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ITC Personal Retirement Scheme et al: Fine

February 25, 2019
Administrative Penalty by the Malta Financial Services Authority regarding six schemes administered by ITC International Pensions Limited, namely ITC Personal Retirement Scheme, ITC Occupational Retirement Scheme, Synergy International Pension Plan, Boal & Co. Malta Pension, Prosperity QROPS Malta, and Infinity International Pension Plan.

IB Life Ltd.: Warning

February 22, 2019
Public Warning by the Swiss Financial Market Supervisory Authority regarding IB Life Ltd.

SEC v. Benjamin Alderson et al: Malta Judicial Assistance

February 15, 2019
Notice of Motion by the Defendants for the issuance of letters of request to the Central Authority of the Republic of Malta for assistance to compel deVere Group Ltd. and deVere & Partners Ltd. to provide documents and for Nigel Green and Beverley Yeomans to provide documents and testimony in the U. S. Securities and Exchange Commission v. Benjamin Alderson and Bradley Hamilton at the U. S. District Court for the Southern District of New York.

SEC v. Joshua Sason et al: Complaint

February 15, 2019
Complaint in U. S. Securities and Exchange Commission v. Joshua Sason, Marc Manuel, Kautilya Sharma, a.k.a. Tony Sharma; Perian Salviola, Magna Management LLC, formerly known as Magna Group LLC; Magna Equities II LLC, formerly known as Hanover Holdings I LLC; MG Partners Ltd., of Gibraltar; and Pallas Holdings LLC at the U. S. District Court for the Southern District of New York.

Swiss Fintech Development AG: Warning

February 11, 2019
Warning by the Swiss Financial Market Supervisory Authority against Zug-domiciled Swiss Fintech Development AG, whose "Team" is identified on its website as Tibor Muller, Jose Luis Fernandez, Christian Hoffmann, Raban Funk, and Daniel Schmutz, and which offers the "Swisscoin" cryptocurrency.

Guy Gentile v. SEC: Complaint

February 8, 2019
Complaint in Guy Gentile, owner of a broker-dealer in the Bahamas called MintBroker International Ltd., d.b.a. SureTrader v. U. S. Securities and Exchange Commission at the U. S. District Court for the District of New Jersey.

SEC v. Alpha Capital Anstalt: Final Judgment

February 6, 2019
Final Judgment in U. S. Securities and Exchange Commission v. Alpha Capital Anstalt, of Liechtenstein, at the U. S. District Court for the Southern District of New York.

SEC v. Spartan Securities Group Ltd. et al: Complaint

February 2, 2019
Complaint in U. S. Securities and Exchange Commission v. Spartan Securities Group Ltd., Island Capital Management LLC, Carl E. Dilley, Micah J. Eldred, and David D. Lopez at the U. S. District Court for the Middle District of Florida.

SEC v. Oleksandr Ieremenko et al: Complaint

January 15, 2019
Complaint alleging "a fraudulent scheme to hack into the SEC's online Electronic Data Gathering, Analysis, and Retrieval system to obtain nonpublic documents containing earnings announcements of publicly-traded companies, and to then use that information to profit by trading in advance of the information becoming public" in U. S. Securities and Exchange Commission v. Oleksandr Ieremenko, of Ukraine; Spirit Trade Ltd., of Hong Kong; Sungjin Cho, of Los Angeles, CA; David Kwon, of Los Angeles, California; Igor Sabodakha, of Ukraine; Victoria Vorochek, of Ukraine; Ivan Olefir, of Ukraine; Capyfield Systems Ltd., of Belize, and Andrey Sarafanov, of Russia, as Defendants, and Kyungja Cho, of South Korea; Lyudmila Kalinkina, Andrey Meleynikov, and Ivan Solovev, all of Russia, as Relief Defendants, at the U. S. District Court for the District of New Jersey.

Benjamin Alderson v. deVere USA Inc.: Letter Motion

January 7, 2019
Motion to Compel deVere USA, Inc. to Pay JAMS arbitration fees in order to release an arbitration award in Benjamin Alderson v. deVere USA Inc. at the U. S. District Court for the Southern District of New York.

