LOM says it has started turning over client records to SEC

By David Marchant

19 years ago

Topics

Bermuda Canada Fraud Investment Listed Securities

USA

[ 1 more... ] [ top 5 ]

Keywords

HiEnergy Technologies Lines Overseas Management Scott Lines Sedona Software Solutions SHEP Technologies

Bermuda-based investment firm Lines Overseas Management Ltd. claims to have started turning over client records to the United States Securities and Exchange Commission after losing yet another court ruling.
In a filing at the U. S. District Court for the District of Columbia on February 21, 2006, LOM stated that it “has begun producing documents to the SEC” pursuant to four SEC administrative subpoenas that were served on its Managing Director, Scott Lines, as long ago as April, 2004.

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