Bank of New York Mellon

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SEC v. Caledonian Bank Ltd. et al: First Amended Complaint

June 10, 2015
First Amended Complaint in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities, Inc., Legacy Global Markets S.A., and Verdmont Capital, S.A. at the U. S. District Court for the Southern District of New York.

Towergate Finance Plc: Chapter 15 Petition

March 6, 2015
Chapter 15 Petition for Recognition of a Foreign Main Proceeding in England and Wales by Scott Egan, as the Foreign Representative of Towergate Finance Plc, at the U. S. Bankruptcy Court for the Southern District of New York.

New Zealand Superannuation Fund et al v. Novo Banco S.A.: Complaint

February 26, 2015
Complaint in Guardians of New Zealand Superannuation, as manager and administrator of the New Zealand Superannuation Fund, of New Zealand; Andorra Gestió Agricol Reif, S.A.U. S.G.O.I.C., of Andorra; APWIA Fund SPC Ltd., of the British Virgin Islands; Olifant Fund Ltd., FYI Ltd., FFI Fund Ltd., Elliott International L.P., all of the Cayman Islands; The Liverpool Limited Partnership, of Bermuda; Karrick Limited, of Guernsey; GL Europe Luxembourg Sarl, Silver Point Luxembourg Platform Sarl, both of Luxembourg, and TDC Pensionskasse, of Denmark v. Novo Banco S.A., of Portugal, at the High Court of Justice, in England.

SEC v. Caledonian Bank Ltd. et al: Complaint

February 6, 2015
Complaint in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Verdmont Capital, S.A., Clear Water Securities, Inc. and Legacy Global Markets S.A. at the U. S. District Court for the Southern District of New York.

Lehman Brothers International (Europe) v. Alan Carr et al: Injunction

November 14, 2014
Injunction prohibiting disposal of assets in the Cayman Islands in Lehman Brothers International (Europe) (in administration) v. Alan Carr, GLG Market Neutral Fund, GLG Alpha Select Fund, GLG Cross Asset Value Offshore Fund Ltd., GLG Emerging Markets Growth Fund and GLG MMI Enhanced (Special Assets) Fund at the Grand Court of the Cayman Islands.

Lupatech SA: Chapter 15 Petition

May 22, 2014
Chapter 15 Petition for Recognition of a Foreign Main Proceeding in Brazil by Ricardo Doebeli, as the Foreign Representative of Lupatech SA, Lupatech Finance Limited, Jefferson Solenoidbras Ltda, Lupatech - Equipamentos e Servicos para Petroleo Ltda, and Mipel Industria e Comercio de Valvulas Ltda, at the U. S. Bankruptcy Court for the Southern District of New York.

USA v. Butterfield Bank: Petition for Leave to Serve John Doe Summonses

November 6, 2013
USA's Ex Parte Petition for Leave to Serve John Doe Summonses on JPMorgan Chase Bank, The Bank of New York Mellon, HSBC Bank USA, Bank of America, and Citibank regarding accounts maintained for Butterfield Bank, filed at the U. S. District Court for the Southern District of New York.

ICP Structured Credit Income Fund Ltd.: Chapter 15 Petition

June 28, 2013
Chapter 15 Petition for Recognition of a Foreign Main Proceeding in the Cayman Islands by Hugh Dickson and Stephen Akers, as the Foreign Representatives of ICP Structured Credit Income Fund Ltd. and ICP Strategic Credit Income Master Fund Ltd., at the U. S. Bankruptcy Petition for the Southern District of New York.

