CFTC v. Credit Suisse International et al: $1.5M Fine

Administrative Order by the Commodity Futures Trading Commission imposing a fine of $1.5 million on Credit Suisse International, of London, England; Credit Suisse Securities Europe Limited, of London, England, and Credit Suisse Capital LLC, of New York, NY, for regulatory breaches, specifically submitting “inaccurate daily valuation data for the majority of their equity swap transactions”.

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Pages: 7

Topic: Investment, Regulatory

Plaintiff(s)/Applicant(s): Commodity Futures Trading Commission

Date: June 25, 2021

Defendant(s)/Respondent(s): Credit Suisse International, Credit Suisse Securities Europe Limited, Credit Suisse Capital LLC

Topics

England Investment Regulatory USA United Kingdom

Keywords

Commodity Futures Trading Commission Credit Suisse

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