FT Japan Small Equity Fund
Letter to from the Cayman Islands Monetary Authority to The Royal Bank of Canada Trust Company (Cayman) Limited regarding 'Decision Notice - FT Japan Small Equity Fund'.
SEC v. Kenneth Lagonia et al: Judgment Against Lagonia
Judgment as to Kenneth Lagonia in the case of 'SEC vs. Kenneth Lagonia et al' at the U. S. District Court for the District of New Jersey.
US Petroleum Holdings Limited: Warning
US Petroleum Holdings Limited - Warning by Nevis Financial Services
NewNetQuest
Advisory Warning against NewNetQuest by the British Virgin Islands Financial Services Commission.
John Bannister: Disqualification
John Bannister - Disqualified Directors - Isle of Man Financial Supervision Commission
Veco Capital Growth Fund Ltd. et al: License Revocation
Decision Notice by the Cayman Islands Monetary Authority cancelling the mutual fund registrations of Veco Capital Growth Fund, Ltd. and Veco High Yield Fund Ltd.
Janet Jordan: Disqualification
Janet Jordan - Disqualified Directors - Isle of Man Financial Supervision Commission
Nebo Offshore Fund Limited and Nebo Offshore Master Fund Limited
Letter from the Cayman Islands Monetary Authority to Neil Freinberg informing him of the cancellation of the mutual fund registration of Nebo Offshore Fund Limited and Nebo Offshore Master Fund Limited.
Arista Capital Growth Fund, Ltd. and Arista High Technology Growth Fund Ltd.
Letter from the Cayman Islands Monetary Authority to liquidator Christopher Johnson "Re: Decision Notice - Arista Capital Growth Fund, Ltd. (In Liquidation) and Arista High Technology Growth Fund Ltd."
Stuart Andrew Yates: Disqualification
Stuart Andrew Yates - Disqualified Directors - Isle of Man Financial Supervision Commission
SEC v. Pentagon Capital Management Plc et al: Complaint
Complaint in U. S. Securities and Exchange Commission v. Pentagon Capital Management Plc and Lewis Chester at the U. S. District Court for the Southern District of New York.
De-Registration of Funds: February 29, 2008
The Cayman Islands Monetary Authority wishes to advise that the following mutual funds have either been struck off the Companies Register of the General Registry or dissolved. However, they failed to satisfy the Authority's termination requirements. Effective 29th February 2008, the named funds have been removed from the Authority's register.
CFTC v. Lake Shore Asset Management Ltd. et al: Plaintiff’s Opposition to Defendant’s Response to Court Order of January 4, 2008
Plaintiff's Opposition to Defendant Lake Shore Asset Management Ltd.'s response to court order of January 4th, 2008 in U. S. Commodity Futures Trading Commission v. Lake Shore Asset Management Limited, Lake Shore Group of Companies Inc. Ltd., and Philip J. Baker at the U. S. District Court for the Northern District of Illinois.
Francis Duffy: Disqualification
Disqualified Directors - Francis Duffy - Isle of Man Financial Supervision Commission.
SEC v. Lines Overseas Management Ltd. et al: Complaint
Complaint alleging securities fraud in U. S. Securities and Exchange Commission v. Brian N. Lines, of Bermuda; Scott G. S. Lines, of Bermuda; LOM (Holdings) Ltd., of Bermuda; Lines Overseas Management Ltd., of Bermuda; LOM Capital Ltd., of Bermuda; LOM Securities (Bahamas) Ltd., of the Bahamas; LOM Securities (Bermuda) Ltd., of Bermuda; LOM Securities (Cayman) Ltd., of the Cayman Islands; Anthony W. Wile, a Canadian residing in Florida; Wayne E. Wile, a Canadian residing in the Cayman Islands; Robert J. Chapman, of Punta Gorda, Florida; William Todd Peever, of Vancouver, Canada; Phillip James Curtis, of Vancouver, Canada, and Ryan G. Leeds, of Boca Raton, Florida, at the U. S. District Court for the Southern District of New York.
ABN Union Bank Ltd.
Warning by Bermuda Monetary Authority about ABN Union Bank Ltd.
SkilledNursing Indemnity Ltd.
Revocation of insurer's license of SkilledNursing Indemnity Ltd. by Cayman Islands Monetary Authority.
GIAMO Fund Ltd.
Public Notice by the Cayman Islands Monetary Authority announcing the liquidation of GIAMO Fund Ltd.
Nevis Insurance Management Limited et al: Warning
Nevis Insurance Management Limited/T. William Alexander - Warning by Nevis Financial Services
Boston Life and Annuity Company Limited
Public Statement about Boston Life and Annuity Company Limited by the British Virgin Islands Financial Services Commission.
SEC v. Luis Cornide: Final Judgment
Final Judgment of permanent injunction and $11 million of disgorgement in U. S. Securities and Exchange Commission v. Luis M. Cornide at the U. S. District Court for the Southern District of Florida.