Arrowgrass Master Fund Ltd. et al v. Bank of New York Mellon: Ex Parte Originating Summons

May 7, 2013
Ex Parte Originating Summons to take the evidence of Paul Parker, of Maples and Calder, in Arrowgrass Master Fund Ltd., Arrowgrass Distressed Opportunities Fund Limited, Caspian Alpha Long Credit Fund LP, Caspian Capital Partners LP, Caspian HLSC1 LLC, Caspian Select Credit Master Fund Ltd., Caspian Solitude Master Fund LP, Columbus Hill Overseas Ltd., Columbus Hill Partners LP, CQS Directional Opportunities Master Fund Limited, CVI GVF (Lux) Master sarl, Fortelus Special Situations Master Fund Ltd., Investcorp Interlachen Multi-Strategy Master Fund Limited, Kassahun Kebede, Kivu Investment Fund Limited, Mariner LDC, Panton Master Fund LP and Riva Ridge Master Fund Ltd. v. The Bank of New York Mellon at the Grand Court of the Cayman Islands.

Sino-Forest Corporation: Chapter 15 Petition (Canada)

February 4, 2013
Chapter 15 Petition for Recognition of a Foreign Main Proceeding in Canada by Greg Watson, as the Foreign Representative of Sino-Forest Corporation, at the U. S. Bankruptcy Court for the Southern District of New York.

Mukhtar Ablyazov: Discovery Application

January 2, 2013
Application for Judicial Assistance by Jeremy Outen, John Milsom and David Standish, as Receivers for Mukhtar Ablyazov, filed at the U. S. District Court for the Southern District of New York.

Stop Notice: Shares in Blue City Investments 1 Limited

October 2, 2012
Stop Notice by The Bank of New York Mellon regarding shares in Blue City Investments 1 Limited owned by Blue City Phase One Investment Company Limited, filed at the Grand Court of the Cayman Islands.

Unsealed documents detail corruption allegations against ex-Antigua PM Lester Bird & associates

September 25, 2012
Documents that were unsealed recently at federal court in Miami provide specifics of a long-running criminal investigation into alleged fraud, corruption, extortion, and money laundering by former Antigua and Barbuda Prime Minister Lester Bird and his associates, including Asot Michael, Josette Michael, John E. St. Luce, Robin Yearwood, Bruce Rappaport, and Sir Ronald Sanders.

Otkritie International Investment Management Ltd. et al v. Bank of New York Mellon et al: Discovery Application

May 24, 2012
Fourth Application for Order to Issue Subpoenas by Otkritie International Investment Management Limited, Otkritie Securities Limited, and Otkritie Financial Corporation JSC to obtain discovery from the Bank of New York Mellon, Barclays Capital, Inc., Deutsche Bank Trust Company Americas, J.P. Morgan Chase Bank, N.A., Lloyds TSB Bank Plc, and Wells Fargo Bank, N.A. at the U. S. District Court for the Southern District of New York.

RTI Ltd. v. The Bank of New York Mellon Corporation et al: Discovery Application (Cyprus & Russia)

April 13, 2012
Application by RTI Limited, of Jersey, in the Channel Islands, to take discovery from The Bank of New York Mellon Corporation, Deutsche Bank Trust Company Americas, JPMorgan Chase N.A., and Citibank N.A. for use in legal proceedings in Cyprus and Russia alleging corruption, fraud, and kickbacks by a former employee of United Company Rusal PLC group of companies, filed at the U.S. District Court for the Southern District of New York.

Otkritie International Investment Management Ltd. et al v. Wells Fargo Bank et al: Discovery Application (England)

April 13, 2012
Third Application by Otkritie International Investment Management Limited, of the British Virgin Islands; Otkritie Securities Limited, of England, and Otkritie Financial Corporation JSC, of Russia, to take discovery from the Bank of New York Mellon, Barclays Capital, Deutsche Bank Trust Company Americas, J.P. Morgan Chase Bank, N.A., Standard Chartered Bank, and Wells Fargo Bank, N.A. for use in legal proceedings in England, filed at the U. S. District Court for the Southern District of New York.

ElectricInvest (Cayman) Limited: Stop Notice

March 23, 2012
Stop Notice by BNY Mellon Trust Company (Cayman) Limited regarding shares in ElectricInvest (Cayman) Limited owned by Viridian Group FundCo III Limited, filed at the Grand Court of the Cayman Islands.

