Former Cayman-based stockbroker Richard Harris and his mother, Ana Jimenez, have settled a perjury action brought against them by the British Columbia Securities Commission.
Under the settlement, Harris and Jimenez, who now live in Costa Rica, have been banned for ten years from serving as a director or officer of any issuer regulated by the BCSC. They are also prohibited from “engaging in investor relations” in British Columbia for the same period.
Former Cayman broker and mother penalized for lying to regulators
24 years ago
Topics
Canada Cayman Islands Fraud Investment Listed SecuritiesKeywords
Ana Jimenez Georgia Pacific Securities H&R Enterprises Ltd. Harris McLean Financial Group Richard Harris