District of New York.
SEC v. Interinvest Corp. et al: TRO Motion
SEC's Motion for Temporary Restraining Order in U. S. Securities and Exchange Commission v. Interinvest Corporation, Inc. and Hans Peter Black at the U. S. District Court for the District of Massachusetts.
SEC v. Interinvest Corp. et al: Complaint
Complaint in U. S. Securities and Exchange Commission v. Interinvest Corporation, Inc. and Hans Peter Black at the U. S. District Court for the District of Massachusetts.
SEC v. Caledonian Bank Ltd. et al: First Amended Complaint
First Amended Complaint in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities, Inc., Legacy Global Markets S.A., and Verdmont Capital, S.A. at the U. S. District Court for the Southern District of New York.
Brighton SPC: Appointment of Controllers
Public Notice by the Cayman Islands Monetary Authority that controllers have been appointed for Brighton SPC.
Belvedere Fiduciary Ltd.: License Suspension
Public Notice by the Mauritius Financial Services Commission announcing the suspension of the 'Management License' of trust company Belvedere Fiduciary Limited.
SEC v. Robert P. Depalo et al: Complaint
Complaint in U. S. Securities and Exchange Commission v. Robert P. DePalo, Joshua B. Gladtke, Gregg A. Lerman, Pangaea Trading Partners LLC, Arjent LLC, Arjent Limited, and Excalibur Asset Management LLC at the U. S. District Court for the Southern District of New York.
Understanding the FATCA Risk
An analysis of recent U. S. Department of Justice tax enforcement efforts and predicting future enforcement activity aimed at offshore and Asian financial institutions.
Minette Compson: Disqualification (Gibraltar)
Decision Notice by the Gibraltar Financial Services Commission disqualifying Minette Compson for being "not a fit and proper person".
Gibraltar FSC v. Brian Weal: Decision Notice
Decision Notice in Gibraltar Financial Services Commission v. Brian Peter Weal.
Minette Compson et al v. Gibraltar Financial Services Commission: Judgment
Judgment in Minette Compson and Brian Peter Weal v. Gibraltar Financial Services Commission at Gibraltar Supreme Court.
Belvedere Management Ltd.: License Suspension
Suspension of the Management License of Belvedere Management Limited by the Mauritius Financial Services Commission.
Ernst & Young Ltd. v. Caledonian Global Financial Services Inc.: Liquidation Petition
Liquidation Petition in Keiran Hutchinson and Claire Loebell, both of Ernst & Young Ltd., v. Caledonian Global Financial Services Inc. at the Grand Court of the Cayman Islands.
Guernsey FSC v. Lancelot Management Ltd. et al: Paul Yabsley Affidavit
Affidavit by Paul Yabsley, Senior Analyst in the Enforcement Division of The Guernsey Financial Services Commission, in The Guernsey Financial Services Commission v. Lancelot Management Limited, The Global Mutual Fund PCC Limited, The Universal Mutual Fund ICC Limited, The Worldwide Mutual Fund PCC Limited, and The Trinity Global Fund at The Royal Court of Guernsey.
SEC v. Gibraltar Global Securities et al: Motion to Withdraw as Counsel
Motion to Withdraw as Counsel for Warren Davis and notice that he will no longer defend the lawsuit in U. S. Securities and Exchange Commission v. Gibraltar Global Securities, Inc. and Warren A. Davis as the U. S. District Court for the Southern District of New York.
Caledonian Group Services Ltd.: Liquidation Petition
Petition to continue the voluntary liquidation of Caledonian Group Services Limited under the supervision of the Grand Court of the Cayman Islands.
RDL Management Ltd.: Appointment of Administrators
Public Notice by the Mauritius Financial Services Commission announcing the appointment of Joint Administrators of RDL Management Ltd., which is co-owned by David Cosgrove and Cobus Kellermann and is part of the Belvedere Management Group.
RDL Management Ltd.: License Suspension
Public Notice by the Mauritius Financial Services Commission announcing the suspension of Collective Investment Scheme Manager License of RDL Management Ltd., which is co-owned by David Cosgrove and Cobus Kellermann and is part of the Belvedere Management Group.
Jacobus Kellermann: Press Release (2015)
Press Release by the South Africa Financial Services Board disclosing two regulatory investigations into Jacobus Kellermann in Guernsey and Mauritius.
Lancelot Global PCC et al: Appointment of Administrators
Public Notice by the Mauritius Financial Services Commission announcing the appointment of Joint Administrators for Lancelot Global PCC and The Four Elements PCC, which are part of the Belvedere Management Group.
