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SEC v. Hal Mintz et al: Complaint (‘Fraudulent Trading’)

Cayman Islands Civil Complaint Courts Documents Fraud Investment Regulatory United States District Court for the District of New Jersey USAJune 12, 2023

SEC v. Hal Mintz et al: Complaint (‘Fraudulent Trading’)

Complaint alleging “a long running fraudulent scheme involving abusive “naked” short selling, order mismarking, and other violative trading” involving entities in the Cayman Islands and USA in U.S. Securities and Exchange Commission v. Hal D. Mintz and Sabby Management LLC at the U.S. District Court for the District of New Jersey.

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Pages: 38

Date: June 12, 2023

Defendants/Respondents: Hal D. Mintz, Sabby Management LLC

Plaintiffs/Applicants: Securities and Exchange Commission

Case Number: Xx Xx Xx

Topic: Investment, Regulatory

Allegation: Fraud

Plaintiffs/Applicants Attorneys: Daniel Maher, Edward Reilly

Topics

Keywords

Hal Mintz Sabby Healthcare Master Fund Sabby Management Sabby Volatility Warrant Master Fund

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SEC v. Hal Mintz et al: Complaint (‘Fraudulent Trading’)

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