SEC v. Caledonian Bank Ltd. et al: Proposed Settlement

Proposed Settlement in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd. and Caledonian Securities Ltd. at the U. S. District Court for the Southern District of New York.

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Pages: 206

Date: February 08, 2016

Defendants/Respondents: Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities, Inc., Legacy Global Markets S.A., Verdmont Capital, S.A.

Plaintiffs/Applicants: U. S. Securities and Exchange Commission

Case Number: Xx Xx Xx

Topic: Banks & Trusts, Investment, Liquidations & Insolvencies, Listed Securities, Regulatory

Allegation: Fraud

Topics

Investment Liquidations & Insolvencies Listed Securities Panama Regulatory USA

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Keywords

Andrew McAlpine Bank of New York Mellon Brian De Wit Caledonian Bank Clear Water Securities, Inc.

Depository Trust Corporation Glen Landry Goff Corporation Gregg Mulholland Highlander Overseas, Inc. Legacy Global Markets S.A. Lyford Investments, Ltd. Nautical Capital Group, Inc. New Wave Holdings Norstra Energy Inc. Omega RBC Rosewood Financial, Inc. Shawn Rae Swingplane Ventures, Inc. Titan Capital Corp. U. S. Securities and Exchange Commission Verdmont Capital, S.A. Vertical Group Wilson, Davis & Co., Inc. Xumanii, Inc.

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SEC v. Caledonian Bank Ltd. et al: Proposed Settlement

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