SEC v. Global Investment Strategy UK Ltd. et al: Complaint

Complaint alleging unregistered activity in U. S. Securities and Exchange Commission v. Global Investment Strategy UK Ltd., which “is a financial services firm registered with and regulated by the Financial Conduct Authority of the United Kingdom, and is a member of the London Stock Exchange”, and John William Gunn, described as a citizen of the United Kingdom residing in London, England, at the U. S. District Court for the Southern District of New York.

- You’re only seeing part of this content
  
  To view the entire article or download the document, subscribe today.
  
  – Offshore Courts: 29,000+ court cases (Bahamas, Bermuda, BVI, Cayman Islands)
  – Investigative Articles: 4,500+ in-depth articles, including fraud exposés
  – MLATs – Criminal: 1,400+ MLATs on global criminal investigations
  – Ch. 15 – Insolvencies: Monitored daily
  – Foreign Discovery: Applications for foreign discovery filed in the USA, monitored daily
  – Regulatory Actions: Global regulatory actions, fines, and bans, monitored daily
  – And More: Criminal indictments, extraditions, winding-up petitions, and more
  
  Unlimited access for less than $3/day.
  
  Cancel anytime.
  
  SUBSCRIBE
- SIGN IN
  
  Forgot your password?

Pages: 9

Date: December 22, 2020

Judge: Global Investment Strategy UK Ltd., John William Gunn

Plaintiffs/Applicants: U. S. Securities and Exchange Commission

Case Number: Xx Xx Xx

Topic: Investment, Listed Securities, Regulatory

Allegation: Unlicensed/Unregistered

Topics

Unlicensed/Unregistered

[ 1 more... ] [ top 5 ]

Keywords

U. S. Securities and Exchange Commission

BECOME A SUBSCRIBER

Daily red flags in high-value international finance

Unlimited access. No contracts. Cancel anytime.