Michael Kearns: Disqualification
Prohibition Notice by the Central Bank of Ireland against Michael Kearns.
Regulating Cryptocurrencies & ICOs: Security, Commodity, or Currency?
This session will look at how different jurisdictions are regulating or seeking to regulate cryptocurrencies, including Initial Coin Offerings, and analyze legal rulings so far in this fledgling industry.
Mare Nostrum Melita Ltd.: License Cancellation
Regulatory Notice by the Malta Financial Services Authority regarding Mare Nostrum Melita Limited.
The Inside Story of Senator Carl Levin’s Offshore Investigations & How They Drove AML and Tax Reforms
Before he retired in 2015, Sen. Carl Levin was the scourge of the offshore world, regularly overseeing investigations into financial malfeasance.
In this session, Sen. Levin's chief counsel for many of those investigations, Elise Bean, will open the lid on their financial investigations, which ultimately led to ground-breaking legislation such as The PATRIOT Act and FATCA.
Dave’s Consulting House GmbH: Public Warning
Public Warning by the Swiss Financial Market Supervisory Authority regarding Dave's Consulting House GmbH.
Labuan FSA Business Restrictions: April 16, 2019
Business Restrictions by the Labuan Financial Services Authority, April 16, 2019.
Alexander Guy: Fine
Final Notice of the Abu Dhabi Global Market Financial Services Regulatory Authority regarding a financial penalty against Alexander David Guy, a citizen of the United Kingdom and "Senior Executive Officer and a Licensed Director of Eshara Capital Limited".
Eshara Capital Ltd.: Fine
Final Notice by the Abu Dhabi Global Market Financial Services Regulatory Authority regarding a financial penalty against Eshara Capital Limited.
SEC v. ABRAAJ Investment Management Ltd. et al: Complaint
Complaint in U. S. Securities and Exchange Commission v. ABRAAJ Investment Management Limited, of the Cayman Islands, and Arif Naqvi, a Pakistani national, at the U. S. District Court for the Southern District of New York.
Regulating Cryptocurrencies & ICOs: Security, Commodity or Currency?
Latest legal rulings on regulating cryptocurrencies will be analyzed at this month's OffshoreAlert Conference in Miami Beach.
Antigua & Barbuda Supervisory Authority v. Cresswell Overseas SA et al: Judgment
Judgment in The Supervisory Authority v. Cresswell Overseas SA, of Panama, and Meinl Bank (Antigua) Ltd. regarding the Operation Car Wash investigation in Brazil, filed at the Antigua & Barbuda Court of Appeal.
Emeline Tang Wei Leng et al: Industry Bans
Prohibition Orders by the Singapore Monetary Authority regarding Emeline Tang Wei Leng, Minh Duy Nguyen, and John Zhan Loong Koh.
Mangrove Corporate Services Ltd.: Warning
Public Warning by the Bermuda Monetary Authority regarding Mangrove Corporate Services Limited.
PCAOB v. KPMG Bermuda et al: Sanctions Order
Order of Findings and Imposing Sanctions in Public Company Accounting Oversight Board v. KPMG Audit Limited and Damion J. Henderson, both of Bermuda.
John McCauley: Disqualification (Isle of Man)
Disqualification Order by the Isle of Man Financial Services Authority regarding John McCauley.
Lukas Nakos: Disqualification
Disqualification Order by the Isle of Man Financial Services Authority regarding Lukas Nakos.
Alan Louis: Disqualification
Disqualification Order by the Isle of Man Financial Services Authority regarding Alan Louis.
Isle of Man FSA v. Alan Louis et al: Judgment
Judgment in the Isle of Man Financial Services Authority v. Alan Louis, John McCauley, and Lukas Nakos, all of South Africa, at the Isle of Man High Court.