Viridian Group FundCo III Limited: Stop Notice

March 22, 2012
Stop Notice by BNY Mellon Trust Company (Cayman) Limited regarding shares in Viridian Group FundCo III Limited owned by Viridian Group FundCo II Limited, filed at the Grand Court of the Cayman Islands.

Viridian Group FundCo II Limited: Stop Notice

March 22, 2012
Stop Notice by BNY Mellon Trust Company (Cayman) Limited regarding shares in Viridian Group FundCo II Limited owned by Viridian Group FundCo I Limited at the Grand Court of the Cayman Islands.

Viridian Group FundCo I Limited: Stop Notice

March 22, 2012
Stop Notice by BNY Mellon Trust Company (Cayman) Limited regarding shares in Viridian Group FundCo I Limited owned by Viridian Group Investments Limited, filed at the Grand Court of the Cayman Islands.

Otkritie International Investment Management Ltd. et al v. JPMorgan Chase et al: Discovery Application

February 23, 2012
Second Application by Otkritie International Investment Management Limited, of the British Virgin Islands; Otkritie Securities Limited, of England and Wales; and Otkritie Financial Corporation JSC, of Russia, to issue subpoenas to Bank of New York Mellon, Deutsche Bank Trust Company Americas, JPMorgan Chase Bank, Standard Chartered Bank, and Wells Fargo Bank for the production of documents for use in a civil complaint filed by Otkritie International Investment Management Limited against Georgy Urumov and Denning Capital Limited at the High Court in the United Kingdom.

Have Result Investments Ltd. v. Standard Chartered Bank et al: Discovery Application

December 20, 2011
Application for Judicial Assistance in Have Result Investments Limited v. Standard Chartered Bank, Credit Suisse, The BNY Mellon (formerly The Bank of New York), and HSBC Bank USA, N.A. regarding accounts in the names of Maxipetrol Petroleros de Occidente S.A., Oxipetrol Petroleros de Occidente S.A., Cranwest Business LLC, Shenzhen Jianchen Investment Corporation, and/or Daniel Lalin.

Anton Stoeckl v. Bank of New York Mellon et al: Discovery Application (Austria & Germany)

September 14, 2011
Application by Anton Stoeckl, of Canada, described as "a victim of an international banking fraud involving money laundering, tax evasion, fraud and conspiracy to defraud scheme involving hundreds of millions of dollars", to take discovery from Bank of New York Mellon, HSBC Bank, Credit Suisse, Credit Suisse First Boston, UBS, Deutsche Bank AG, Barclays Bank, and Citibank, for use in legal proceedings in Austria and Germany, filed at the U. S. District Court for the Southern District of New York.

Argentina: Rafael Elazar

August 14, 2011
Request from Argentina for evidence in the USA for a criminal investigation into financial consultant Rafael Elazar for allegedly defrauding Javier Enrique Pendzik, Moises Pendzik, and Amalia Kulkin.

KPMG (Cayman) sued for unspecified damages in new Madoff-related lawsuit

January 4, 2011
KPMG (Cayman Islands) is among the defendants in a new Bernard Madoff related lawsuit.The Tremont Insurance Plaintiffs' Litigation Trust filed a complaint against KPMG LLP, KPMG (Cayman Islands), KPMG International Cooperative, Bank of New York Mellon and SHL Capital Ltd.

India: Ramalinga Raju et al

October 27, 2010
Application for the appointment of a Commissioner to collect evidence for a criminal investigation in India into Ramalinga Raju and others for alleged fraud and money laundering involving former NYSE-listed Satyam Computer Services Ltd.

Antigua & Barbuda: Lester Bird et al – Supplemental Request (2009)

August 7, 2009
Supplemental Request for Judicial Assistance from Antigua & Barbuda regarding a criminal investigation into Lester Bryant Bird, Asot A. Michael, John E. St. Luce, Robin Yearwood, and Bruce Rappaport for alleged conspiracy to defraud the Government of Antigua & Barbuda.

