SEC v. Joe Lewis et al: Complaint (‘$545K Insider Trading Profits’)

Complaint that “involves billionaire investor Lewis illegally tipping material nonpublic information to his then girlfriend, Carter, and his longtime private pilots, O’Connor and Waugh, so that each would use this information to execute trades” in U.S. Securities and Exchange Commission v. Joseph C. Lewis, a.k.a. Joe Lewis, described as “a British citizen who resides principally in The Bahamas”; Carolyn W. Carter, Patrick J. O’Connor, and Bryan L. Waugh, as Defendants, and Jean J. O’Connor, as Relief Defendant, at the U.S. District Court for the Southern District of New York.

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Pages: 31

Topic: Investment, Listed Securities

Allegation: Fraud

Plaintiffs/Applicants Attorneys: James Connor

Date: July 26, 2023

Defendants/Respondents: Joseph C. Lewis, Carolyn W. Carter, Patrick J. O'Connor, Bryan L. Waugh, Jean J. O'Connor

Plaintiffs/Applicants: Securities and Exchange Commission

Topics

Bahamas England Fraud Investment Listed Securities

U.S. Virgin Islands USA United Kingdom

[ 3 more... ] [ top 5 ]

Keywords

Bryan Waugh Carolyn Carter Jean O'Connor Joe Lewis Joseph Lewis

Patrick O'Connor

[ 1 more... ] [ top 5 ]

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SEC v. Joe Lewis et al: Complaint (‘$545K Insider Trading Profits’)

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