Credit Suisse Group AG: $99M Penalties

Administrative Order by the U. S. Securities and Exchange Commission imposing penalties totaling $99 million on Credit Suisse Group AG, of Switzerland, regarding “an offering fraud and violations of the internal accounting controls and books and records provisions of the Foreign Corrupt Practices Act … in connection with three interconnected transactions involving, among others, United Kingdom-based Credit Suisse entities and Mozambican state-owned entities”.

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Pages: 19

Date: October 19, 2021

Defendant(s)/Respondent(s): VTB Capital Plc

Plaintiff(s)/Applicant(s): Securities and Exchange Commission

Case Number: Xx Xx Xx

Topic: Banks & Trusts, Government & Politicians, Investment, Regulatory

Allegation: Bribery & Corruption, Fraud

Topics

Investment Mozambique Regulatory Switzerland USA United Kingdom

[ 6 more... ] [ top 5 ]

Keywords

Credit Suisse EMATUM ProIndicus VTB Capital

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