BVI Financial Services Commission v. Gulf Insurance Limited: Freezing Order
Asset freeze order in the British Virgin Islands Financial Services Commission v. Gulf Insurance Limited at the British Virgin Islands High Court.
Stanford International Bank, Ltd.: Order on Center of Main Interests
Order In re. Stanford International Bank, Ltd. at the U. S. District Court for the Northern District of Texas.
Cable & Wireless (BVI) Ltd. v. BVI Telecommunications Regulatory Commission: Order To Deliver Documents
Order To Deliver Documents in Cable & Wireless (BVI) Limited v. BVI Telecommunications Regulatory Commission at the British Virgin Islands High Court.
Montaque Capital Partners Ltd.: Second Interim Report of the Joint Voluntary Liquidators
Second Interim Report of the Joint Voluntary Liquidators of Montaque Capital Partners Ltd. (In Voluntary Liquidation).
Guardian Trust Company Limited: License Suspended
Guardian Trust Company Limited - License Suspended by Nevis Financial Services
SEC v. Samuel E. Wyly, et al: Originating Summons
Originating Summons in U. S. Securities and Exchange Commission v. Samuel E. Wyly, Donald R. Miller, Jr., in his capacity as the independent executor of the will and estate of Charles J. Wyly, Jr.; Michael C. French and Louis J. Schaufele III at the Grand Court of the Cayman Islands.
SEC v. Brian Raymond Callahan et al: Amended Complaint
Amended Complaint in U. S. Securities and Exchange Commission v. Brian Raymond Callahan, Horizon Global Advisors Ltd., Horizon Global Advisors, LLC, Diversified Global Investments (BVI) LP, The Masters Global Fund, LP, Fiduciary Select Income Fund, LP, Horizon Millennium Investments, LP, Pangea Offshore High Yield Portfolio, LLC, Adam Manson, Distinctive Investments LLC, and Distinctive Ventures LLC at the U. S. District Court for the Eastern District of New York.
SEC v. Mark Lefkowitz et al: Complaint
Complaint in U. S. Securities and Exchange Commission v. Mark A. Lefkowitz, Compass Capital Group, Inc., Mark A. Lopez, Unico, Inc., Steven R. Peacock, Shane H. Traveller, and Advanced Cell Technology, Inc. at the U. S. District Court for the Middle District of Florida.
SEC v. Richard DeMaria: Complaint
Complaint in U. S. Securities and Exchange Commission v. Richard DeMaria at the U. S. District Court for the Northern District of Illinois.
Gibraltar Global Securities Inc.: Findings
Findings in Executive Director of the British Columbia Securities Commission v. Gibraltar Global Securities Inc. at the British Columbia Securities Commission.
Aldwyn Percival Sully: Public Statement
Aldwyn Percival Sully - Public Statement - Jersey Financial Services Commission - May 16, 2012
SEC v. Martin Currie Inc. et al: Sanctions Order
Sanctions Order in U. S. Securities and Exchange Commission v. Martin Currie Inc. and Martin Currie Investment Management Ltd.
SEC v. Thomas Hunter et al: Complaint
Complaint in U. S. Securities and Exchange Commission v. Thomas Edward Hunter and Alexander John Hunter at the U. S. District Court for the Southern District of New York.
SEC v. Siming Yang et al: Emergency Motion for TRO
SEC's Emergency Motion for an Ex Parte Temporary Restraining Order, Asset Freeze and Other Ancillary Relief in U. S. Securities and Exchange Commission v. Siming Yang, Prestige Trade Investments Limited, Caiyin Fan, Shui Chong (Eric) Chang, Biao Cang, Jia Wu, and Ming Ni at the U. S. District Court for the Northern District of Illinois.
SEC v. Siming Yang et al: Complaint
Complaint in U. S. Securities and Exchange Commission v. Prestige Trade Investments Limited, domiciled in the British Virgin Islands; Siming Yang, Caiyin Fan, Shui Chong (Eric) Chang, Biao Cang, Jia Wu, and Ming Ni at the U. S. District Court for the Northern District of Illinois.
Brian N. Lines and Scott Lines: Reciprocal Order
Reciprocal Order In the Matter of Brian N. Lines and Scott Lines at the British Columbia Securities Commission.
