SEC acts against offshore stock brokerage

By David Marchant

19 years ago

Topics

Keywords

Allixon International Corp. Catherine Caldwell Centrex Inc. Crescendo Investments Inc. David Clayton Knipe

Elan Corporation Gregory Greatrex Hank Vanderkam Sheldon Cohen Silver Lake Investments Inc. Synergy Investment Group Temple Mortgage Fund Temple Securities Ltd. Temple Trust TFG Insurance Company Ltd. Todd Heinzl Triangle Petroleum Corp. Zi Corp.

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A Turks & Caicos Islands-based stock brokerage firm and its principal officer are engaged in a legal battle with the Securities & Exchange Commission in the United States.
The SEC is seeking an order enjoining Temple Securities Ltd. and its President, CEO and Director, David Clayton Knipe, from violating the Securities Act of 1933.

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