SEC v. Jonathan Curshen et al: SEC’s Closing Argument at Trial
SEC's Closing Argument at Trial of Jonathan Curshen in SEC v. Jonathan Curshen, C. Jones & Company, Carter Allen Jones, Timothy Miles, and Gaylen Johnson at the U. S. District Court for the District of Colorado.
Dexter Insurance Company Ltd.
Advisory Warning against Dexter Insurance Company Ltd. by the British Virgin Islands Financial Services Commission.
SEC v. Larry Michael Parrish: Final Judgment
Final Judgment in U. S. Securities and Exchange Commission v. Larry Michael Parrish at the U. S. District Court for the District of Maryland.
SEC v. Jonathan Curshen: SEC’s Proposed Findings of Fact
SEC's Proposed Findings of Fact & Conclusions of Law in the trial of Jonathan Curshen at the U. S. District Court for the District of Colorado.
SEC v. Jonathan Curshen: Witness List
Witness list for a criminal action filed by the U. S. Securities and Exchange Commission against Jonathan Curshen at the U. S. District Court for the District of Colorado.
Alpha Value Management Inc.: License Revocation
Revocation of the Restricted Mutual Fund Administrators License of Alpha Value Management Inc. by the Cayman Islands Monetary Authority.
Real Estate Professionals Insurance Company: Warning
Real Estate Professionals Insurance Company - Warning by Nevis Financial Services
Leonard Becker et al v. Rani Jarkas et al: Arbitration Award
FINRA Arbitration Award in the matter of 'Leonard and Nancy Becker vs. Global Crown Capital and Rani Jarkas'.
Transcontinental Reinsurance Brokers
Revocation of the Insurance Broker's License of Transcontinental Reinsurance Brokers by the Cayman Islands Monetary Authority.
Amerindo Internet Growth Fund Ltd.
Public Notice by the Cayman Islands Monetary Authority announcing the liquidation of Amerindo Internet Growth Fund Ltd.
SEC v. Andrew J. Zahn: Final Judgment
Final Judgment in U. S. Securities and Exchange Commission v. Andrew Joseph Zahn at the U. S. District Court for the Northern District of Illinois.
SEC v. Andrew J. Zahn et al: Consent of Andrew Zahn to Entry of Final Judgment
Consent of Andrew Zahn to Entry of Final Judgment in U. S. Securities and Exchange Commission v. Andrew Joseph Zahn at the U. S. District Court for the Northern District of Illinois.
Capita Strategies, L.L.C.: Warning
Capita Strategies, L.L.C. - Warning by Nevis Financial Services
Oxbridge International Limited: Warning
Oxbridge International Limited - Warning by Nevis Financial Services
Tropical Paradise Enterprises, LLC: Warning
Tropical Paradise Enterprises, LLC - Warning by Nevis Financial Services
Water Street Insurance Company Ltd.
Public Notice by the Cayman Islands Monetary Authority announcing the liquidation of Water Street Insurance Company Ltd.
Pacific World Fund Manager Limited
Revocation of the Securities Investment Business License of Pacific World Fund Manager Limited by the Cayman Islands Monetary Authority.
Pro Med Casualty Insurance Ltd.: Warning
Pro Med Casualty Insurance Ltd. - Warning by Nevis Financial Services
Jyske Bank, Bermuda
Warning by the Bermuda Monetary Authority against Jyske Bank, Bermuda.
Proview Corporation: Warning
Proview Corporation - Warning by Nevis Financial Services
Trading Avenue LLC: Warning
Trading Avenue LLC - Warning by Nevis Financial Services
Qasar FX Ltd.
Warning by the Bermuda Monetary Authority against Qasar FX Ltd.
First USA Insurance Company
Revocation of the unrestricted Class 'B' Insurer's License of First USA Insurance Company by the Cayman Islands Monetary Authority.
John Lord: Disqualification
John Lord - Disqualified Directors - Isle of Man Financial Supervision Commission
Frederick Lord: Disqualification
Disqualified Directors - Frederick Lord - Isle of Man Financial Supervision Commission.
Malchus Irvin R. Boncamper, A.F.M Services Group et al: Warning
Malchus Irvin R. Boncamper, A.F.M. Trust and Corporate Ltd., AFM Trust & Corporate Services, and A.F.M. Services Group - Warning by Nevis Financial Services.
PFA Assurance Group, Ltd.
Public Notice by the Cayman Islands Monetary Authority announcing the liquidation of PFA Assurance Group, Ltd.
Argus Global Equities Limited: Update
Argus Global Equities Limited - Update by Nevis Financial Services
SEC v. Cobalt Multifamily Investors I, LLC et al: Complaint
Complaint in U. S. Securities and Exchange Commission v. Cobalt Multifamily Investors I, LLC, Cobalt Multifamily Co. I, LLC, Cobalt Capital Funding, LLC, Mark A. Shapiro, Irving J. Stitsky, and William B. Foster, as defendants, and Vail Mountain Trust, as relief defendant, at the U. S. District Court for the Southern District of New York.