CFTC v. Royal Bank of Canada: Complaint
Complaint in U. S. Commodity Futures Trading Commission v. Royal Bank of Canada at the U. S. District Court for the Southern District of New York.
SEC v. Quorne Ltd. and Michael Sarkesian: Amended Complaint
Amended Complaint in U.S. Securities and Exchange Commission v. Quorne Limited, of the British Virgin Islands, and Michael Sarkesian, a resident of Switzerland, at the U. S. District Court for the Southern District of New York.
SEC v. Quorne Ltd. and Michael Sarkesian: Judgment ($709K Penalties)
Final Judgment for $709,806 in U.S. Securities and Exchange Commission v. Quorne Limited, of the British Virgin Islands, and Michael Sarkesian, a resident of Switzerland, at the U. S. District Court for the Southern District of New York .
SEC v. Andrey Hicks: Final Judgment
Final Judgment in U. S. Securities and Exchange Commission v. Andrey Hicks at the U. S. District Court for the District of Massachusetts.
SEC v. Locust Offshore Management LLC: Final Judgment
Final Judgment in U. S. Securities and Exchange Commission v. Locust Offshore Management LLC at the U. S. District Court for the District of Massachusetts.
SEC v. Locust Offshore Fund Ltd.: Order of Dismissal
Order of Dismissal in U. S. Securities and Exchange Commission v. Locust Offshore Fund Ltd. at the U. S. District Court for the District of Massachusetts.
SEC v. Locust Offshore Fund Ltd.: Motion to Dismiss
Motion to Dismiss in U. S. Securities and Exchange Commission v. Locust Offshore Fund Ltd. at the U. S. District Court for the District of Massachusetts.
Receiver for Sandra Venetis et al v. Janet Lonney et al: Complaint
Complaint in Joshua Markowitz, Esq., as Receiver for Sandra Venetis, Systematic Financial Services, Inc., Systematic Financial Associates, Inc., and Systematic Financial Services, LLC, v. Janet Lonney, Joan Van Ness, and LuAnn Ferenci at the U. S. District Court for the District of New Jersey.
SEC v. Brian Callahan et al: Temporary Restraining Order
Temporary Restraining Order Freezing Assets and Granting Other Relief in U. S. Securities and Exchange Commission in Brian Raymond Callahan, Horizon Global Advisors, Ltd., and Horizon Global Advisors, LLC at the U. S. District Court for the Eastern District of New York.
SEC v. Brian Callahan et al: Application for Temporary Restraining Order
Application for Temporary Restraining Order in U. S. Securities and Exchange Commission v. Brian Raymond Callahan, Horizon Global Advisors, Ltd., and Horizon Global Advisors, LLC at the U. S. District Court for the Eastern District of New York.
SEC v. Brian Callahan et al: Complaint
Complaint in U. S. Securities and Exchange Commission v. Brian Raymond Callahan, Horizon Global Advisors Ltd., domiciled in the Cayman Islands; and Horizon Global Advisors, LLC, domiciled in Connecticut, alleging securities fraud regarding investment funds in the British Virgin Islands and Nevis.
CFTC v. Thayer Attarifi: Application for Order to Comply With Administrative Subpoena
Application for Order to Comply with an Administrative Subpoena in U. S. Commodity Futures Trading Commission v. Thayer Attarifi, owner and operator of Fienex Group, LLC and Fienex Group, Ltd., which claims to have companies domiciled or based in the British Virgin Islands, Dubai and the USA, regarding an investigation into suspected fraud.
Monkton Insurance Services Ltd.: Controllers Appointed
Monkton Insurance Services Ltd. - Controllers Appointed - Public Notice - Cayman Islands Monetary Authority
SEC, CFTC & IRS Whistleblowing Chiefs to speak at OffshoreAlert Conference
For the first time in one public forum, the chiefs of the SEC, CFTC and IRS whistleblower offices will discuss Whistleblowing as a tool to fight financial crime at The 10th Annual OffshoreAlert Conference. Sean McKessy (SEC), Vince Martinez (CFTC),
SEC v. Locust Offshore Fund Ltd.: Notice of Default
Notice of Default in U. S. Securities and Exchange Commission v. Locust Offshore Fund Ltd. at the U. S. District Court for the District of Massachusetts.
