Julius Baer International Ltd. et al: £18M Fine & Industry Bans

Public Notice by the United Kingdom’s Financial Conduct Authority that it has imposed a fine of £18 million on Julius Baer International Limited “for failing to conduct its business with integrity, failing to take reasonable care to organise and control its affairs and failing to be open and cooperative with the FCA” and banned “Gustavo Raitzin, former Regional Head for Bank Julius Baer, Thomas Seiler, former BJB Sub-Regional (Market) Head for Russia and Eastern Europe and JBI non-executive director, and Louise Whitestone,former relationship manager on JBI’s Russian and Eastern European Desk”.

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Pages: 2

Topic: Banks & Trusts, Regulatory

Plaintiff(s)/Applicant(s): Financial Conduct Authority

Date: November 30, 2022

Defendant(s)/Respondent(s): Julius Baer International Limited

Topics

Keywords

Gustavo Raitzin Julius Baer Louise Whitestone Thomas Seiler

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