Alpine Securities

SEC v. Garrett O’Rourke et al: TRO Motion

July 17, 2019

SEC's Application for an Order to Show Cause, Temporary Restraining Order, and Order Freezing Assets regarding an alleged securities fraud scheme involving Canada, Malta, Philippines, Singapore, Switzerland, and the USA in U. S. Securities and Exchange Commission v. Garrett M. O'Rourke and Michael J. Black at the U. S District Court for the Eastern District of New York.

SEC v. Caledonian Bank Ltd. et al: Motion for Default Motion

November 2, 2015

Motion for Default Judgment against Clear Water Securities, Inc. and Legacy Global Markets S.A. in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Verdmont Capital S.A., Clear Water Securities, Inc. and Legacy Global Markets S.A. at the U. S. District Court for the Southern District of New York.

SEC v. Caledonian Bank Ltd. et al: Complaint

February 6, 2015

Complaint in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Verdmont Capital, S.A., Clear Water Securities, Inc. and Legacy Global Markets S.A. at the U. S. District Court for the Southern District of New York.

SEC v. Gibraltar Global Securities Inc. et al: Complaint

April 18, 2013

Complaint in U. S. Securities and Exchange Commission v. Gibraltar Global Securities Inc. and Warren A. Davis at the U. S. District Court for the Southern District of New York.

USA v. Sherman Mazur et al: Criminal Indictment

January 29, 2013

Indictment in USA v. Sherman Mazur, Ari Kaplan, Grover Henry Colin Nix IV, Regis Possino, Edon Moyel, Mark Harris, Joseph Davis, a.k.a. Joey Davis; Curtis Platt, and Dwight Brunoehler at the U. S. District Court for the Central District of California.