Award in the amount of $4,800 against Robert Seropian and James Kimberly in Raymond D. Grundeman v. Kensington Wells Inc., Robert Seropian, and James Kimberly in the matter of an arbitration before NASD Regulation Inc.
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Arbitration Documents Investment National Association of Securities Dealers Regulatory USAApril 22, 1999
Raymond Grundeman v. Robert Seropian et al: Arbitration Award ($4.8K)
7
April 22, 1999
Kensington Wells Inc., Robert Seropian, James Kimberly
Topics
Investment Regulatory USAKeywords
James Kimberly Kensington Wells Raymond Grundeman Robert Seropian