SparkLabs Global Ventures Management LLC et al: $225K Fines

Administrative Order by the U.S. Securities and Exchange Commission imposing fines totaling $225,000 on SparkLabs Global Ventures Management LLC, of Delaware; SparkLabs Management LLC, of Delaware, and Bernard Moon, of California, for “unauthorized and undisclosed inter-fund loan transactions” involving, inter alia, Cayman Islands-domiciled entities based in South Korea and Taiwan.

- You’re only seeing part of this content
  
  To view the entire article or download the document, subscribe today.
  
  – Offshore Courts: 29,000+ court cases (Bahamas, Bermuda, BVI, Cayman Islands)
  – Investigative Articles: 4,500+ in-depth articles, including fraud exposés
  – MLATs – Criminal: 1,400+ MLATs on global criminal investigations
  – Ch. 15 – Insolvencies: Monitored daily
  – Foreign Discovery: Applications for foreign discovery filed in the USA, monitored daily
  – Regulatory Actions: Global regulatory actions, fines, and bans, monitored daily
  – And More: Criminal indictments, extraditions, winding-up petitions, and more
  
  Unlimited access for less than $3/day.
  
  Cancel anytime.
  
  SUBSCRIBE
- SIGN IN
  
  Forgot your password?

Pages: 12

Topic: Investment, Regulatory

Plaintiff(s)/Applicant(s): Securities and Exchange Commission

Date: September 12, 2022

Defendant(s)/Respondent(s): SparkLabs Global Ventures Management LLC, SparkLabs Management LLC, Bernard Moon

Topics

USA

[ 1 more... ] [ top 5 ]

Keywords

Bernard Moon SparkLabs

BECOME A SUBSCRIBER

Daily red flags in high-value international finance

Unlimited access. No contracts. Cancel anytime.