Caledonian Bank Ltd. et al: Offering Memorandum
Offering Memorandum for Caledonian Bank Limited and Caledonian Securities Limited (both in Official Liquidation) distributed by Ernst & Young. Note: OffshoreAlert has removed Page 4 of the document to protect the identity of the recipient.
Lancelot Global PCC: License Revocation
Public Notice announcing the revocation of the 'Global Business Licence' and 'Collective Investment Scheme Authorization' of Lancelot Global PCC by the Mauritius Financial Services Commission.
The Four Elements PCC: License Revocation
Public Notice announcing the revocation of the 'Global Business Licence' and 'Collective Investment Scheme Authorization' of The Four Elements PCC by the Mauritius Financial Services Commission.
Lancelot Global PCC: De-Listing Announcement
Communiqué announcing the de-listing from The Stock Exchange of Mauritius of Commodities Partners International and KDC Fund, both cells of Lancelot Global PCC.
Lancelot Global PCC, The Four Elements PCC and Belvedere Management Limited: Communiqué
Communiqué from the Mauritius Financial Services Commission in response to OffshoreAlert's exposé of Lancelot Global PCC, The Four Elements PCC and Belvedere Management Limited.
New Hampshire Department of State v. Interinvest Corp. et al: Cease and Desist Order
Cease and Desist Order by State of New Hampshire Department of State Bureau of Securities Regulation against Interinvest Corp., Hans Peter Black, and Alexander Richard Black.
John Dill v. Bermuda Monetary Authority
John Wellington Dill v. The Bermuda Monetary Authority at Bermuda Supreme Court.
SEC v. Verdmont Capital S.A.: Verdmont’s Opposition to Asset Freeze
Verdmont Capital's opposition to SEC's asset freeze application in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities, Inc., Legacy Global Markets S.A. and Verdmont Capital S.A. at the U. S. District Court for the Southern District of New York.
Cayman Islands Monetary Authority v. Caledonian Bank Ltd.: Winding Up Order
Winding Up Order in Cayman Islands Monetary Authority v. Caledonian Bank Limited at the Grand Court of the Cayman Islands.
Cayman Islands Monetary Authority v. Caledonian Securities Ltd.: Winding Up Petition
Winding Up Petition in Cayman Islands Monetary Authority v. Caledonian Securities Limited at the Grand Court of the Cayman Islands.
Cayman Islands Monetary Authority v. Caledonian Bank Ltd.: Winding Up Petition
Winding Up Petition in Cayman Islands Monetary Authority v. Caledonian Bank Limited at the Grand Court of the Cayman Islands.
Caledonian Bank Ltd.: Temporary Restraining Order
Order Granting Temporary Restraining Order In the Matter of Caledonian Bank Limited at the U. S. Bankruptcy Court for the Southern District of New York.
Caledonian Bank Ltd.: TRO Aplication
Application for a Temporary Restraining Order In the Matter of Caledonian Bank Limited at the U. S. Bankruptcy Court for the Southern District of New York.
Caledonian Bank Ltd.: Chapter 15 Petition
Chapter 15 Petition for Recognition of a Foreign Main Proceeding in the Cayman Islands by Keiran Hutchison and Claire Loebell, as the Foreign Representatives of Caledonian Bank Limited, at the U. S. Bankruptcy Court for the Southern District of New York.
Caledonian Bank Limited: Liquidation Petition
Petition for a Court-Supervised liquidation In The Matter of Caledonian Bank Limited at the Grand Court of the Cayman Islands.
SEC v. Caledonian Bank et al: ‘Voluntary Liquidation’ Status Report
Status Report disclosing bank's voluntary liquidation from Caledonian Bank's attorney in U. S. Securities and Exchange Commission SEC v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities Inc., Legacy Global Markets S.A., and Verdmont Capital S.A. at the U. S. District Court for the Southern District of New York.
CIMA Notice: Caledonian Bank and Caledonian Securities
Public Notice - Controllership of Caledonian Bank and Caledonian Securities - Cayman Islands Monetary Authority - February 10, 2015
SEC v. Caledonian Bank et al: Freezing Order
Temporary Freezing Order in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities Ltd., Legacy Global Markets S.A. and Verdmont Capital S.A. at the U. S. District Court for the Southern District of New York.
SEC v. Caledonian Bank Ltd. et al: Complaint
Complaint in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Verdmont Capital, S.A., Clear Water Securities, Inc. and Legacy Global Markets S.A. at the U. S. District Court for the Southern District of New York.