Beverstone Fund Management et al: Suspension

December 18, 2018
Notice of Member Responsibility Action and Associate Responsibility Action in National Futures Association v. Beverstone Fund Management, of the Cayman Islands, and Roland Kaehler.

Novum Bank Ltd.: €80K Fine

December 18, 2018
Public Notice by Malta Financial Services Authority that it imposed a fine of €80,500 on Novum Bank Limited for regulatory breaches.

Beechwood Re: Liquidation Notice

November 30, 2018
Public Notice by the Cayman Islands Monetary Authority announcing that Beechwood Re has been placed into Official Liquidation.

SEC v. Morrie Tobin et al: Complaint (‘Securities Fraud’)

November 27, 2018
Complaint in U.S. Securities and Exchange Commission v. Morrie Tobin, Milan Patel, Matthew Ledvina, described as an attorney residing in Switzerland, and Daniel Lacher at the U.S. District Court for the District of Massachusetts.

Allen Stanford Receiver v. Greenberg Traurig LLP et al: Second Amended Complaint

November 19, 2018
Second Amended Complaint in Ralph S. Janvey, as court-appointed receiver for the Stanford receivership estate; Sandra Dorrell, Samuel Troice, and Michoacan Trust, individually and on behalf of a class of all others similarly situated, v. Greenberg Traurig LLP, Greenberg Traurig PA, and Yolanda Suarez at the U. S. District Court for the Northern District of Texas.

Federal Trade Commission v. Ecological Fox LLC et al: Motion for Interim Preliminary Injunction

November 15, 2018
FTC's Motion for a Interim Preliminary Injunction regarding alleged telemarketing fraud involving a real estate development in Belize known as Sanctuary Bay, Sanctuary Belize, and The Reserve in Federal Trade Commission v. Ecological Fox, LLC, Frank Costanzo, a.k.a. Frank Green; Luke Chadwick, Andris Pukke, a.k.a. Marc Romeo and Andy Storm; Peter Baker, Global Property Alliance, Inc., Sittee River Wildlife Reserve, Buy Belize LLC, Buy International, Inc., Foundation Development Management, Inc., Eco-Futures Development, Eco-Futures Belize Limited, Power Haus Marketing, Brandi Greenfield, BG Marketing, LLC, Prodigy Management Group, LLC, John Usher, Rod Kazazi, Foundation Partners, Belize Real Estate Affiliates, LLC, Exotic Investor, Inc., Southern Belize Realty, LLC, Sanctuary Belize Property Owners' Association, Atlantic International Bank, Ltd., Angela Chittenden, Beach Bunny Holdings, LLC, The Estate of John Pukke, John Vipulis, and Deborah Connelly at the U. S. District Court for the District of Maryland.

Pilatus Bank Plc: License Revocation

November 5, 2018
Public Notice by the Malta Financial Services Authority announcing that it has withdrawn the authorisation of Pilatus Bank Plc.

Federal Trade Commission v. Ecological Fox LLC et al: Complaint

October 31, 2018
Complaint for a Permanent Injunction regarding alleged telemarketing fraud involving a real estate development in Belize known as Sanctuary Bay, Sanctuary Belize, and The Reserve in Federal Trade Commission v. Ecological Fox, LLC, Frank Costanzo, a.k.a. Frank Green; Luke Chadwick, Andris Pukke, a.k.a. Marc Romeo and Andy Storm; Peter Baker, Global Property Alliance, Inc., Sittee River Wildlife Reserve, Buy Belize LLC, Buy International, Inc., Foundation Development Management, Inc., Eco-Futures Development, Eco-Futures Belize Limited, Power Haus Marketing, Brandi Greenfield, BG Marketing, LLC, Prodigy Management Group, LLC, John Usher, Rod Kazazi, Foundation Partners, Belize Real Estate Affiliates, LLC, Exotic Investor, Inc., Southern Belize Realty, LLC, Sanctuary Belize Property Owners' Association, Atlantic International Bank, Ltd., Angela Chittenden, Beach Bunny Holdings, LLC, The Estate of John Pukke, John Vipulis, and Deborah Connelly at the U. S. District Court for the District of Maryland.