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Nicolaas Faure & Drake Fund Advisors – An embarrassment to the BVI

September 15, 2015
The measure of any person or business is not whether they become involved in controversy but the actions they take when such controversy occurs.Within hours of OffshoreAlert exposing Belvedere Management Group as a "massive criminal financial enterprise" on March 17th,

Venture Assets PCC: License Revocation

September 14, 2015
Public Notice by the Mauritius Financial Services Commission announcing the revocation of the business license of Venture Assets PCC, which is part of Belvedere Management Group.

Two Seasons PCC: License Revocation

September 14, 2015
Public Notice by the Mauritius Financial Service Commission announcing the revocation of the business license of The Two Seasons PCC, which is part of Belvedere Management Group.

SEC v. Arkadiy Dubovoy et al: Amended Complaint

August 23, 2015
Amended Complaint in U. S. Securities and Exchange Commission v. Arkadiy Dubovoy, Igor Dubovoy, Pavel Dubovoy, Nelia Dubova, David Amaryan, Alexander Fedoseev, Aleksandr Garkusha, Oleksander Ieremenko (a.k.a. Aleksander Eremenko), Vladislav Khalupsky, Vitaly Korchevsky, Roman Lavlinskiy, Oleksandr Makarov, Leonid Momotok, Nikolai Slepenkov, Andriy Supranonok, Ivan Turchynov, Maxim Zakharchenko, APD Developers, LLC, Beratto Group Ltd., Bering Explorer Fund Ltd., Concorde (Bermuda) Limited, Escada Logistics Ltd., Exante Ltd., Global Hedge Capital Group, Guibor S.A., Intertrade Pacific S.A., Memelland Investments Ltd., Jaspen Capital Partners Limited, NTS Capital Fund, Ocean Prime Inc., Omega 26 Investments Ltd., Southeastern Holding and Investment Company LLC, Copperstone Alpha Fund, and Copperstone Capital at the U. S. District Court for the District of New Jersey.

SEC v. Arkadiy Dubovoy et al: TRO Motion

August 10, 2015
Motion for Temporary Restraining Order in U. S. Securities and Exchange Commission v. Arkadiy Dubovoy, Igor Dubovoy, Pavel Dubovoy, Nelia Dubova, David Amaryan, Alexander Fedoseev, Aleksandr Garkusha, Oleksander Ieremenko (a.k.a. Aleksander Eremenko), Vladislav Khalupsky, Vitaly Korchevsky, Roman Lavlinskiy, Oleksandr Makarov, Leonid Momotok, Nikolai Slepenkov, Andriy Supranonok, Ivan Turchynov, Maxim Zakharchenko, APD Developers, LLC, Beratto Group Ltd., Bering Explorer Fund Ltd., Concorde (Bermuda) Limited, Escada Logistics Ltd., Exante Ltd., Global Hedge Capital Group, Guibor S.A., Intertrade Pacific S.A., Memelland Investments Ltd., Jaspen Capital Partners Limited, NTS Capital Fund, Ocean Prime Inc., Omega 26 Investments Ltd. and Southeastern Holding and Investment Company LLC at the U. S. District Court for the District of New Jersey.

SEC v. Arkadiy Dubovoy et al: Complaint

August 10, 2015
Complaint in U. S. Securities and Exchange Commission v. Arkadiy Dubovoy, Igor Dubovoy, Pavel Dubovoy, Nelia Dubova, David Amaryan, Alexander Fedoseev, Aleksandr Garkusha, Oleksander Ieremenko (a.k.a. Aleksander Eremenko), Vladislav Khalupsky, Vitaly Korchevsky, Roman Lavlinskiy, Oleksandr Makarov, Leonid Momotok, Nikolai Slepenkov, Andriy Supranonok, Ivan Turchynov, Maxim Zakharchenko, APD Developers, LLC, Beratto Group Ltd., Bering Explorer Fund Ltd., Concorde (Bermuda) Limited, Escada Logistics Ltd., Exante Ltd., Global Hedge Capital Group, Guibor S.A., Intertrade Pacific S.A., Memelland Investments Ltd., Jaspen Capital Partners Limited, NTS Capital Fund, Ocean Prime Inc., Omega 26 Investments Ltd. and Southeastern Holding and Investment Company LLC at the U. S. District Court for the District of New Jersey.