Bourse Malta Overseas Pension Scheme et al: €2K Fine
Administrative Penalty by the Malta Financial Services Authority regarding Bourse Malta Overseas Pension Scheme and The Bourse Retirement Scheme (Malta) Limited, which are both administered by Bourse Pension Administrators (Malta) Ltd.
SEC v. Benjamin Alderson et al: Status Report – April 4, 2019
Bi-Monthly Report on the Status of Discovery in U. S. Securities and Exchange Commission v. Benjamin Alderson and Bradley Hamilton at the U. S. District Court for the Southern District of New York.
Best Re (L) Ltd. et al: Business Restrictions
Notice by the Labuan Financial Services Authority that it has imposed business restrictions on the following licensed entities for non-compliance: Best Re (L) Limited, PAIB Company Limited, Qays Re Global Limited, Saba Capital Inc., Capital Hive Ltd., Makasky Limited, One Capital Group Inc., Bullbell Limited, and IRC Ltd.
Christopher Steer: Decision Notice
Decision Notice by the Dubai Financial Services Authority that Christopher Steer, of GFI Group Inc., "is not fit and proper person to hold any Licensed Function in connection with the provision of Financial Services in or from the DIFC".
David Barnett: Decision Notice
Decision Notice by the Dubai Financial Services Authority that David Barnett, of GFI Group Inc., "is not fit and proper person to perform any functions in connection with the provision of Financial Services in or from the DIFC".
Jonathan Wilson: Disqualification
Prohibition Order by the Guernsey Financial Services Commission regarding Jonathan James Wilson.
Vida Financial Services Ltd. et al: Public Statement
Public Statement by the Guernsey Financial Services Commission regarding Vida Financial Services Limited and Jonathan James Wilson.
SEC v. Benjamin Alderson et al: Nigel Green Documents Production
Request for international judicial assistance to Malta for the production of documents by Nigel Green, founder of deVere Group Ltd., for use in the U. S. Securities and Exchange Commission v. Benjamin Alderson and Bradley Hamilton at the U. S. District Court for the Southern District of New York.
SEC v. Benjamin Alderson et al: deVere Documents Production
Request for international judicial assistance to Malta for the production of documents by deVere Group Ltd. and deVere & Partners Ltd. for use in the U. S. Securities and Exchange Commission v. Benjamin Alderson and Bradley Hamilton at the U. S. District Court for the Southern District of New York.
SEC v. Benjamin Alderson et al: Judicial Assistance Request
Request for international judicial assistance to Malta to examine Beverley Yeomans, described as "a Director of deVere Group Ltd." and "personal assistant to Nigel Green", for use in the U. S. Securities and Exchange Commission v. Benjamin Alderson and Bradley Hamilton at the U. S. District Court for the Southern District of New York.
Finanzwelt Schweiz GmbH: Warning
Warning by the Swiss Financial Market Supervisory Authority regarding Finanzwelt Schweiz GmbH.
ManagementPlus (Cayman) Ltd.: License Revocation
Decision Notice by the Cayman Islands Monetary Authority regarding the revocation of the Companies Management License of ManagementPlus (Cayman) Limited.
envion AG: ‘Illegal Activity’
Press Release by the Swiss Financial Market Supervisory Authority regarding "illegal activity" of cryptocurrency mining firm envion AG.
Companie general cryptobanco GmbH: Warning
Warning by the Swiss Financial Market Supervisory Authority regarding Companie general cryptobanco GmbH.
Alan Harley Corporate Services Ltd.: License Revocation
Public Notice by the Mauritius Financial Services Commission announcing it has revoked the license of Alan Harley Corporate Services Ltd.
SEC v. Direct Lending Investments LLC: Complaint
Complaint alleging fraud in U. S. Securities and Exchange Commission v. Direct Lending Investments LLC at the U. S. District Court for the Central District of California.
