Joseph Krigsfeld et al: $160K Fine & Industry Ban

Administrative Order by the U. S. Securities and Exchange Commission imposing a fine of $160,000 and industry ban on Joseph Krigsfeld, of New York, and censuring Aberon Capital Management LLC for securities fraud that, inter alia, involved Cayman Islands-domiciled Aberon Capital Master Fund.

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Pages: 6

Date: May 24, 2018

Defendant(s)/Respondent(s): Joseph Krigsfeld, Aberon Capital Management LLC

Plaintiff(s)/Applicant(s): U. S. Securities and Exchange Commission

Case Number: Xx Xx Xx

Topic: Investment, Regulatory

Allegation: Fraud

Topics

Keywords

Aberon Capital Management LLC Aberon Capital Master Fund Joseph Krigsfeld U. S. Securities and Exchange Commission

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