Drake Incubator PCC: Notice of Suspension

July 22, 2015
Notice of suspension of the mutual fund license of Drake Incubator PCC as it relates to Green Renewable Redeemable Energy Investment Fund, a.k.a. GRRE Investment Fund, by the Anguilla Financial Services Commission.

CityGate Securities Ltd: License Suspension

July 21, 2015
Public Notice by the Mauritius Financial Services Commission announcing the suspension of the Investment Dealer (Broker) License and Global Business License of CityGate Securities Limited.

SEC v. Harold Gallison II et al: Complaint

July 14, 2015
Complaint in U. S. Securities and Exchange Commission v. Harold Bailey Gallison II, a.k.a. BJ Gallison, a.k.a. Bart Williams; Moneyline Brokers, Bastille Advisors, Inc., Club Consultants, Inc., Jurojin, Inc., Sandias Azucaradas CR, S.A., Vanilla Sky, S.A., Roger C. Coleman, Sr., Ann M. Hiskey, Robin M. Rushing, David K. Rushing, Michael J. Randles, Warrior Girl Corp., Carl H. Kruse, Sr., Carl H. Kruse, Jr., a.k.a. Carl Kruse-Velasquez; Allan M. Migdall, Nature's Peak, formerly known as Everock, Inc.; Frank J. Zangara, Mark S. Dresner, Charles S. Moeller, Robert S. Oppenheimer, Antonio J. Katz, Richard S. Roon, Fry Canyon Corporation, L.F. Technology Group LLC, Starburst Innovations LLC, Tachion Projects, Inc., B.H.I. Group, Inc., U D F Consulting Inc., Digital Edge Marketing LLC, Core Business One, Inc., Spectrum Research Group Inc., Oceanic Consulting LLC, and Akat Global LLC at the U. S. District Court for the Southern District of New York.

SEC v. Interinvest Corp. et al: TRO Motion

June 16, 2015
SEC's Motion for Temporary Restraining Order in U. S. Securities and Exchange Commission v. Interinvest Corporation, Inc. and Hans Peter Black at the U. S. District Court for the District of Massachusetts.

SEC v. Interinvest Corp. et al: Complaint

June 16, 2015
Complaint in U. S. Securities and Exchange Commission v. Interinvest Corporation, Inc. and Hans Peter Black at the U. S. District Court for the District of Massachusetts.

SEC v. Caledonian Bank Ltd. et al: First Amended Complaint

June 10, 2015
First Amended Complaint in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities, Inc., Legacy Global Markets S.A., and Verdmont Capital, S.A. at the U. S. District Court for the Southern District of New York.

Belvedere Fiduciary Ltd.: License Suspension

May 29, 2015
Public Notice by the Mauritius Financial Services Commission announcing the suspension of the 'Management License' of trust company Belvedere Fiduciary Limited.

SEC v. Robert P. Depalo et al: Complaint

May 20, 2015
Complaint in U. S. Securities and Exchange Commission v. Robert P. DePalo, Joshua B. Gladtke, Gregg A. Lerman, Pangaea Trading Partners LLC, Arjent LLC, Arjent Limited, and Excalibur Asset Management LLC at the U. S. District Court for the Southern District of New York.

Understanding the FATCA Risk

May 5, 2015
An analysis of recent U. S. Department of Justice tax enforcement efforts and predicting future enforcement activity aimed at offshore and Asian financial institutions.

Guernsey FSC v. Lancelot Management Ltd. et al: Paul Yabsley Affidavit

April 22, 2015
Affidavit by Paul Yabsley, Senior Analyst in the Enforcement Division of The Guernsey Financial Services Commission, in The Guernsey Financial Services Commission v. Lancelot Management Limited, The Global Mutual Fund PCC Limited, The Universal Mutual Fund ICC Limited, The Worldwide Mutual Fund PCC Limited, and The Trinity Global Fund at The Royal Court of Guernsey.

SEC v. Gibraltar Global Securities et al: Motion to Withdraw as Counsel

April 14, 2015
Motion to Withdraw as Counsel for Warren Davis and notice that he will no longer defend the lawsuit in U. S. Securities and Exchange Commission v. Gibraltar Global Securities, Inc. and Warren A. Davis as the U. S. District Court for the Southern District of New York.

