SEC v. Vista Financial Advisors LLC et al: Complaint (‘Ownership Disclosure Misrepresentation’)

Complaint alleging misrepresentation of ownership involving, inter alia, “a Swedish trust” in U.S. Securities and Exchange Commission v. Vista Financial Advisors LLC and Ruben Cedrick Williams at the U.S. District Court for the Southern District of New York.


  • 15
    September 25, 2023
    Vista Financial Advisors LLC, Ruben Cedrick Williams
    Securities and Exchange Commission
    Xx Xx Xx
    Fraud
    Antonia Apps