Administrative Order by the U. S. Securities and Exchange Commission imposing a fine of $30,000 on Nicholas Abbate, a resident of Staten Island, New York, for “his role in assisting others in a course of business that operated as a fraud or deceit upon clients and investors”, including a mutual fund in the Cayman Islands that is not identified in the order but which OffshoreAlert believes is the Income Collecting 1-3 Months T-Bills Mutual Fund.
December 21, 2021
Nicholas Abbate
Securities and Exchange Commission
Topics
British Virgin Islands Cayman Islands Fraud Investment RegulatoryKeywords
Income Collecting 1-3 Months T-Bills Mutual Fund Nicholas Abbate