RDL Management Ltd.: Appointment of Administrators

March 30, 2015
Public Notice by the Mauritius Financial Services Commission announcing the appointment of Joint Administrators of RDL Management Ltd., which is co-owned by David Cosgrove and Cobus Kellermann and is part of the Belvedere Management Group.

RDL Management Ltd.: License Suspension

March 30, 2015
Public Notice by the Mauritius Financial Services Commission announcing the suspension of Collective Investment Scheme Manager License of RDL Management Ltd., which is co-owned by David Cosgrove and Cobus Kellermann and is part of the Belvedere Management Group.

Jacobus Kellermann: Press Release (2015)

March 26, 2015
Press Release by the South Africa Financial Services Board disclosing two regulatory investigations into Jacobus Kellermann in Guernsey and Mauritius.

Lancelot Global PCC et al: Appointment of Administrators

March 23, 2015
Public Notice by the Mauritius Financial Services Commission announcing the appointment of Joint Administrators for Lancelot Global PCC and The Four Elements PCC, which are part of the Belvedere Management Group.

Caledonian Bank Ltd. et al: Offering Memorandum

March 20, 2015
Offering Memorandum for Caledonian Bank Limited and Caledonian Securities Limited (both in Official Liquidation) distributed by Ernst & Young. Note: OffshoreAlert has removed Page 4 of the document to protect the identity of the recipient.

Lancelot Global PCC: License Revocation

March 20, 2015
Public Notice announcing the revocation of the 'Global Business Licence' and 'Collective Investment Scheme Authorization' of Lancelot Global PCC by the Mauritius Financial Services Commission.

The Four Elements PCC: License Revocation

March 20, 2015
Public Notice announcing the revocation of the 'Global Business Licence' and 'Collective Investment Scheme Authorization' of The Four Elements PCC by the Mauritius Financial Services Commission.

Lancelot Global PCC: De-Listing Announcement

March 20, 2015
Communiqué announcing the de-listing from The Stock Exchange of Mauritius of Commodities Partners International and KDC Fund, both cells of Lancelot Global PCC.

SEC v. Verdmont Capital S.A.: Verdmont’s Opposition to Asset Freeze

February 24, 2015
Verdmont Capital's opposition to SEC's asset freeze application in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities, Inc., Legacy Global Markets S.A. and Verdmont Capital S.A. at the U. S. District Court for the Southern District of New York.

Caledonian Bank Ltd.: TRO Aplication

February 16, 2015
Application for a Temporary Restraining Order In the Matter of Caledonian Bank Limited at the U. S. Bankruptcy Court for the Southern District of New York.

Caledonian Bank Ltd.: Chapter 15 Petition

February 16, 2015
Chapter 15 Petition for Recognition of a Foreign Main Proceeding in the Cayman Islands by Keiran Hutchison and Claire Loebell, as the Foreign Representatives of Caledonian Bank Limited, at the U. S. Bankruptcy Court for the Southern District of New York.

SEC v. Caledonian Bank et al: ‘Voluntary Liquidation’ Status Report

February 10, 2015
Status Report disclosing bank's voluntary liquidation from Caledonian Bank's attorney in U. S. Securities and Exchange Commission SEC v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities Inc., Legacy Global Markets S.A., and Verdmont Capital S.A. at the U. S. District Court for the Southern District of New York.

SEC v. Caledonian Bank et al: Freezing Order

February 6, 2015
Temporary Freezing Order in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities Ltd., Legacy Global Markets S.A. and Verdmont Capital S.A. at the U. S. District Court for the Southern District of New York.

SEC v. Caledonian Bank Ltd. et al: Complaint

February 6, 2015
Complaint in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Verdmont Capital, S.A., Clear Water Securities, Inc. and Legacy Global Markets S.A. at the U. S. District Court for the Southern District of New York.

FinCEN v. Oppenheimer & Co. Inc.: Press Release

January 27, 2015
Press Release entitled 'FinCEN Fines Oppenheimer & Co. Inc. $20 Million for Continued Anti-Money Laundering Shortfalls' regarding its relationship with Bahamas-based Gibraltar Global Securities in FinCEN v. Oppenheimer & Co.