British Virgin Islands Documents Investment Regulatory Securities and Exchange Commission (SEC) USAMay 10, 2021

Peter DeCaprio: $75K Fine

Administrative Order by the U. S. Securities and Exchange Commission imposing sanctions, including a fine of $75,000, on Peter J. Decaprio, of Boston, Massachusetts, for regulatory breaches involving, inter alia, an “unregistered fund” in the British Virgin Islands.


    • 8
    May 10, 2021
    Peter J. DeCaprio
    Xx Xx Xx
    Investment, Regulatory
    U. S. Securities and Exchange Commission

    Topics

    British Virgin Islands Investment Regulatory USA

    Keywords

    Crow Point Partners EAS Crow Point Alternatives Fund Peter J. DeCaprio U. S. Securities and Exchange Commission