British American Insurance Company Limited(2)
Public Notice from the Cayman Islands Monetary Authority announcing the appointment of Simon Whicker and Kris Beighton, of KPMG, as the joint controllers of British American Insurance Company Limited.
Novus Centuriae, Inc.: Warning
Novus Centuriae, Inc. - Warning by Nevis Financial Services
Ann Garrad: Disqualification
Disqualified Director From August 13, 2009 to August 12, 2013.
British American Insurance Company Limited
Press Release from the Bermuda Monetary Authority that it has started winding-up proceedings against the Bermuda branch of British American Insurance Company, a Bahamian insurance company which is a majority owned subsidiary of CL Financial Group of Trinidad and Tobago (CL).
Taurus Global Markets Ltd.
Advisory Warning against Taurus Global Markets Ltd. by the British Virgin Islands Financial Services Commission.
SP Trade Investments Capital Ltd. et al
Advisory Warning against SP Trade Investments Capital Ltd. and SP Trader Management Company Ltd. by the British Virgin Islands Financial Services Commission.
iTrade Capital Markets Ltd.
Advisory Warning against iTrade Capital Markets Ltd. by the British Virgin Islands Financial Services Commission.
European Direct International Assurance Limited
Advisory Warning against European Direct International Assurance Limited by the British Virgin Islands Financial Services Commission.
CC Logic LLC
Advisory Warning against CC Logic LLC by the British Virgin Islands Financial Services Commission.
Pro Finance Group Inc. (PGFX)
Advisory Warning - Pro Finance Group Inc. (PGFX) - BVI Financial Services Commission - July 10, 2009
MBC Financial Services Ltd. et al
Advisory Warning against MBC Financial Services Ltd. and MBC Financial Services Ltd. by the British Virgin Islands Financial Services Commission.
Marketiva Corporation
Advisory Warning against Marketiva Corporation by the British Virgin Islands Financial Services Commission.
Gold-Tech (GT) Services Limited et al
Advisory Warning against Gold-Tech (GT) Services Limited and Kaizen Corporate Services Limited by the British Virgin Islands Financial Services Commission.
Lanfear Capital Advisers, LLC v. Rani Jarkas et al: Arbitration Award
FINRA Arbitration Award in the matter of 'Lanfear Capital Advisers, LLC vs. Rani Jarkas and Global Crown Capital, LLC'.
Stephen James Gordon Blakely: Disqualification
Stephen James Gordon Blakely - Disqualified Directors - Isle of Man Financial Supervision Commission
Emerald Financial Group
Press Release by the Bermuda Monetary Authority that it has initiated winding-up proceedings against three licensed companies in local investment group, the Emerald Financial Group in conjunction with the Registrar of Companies.
British American Insurance Company Limited
Public Notice of cease and desist order against British American Insurance Company Ltd. by the Cayman Islands Monetary Authority.
Reality Funds Ltd.
Advisory Warning against Reality Funds Ltd. by the British Virgin Islands Financial Services Commission.
MoneyForex Financial Ltd.
Advisory Warning against MoneyForex Financial Ltd. by the British Virgin Islands Financial Services Commission.
IFC Markets Corp.
Advisory Warning against IFC Markets Corp. by the British Virgin Islands Financial Services Commission.
Golden Forex
Advisory Warning against Golden Forex by the British Virgin Islands Financial Services Commission.
NATF Corp.
Advisory Warning against NATF Corp. by the British Virgin Islands Financial Services Commission.
Clico (Cayman) Ltd.(3)
Public Notice by the Cayman Islands Monetary Authority announcing the appointment of Stuart Sybersma and Ian Wight, of Deloitte & Touche, as the joint controllers of Colonial Life Insurance Company (Trinidad) Limited, trading in the Cayman Islands as Clico (Cayman) Ltd.
AMB Amerbank et al(2)
Advisory Warning against AMB Ltd., AMB Amerbank Limited, Amerbank Limited and Antilles Merchant Offshore Bank by British Virgin Islands Financial Services Commission.
SEC v. Founding Partners Capital Management, Co. et al: Complaint
Complaint in U. S. Securities and Exchange Commission v. Founding Partners Capital Management, Co., William L. Gunlicks, Sun Capital, Inc., Sun Capital Healthcare, Inc., Founding Partners Stable-Value Fund, LP, Founding Partners Stable-Value Fund II, LP, Founding Partners Global Fund, Ltd., and Founding Partners Hybrid-Value Fund, LP at the U. S. District Court for the Eastern District of California.
Clico (Cayman) Ltd.(2)
New Cease and Desist Order issued by the Cayman Islands Monetary Authority against Colonial Life Insurance Company (Trinidad) Limited, trading as Clico (Cayman) Ltd.
FINRA v. Rani Jarkas: Complaint
Complaint filed by FINRA's Department of Enforcement against Rani T. Jarkas.
CLICO et al
Advisory Warning against Colonial Life Insurance Company (Trinidad) Limited, British American Insurance Company Limited (BAICO) and the CL Financial Group Limited by the British Virgin Islands Financial Services Commission.
International Fixed Income Stanford Fund Ltd.
Public Statement about International Fixed Income Stanford Fund Ltd. by the British Virgin Islands Financial Services Commission.
