SEC v. Equity Acquisition Company Ltd. et al: Compliance Enforcement Application (‘$3.4M in Outstanding Regulatory Penalties’)

Application for an Order Enforcing Compliance with Commission Order requiring the respondents to pay $3.9 million in U.S. Securities and Exchange Commission v. Equity Acquisition Company Ltd., described as “a trust organized under the laws of Bermuda”, and Carsten Klein, described as a citizen of Germany residing in Parkland, Florida, at the U.S. District Court for the Southern District of Florida.

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Pages: 20

Date: January 07, 2025

Defendants/Respondents: Equity Acquisition Company Ltd., Carsten Klein

Plaintiffs/Applicants Attorneys: Michael Roessner

Case Number: Xx Xx Xx

Topic: Regulatory

Plaintiffs/Applicants: Securities and Exchange Commission

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Carsten Klein Equity Acquisition Company

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SEC v. Equity Acquisition Company Ltd. et al: Compliance Enforcement Application (‘$3.4M in Outstanding Regulatory Penalties’)

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SEC sues Bermuda’s Equity Acquisition Company & German principal Carsten Klein for ‘$3.4M in outstanding regulatory penalties’

Equity Acquisition Company Ltd. et al: $3.9M Penalties (USA)