Consent by First Bermuda Securities (BVI) Ltd. and Jeffrey G. Conyers to a censure and $40,000 fine, respectively, and an additional fine of $10,000 for which they are jointly and severally liable to settle a regulatory investigation by FINRA.
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Bermuda British Virgin Islands Documents Financial Industry Regulatory Authority (FINRA) Investment Regulatory USANovember 14, 2011
First Bermuda Securities (BVI) Ltd. et al: Censure & Fine
7
November 14, 2011
First Bermuda Securities (BVI) Ltd., Jeffrey Conyers
Topics
Bermuda British Virgin Islands Investment Regulatory USAKeywords
FINRA First Bermuda Securities Jeffrey Conyers