Poloniex LLC: $10.3M Penalties

Administrative Order by the U. S. Securities and Exchange Commission imposing penalties totaling $10.3 million on Poloniex, LLC, of Delaware, for operating “a digital asset trading platform” without registering “as a national securities exchange”.

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Pages: 9

Date: August 09, 2021

Defendant(s)/Respondent(s): Poloniex, LLC

Plaintiff(s)/Applicant(s): U. S. Securities and Exchange Commission

Case Number: Xx Xx Xx

Topic: Crypto, Investment, Regulatory

Allegation: Unlicensed/Unregistered

Topics

Keywords

LLC Poloniex U. S. Securities and Exchange Commission

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