Stanford International Management Ltd.
Public Statement about Stanford International Management Ltd. by British Virgin Islands Financial Services Commission.
Clico (Cayman) Ltd.
Case and Desist Notice against Colonial Life Insurance Company (Trinidad) Limited, trading as Clico (Cayman) Ltd., by the Cayman Islands Monetary Authority.
Ralph Stephen Brunswick: Disqualification
Ralph Stephen Brunswick - Disqualified Directors - Isle of Man Financial Supervision Commission
SEC v. Jonathan Curshen et al: Findings of Fact Regarding Jonathan Curshen
Findings of Fact, Conclusions of Law and Orders Regarding Jonathan Curshen in SEC v. Jonathan Curshen, C. Jones & Company, Carter Allen Jones, Timothy Miles, and Gaylen Johnson at the U. S. District Court for the District of Colorado.
Global Capital & Guaranty Ltd.
Warning by the Bermuda Monetary Authority against Global Capital & Guaranty Ltd.
MAK Global Fund, Ltd.
Cancellation of the mutual fund registration of MAK Global Fund, Ltd. by the Cayman Islands Monetary Authority.
Proteus Capital Corp.
Letter from the Cayman Islands Monetary Authority to Cory Gelmon and Michael Gelmon, of Banyan Corporation, in Canada regarding 'Decision Notice - Proteus Capital Corp.'
Source One Insurance Ltd.
Advisory Warning against Source One Insurance Ltd. by the British Virgin Islands Financial Services Commission.
USA v. Kenneth Lagonia: Criminal Information
Criminal Information filed by the USA against Kenneth Lagonia at the U. S. District Court for the District of New Jersey.
SEC v. Stefan H. Benger et al: SEC’s Motion for TRO
SEC's Ex Parte Motion for Temporary Restraining Order in U. S. Securities and Exchange Commission v. Stefan H. Benger, SHB Capital, Inc., Jason B. Meyers, International Capital Financial Resources, LLC, Philip T. Powers, Handler, Thayer & Duggan, LLC, Frank I. Reinschreiber, and Global Financial Management, LLC, as defendants, and CTA Worldwide Services, SA, and Stephan Gottfried Von Hase, as relief defendants, at the U. S. District Court for the Northern District of Illinois.
SEC v. Stefan H. Benger et al: Complaint
Complaint in SEC v. Stefan H. Benger, SHB Capital, Inc., Jason B. Meyers, International Capital Financial Resources, LLC, Philip T. Powers, Handler, Thayer & Duggan, LLC, Frank I. Reinschreiber, Global Financial Management, LLC, CTA Worldwide Services, SA, and Stephan Von Hase at the U. S. District Court for the Northern District of Illinois.
SEC v. Arthur Nadel et al: TRO Motion
SEC's Emergency Motion for Temporary Restraining Order in United States Securities and Exchange Commission v. Arthur Nadel, Scoop Capital, LLC, and Scoop Management, Inc., as defendants, and Scoop Real Estate, L.P., Valhalla Investment Partners, L.P., Valhalla Management, Inc., Victory IRA Fund, Ltd., Victory Fund, Ltd., Viking IRA. Fund, LLC, Viking Fund, LLC, and Viking Management, as relief defendants, at the U. S. District Court for the Middle District of Florida.
Ontario Securities Commission v. Biovail Corporation et al: Request for Assistance
Request for Judicial Assistance from Ontario Superior Court for the issuance of subpoenas requiring Joseph Stanley Hull, Richard Dyer, and Jack Davis to give testimony and produce documents for an enforcement action by the Ontario Securities Commission against Biovail Corporation, Eugene N. Melnyk, Brian H. Crombie, John Miszuk, and Kenneth G. Howling.
Whitten Trust Company Ltd.: Public Statement (January 2009)
Public Statement about Whitten Trust Company Limited by the British Virgin Islands Financial Services Commission.
Reserve International Liquidity Fund Ltd.: Public Statement (January 13, 2009)
Public Statement about Reserve International Liquidity Fund Ltd issued by the British Virgin Islands Financial Services Commission.
Harvest Investment Holdings Ltd.
Warning List by the Bermuda Monetary Authority against Harvest Investment Holdings Ltd.
BHV Offshore Financial Services Limited
Warning by the Bermuda Monetary Authority against BHV Offshore Financial Services Limited.
Reserve International Liquidity Fund Ltd.: Public Statement (October 28, 2008)
Public Statement about Reserve International Liquidity Fund Ltd. by the British Virgin Islands Financial Services Commission.
Residual Assurance (Bermuda) Ltd. et al
Warning by the Bermuda Monetary Authority against Residual Assurance (Bermuda) Ltd., RA(B)L RVI Co. and RA(B)L Guaranty Co.
SEC v. David J. Aubel et al: Complaint
Complaint in U. S. Securities and Exchange Commission v. Video Without Boundaries, Inc., d.b.a. China Logistics Group, Inc.; David J. Aubel and Vernon Jeffrey Harrell at the U. S. District Court for the Southern District of Florida.
Offshore Health and Travel Benefits
Advisory Warning against Offshore Health and Travel Benefits by the British Virgin Islands Financial Services Commission.