SEC v. Locust Offshore Management, LLC: Notice of Default
Notice of Default in U. S. Securities and Exchange Commission v. Locust Offshore Management, LLC at the U. S. District Court for the District of Massachusetts.
SEC v. Andrey Hicks: Notice of Default
Notice of Default in U. S. Securities and Exchange Commission v. Andrey Hicks at the U. S. District Court for the District of Massachusetts.
Aaug Insurance Co. Ltd. et al v. Financial Services Commission: Fixed Date Claim Form
Fixed Date Claim Form in Aaug Insurance Co. Ltd. and Premier Assurance Group Ltd. v. British Virgin Islands Financial Services Commission at the British Virgin Islands High Court.
SEC v. Venulum Ltd. et al: SEC’s Unopposed Motion for Final Judgment
SEC's Unopposed Motion for Final Judgment in U. S. Securities and Exchange Commission v. Giles Cadman, a resident of the United Kingdom; Venulum Ltd., domiciled in the British Virgin Islands; and Venulum Inc., domiciled in Canada.
SEC v. Venulum Ltd. et al: Complaint
Complaint in U. S. Securities and Exchange Commission v. Venulum Ltd., domiciled in the British Virgin Islands; Venulum Inc., domiciled in Canada; and Giles Cadman, a resident of the United Kingdom, alleging that the defendants raised $22 million from more than 1,750 U. S. investors in two unregistered securities offerings.
SEC v. Pentagon Capital Management Plc et al: Opinion
Opinion in U. S. Securities and Exchange Commission v. Pentagon Capital Management Plc and Lewis Chester at the U. S. District Court for the Southern District of New York.
Justin Krzysztof Jozef Nicpon: Public Statement
Justin Krzysztof Jozef Nicpon - Public Statement - Jersey Financial Services Commission - February 3, 2012
SEC v. Kareem Serageldin et al: Complaint
Complaint alleging securities fraud in U. S. Securities and Exchange Commission v. Kareem Serageldin, David Higgs, Faisal Siddiqui, and Salmaan Siddiqui, all of Credit Suisse, at the U. S. District Court for the Southern District of New York.
Trustcorp Services Ltd. et al: Public Statement
Trustcorp Services Limited et al - Public Statement - Jersey Financial Services Commission - January 31, 2012
Bahamas Securities Commission v. Accuvest Funds Securities Ltd. et al: Judgment
Judgment in the Executive Director of the Securities Commission of the Bahamas v. Accuvest Funds Securities Limited and South American Investment Fund Limited at Bahamas Supreme Court.
parkers-consulting.co.uk
parkers-consulting.co.uk - Domain Whois
Sanwa Holdings: Investor Warning
Sanwa Holdings - Investor Warning - Austrian Financial Market Authority - December 21, 2011
Global Invest Switzerland AG
Global Invest Switzerland AG -Â Unauthorised institutions (black list) - Swiss Financial Market Supervisory Authority
SEC v. Stefan H. Benger et al: Second Amended Complaint
Second Amended Complaint in SEC v. Stefan H. Benger, SHB Capital, Inc., Jason B. Meyers, International Capital Financial Resources, LLC, Philip T. Powers, Frank I. Reinschreiber, Global Financial Management, LLC, CTA Worldwide Services, SA, and Stephan Von Hase at the U. S. District Court for the Northern District of Illinois.
Titan Invest PLC: Investor Warning
Titan Invest PLC - Investor Warning - Austrian Financial Market Authority - December 20, 2011
Marsh & Reede Capital: Investor Warning
Marsh & Reede Capital - Investor Warning - Austrian Financial Market Authority - December 17, 2011
SEC v. Allen Weintraub et al: SEC’s Witness List
SEC's Witness List in SEC v. Allen Weintraub and AWMS Acquisition, Inc., d.b.a. Sterling Global Holdings, at the U. S. District Court for the Southern District of Florida.
Carbon Advisory Council
Carbon Advisory Council -Â Unauthorised institutions (black list) - Swiss Financial Market Supervisory Authority
Carter Litwin Inc.
Carter Litwin, Inc. -Â Unauthorised institutions (black list) - Swiss Financial Market Supervisory Authority