SEC v. Bradley Hamilton et al: Hamilton’s Opposition to Brite Advisors USA’s Motion
Opposition by Bradley Hamilton to Motion by Brite Advisors USA Inc., formerly deVere USA Inc., to Maintain Privilege Over Tax Opinions in U. S. Securities and Exchange Commission v. Bradley Hamilton and Benjamin Alderson at the U. S. District Court for the Southern District of New York.
Falknis Wealth Management AG: Warning
Public Warning by the Swiss Financial Market Supervisory Authority regarding Falknis Wealth Management AG.
Gold & Silber Schweiz AG: Supervision Notice
Notice by the Swiss Financial Market Supervisory Authority that Gold & Silber Schweiz AG has been placed under regulatory supervision.
SEC v. Benjamin Alderson et al: Brite Advisors USA’s Opposition to MarketCounsel Compel Motion
Opposition of Third-Party Brite Advisors USA Inc., formerly deVereUSA Inc., to SEC's Motion to Compel MarketCounsel LLC to Comply with Subpoena in U. S, Securities and Exchange Commission v. Benjamin Alderson and Bradley Hamilton at the U. S. District Court for the Southern District of New York.
Aphelion Offshore Fund Ltd.: Warning Notice
Warning Notice by the Cayman Islands Monetary Authority regarding Aphelion Offshore Fund, Ltd.
Maxam Absolute Return Fund Ltd.: Decision Notice
Decision Notice by the Cayman Islands Monetary Authority regarding Maxam Absolute Return Fund Limited.
APAM Protected Asset Management Unit Trust: Decision Notice
Decision Notice by the Cayman Islands Monetary Authority regarding APAM Protected Asset Management Unit Trust.
Doyen Sports Investments Ltd.: Administrative Penalty
Administrative Penalty by the Malta Financial Services Authority regarding Doyen Sports Investments Limited.
Garo Deyrmenjian et al: Decision
Decision in in the matter of Garo Aram Deyrmenjian, Raffi Khorchidian, David Craven, and EuroHelvetia TrustCo SA, now known as EHT Corporate Services SA, of Switzerland, at the British Columbia Securities Commission.
Guy Gentile v. SEC: Order
Order in Guy Gentile, owner of a broker-dealer in the Bahamas called MintBroker International Ltd., d.b.a. SureTrader, v. U. S. Securities and Exchange Commission at the U. S. District Court for the District of New Jersey.
Guy Gentile v. SEC: Opinion
Opinion on Plaintiff's Application for a Temporary Restraining Order and Motion for a Preliminary Injunction in Guy Gentile, owner of a broker-dealer in the Bahamas called MintBroker International Ltd., d.b.a. SureTrader, v. U. S. Securities and Exchange Commission at the U. S. District Court for the District of New Jersey.
Bobby Gill: Cease & Desist
Cease and Desist Order by the Swiss Financial Market Supervisory Authority regarding Bobby Gill, of the United Kingdom.
Guy Gentile v. SEC: TRO Motion
Motion for a Temporary Restraining Order and Motion for Order to Show Cause for Preliminary Injunction in Guy Gentile, owner of a broker-dealer in the Bahamas called MintBroker International Ltd., d.b.a. SureTrader, v. U. S. Securities and Exchange Commission at the U. S. District Court for the District of New Jersey.
CFTC v. 1Pool Ltd. et al: Consent Order
Consent Order in Commodity Futures Trading Commission v. 1Pool Ltd., of the Marshall Islands, and Patrick Brunner, of Austria, at the U. S. District Court for the District of Columbia.
SEC v. Benjamin Alderson et al: Motion to Compel MarketCounsel LLC
SEC's Motion to Compel MarketCounsel LLC to Comply with Subpoena Duces Tecum in the U. S. Securities and Exchange Commission v. Benjamin Alderson and Bradley Hamilton at the U. S. District Court for the Southern District of New York.
Real Estate Facility GmbH: Warning
Warning by the Swiss Financial Market Supervisory Authority regarding Real Estate Facility GmbH (in Liquidation).