France: Robert Louis-Dreyfus

February 15, 2008
Application for the appointment of a Commissioner to collect evidence for a criminal investigation in France into alleged forgery regarding an attempted acquisition by Jack Kachkar of the professional soccer club Olympique de Marseille from its owner, Robert Louis-Dreyfus.

SEC v. Lines Overseas Management Ltd. et al: Complaint

December 19, 2007
Complaint alleging securities fraud in U. S. Securities and Exchange Commission v. Brian N. Lines, of Bermuda; Scott G. S. Lines, of Bermuda; LOM (Holdings) Ltd., of Bermuda; Lines Overseas Management Ltd., of Bermuda; LOM Capital Ltd., of Bermuda; LOM Securities (Bahamas) Ltd., of the Bahamas; LOM Securities (Bermuda) Ltd., of Bermuda; LOM Securities (Cayman) Ltd., of the Cayman Islands; Anthony W. Wile, a Canadian residing in Florida; Wayne E. Wile, a Canadian residing in the Cayman Islands; Robert J. Chapman, of Punta Gorda, Florida; William Todd Peever, of Vancouver, Canada; Phillip James Curtis, of Vancouver, Canada, and Ryan G. Leeds, of Boca Raton, Florida, at the U. S. District Court for the Southern District of New York.

Mellon United National Bank (Miami) records sought for drug-trafficking investigation

October 11, 2007
Article based on an application to collect evidence for a criminal investigaion into alleged bank fraud, narcotics-trafficking and money laundering - pursuant to a request for judicial assistance from Spain - that was filed at federal court in the USA on September 26, 2007. Individuals and businesses mentioned in the request for assistance include Maria Luisa Vizcaino Bascones, Pablo Sanchez Garcia, Benito Rosal Lobato, Javier Sanclemente Castrillon, Alfonso Duran del Castillo, Gonzalo Contrarero del Castillo, Antonio Miranda Rojas, Javier Miranda Burgos, Grupo MFM-2001, Grupo Almira, SA, IN9 SA, Mazog SA, Inverin 2000, Mellon United National Bank, Banco Popular, Credit Suisse, and Luis Hernandez.

Spain: Maria Luisa Vizcaino Bascones

September 26, 2007
Application for the appointment of a Commissioner to collect evidence for a criminal investigation in Spain into Maria Luisa Vizcaino Bascones, Pablo Sanchez Garcia, Benito Rosal Labato, Javier Sanclemente Castrillon, Alfonso Duran del Castillo, Gonzalo Cantarela del Castillo, Antonio Miranda Rojas and Javier Miranda Burgos into alleged narcotics trafficking and money laundering.

Argentina seeks records from Mellon United National Bank

June 10, 2007
Article based on an application to collect evidence for a criminal investigation into alleged money laundering - pursuant to a request for judicial assistance from Argentina - that was filed at federal court in the USA on May 22, 2007. Individuals and businesses mentioned in the request for assistance include Pablo Santiago Perez Brown, Isaac Daniel Benoliel, Juan Jose Marranti, Horacio Adolfo Rojo, Romulo Rafael Piccardo Silvestri, Julian Tsusinsky, Lautaro Roman Fernandez, Bernardo Mario Libman, Debora Benoliel de Libman, Roberto Edmundo Ale, Tulia Arturo Del Zappa, Diego Alejandro Cerboni, Patricio Guillermo Vergara Escudero, Mellon United National Bank, and Banco Meridian.

Argentina: Pablo Santiago Perez Brown et al

May 22, 2007
Application for the appointment of a Commissioner to collect evidence for a criminal investigation in Argentina into Pablo Santiago Perez Brown, Isaac Daniel Benoliel, Horacio Adolfo Rojo, Romulo Rafael Piccardo Silvestri, Roberto Edmundo Ale, Tulio Arturo Del Zoppo, Diego Alejandro Cerboni, Patricio Guillermo Vergara Escudero, Bernardo Mario Libman, Debora Benoliel de Libman and others for allegedly laundering valuables stolen from a safe at Banco Meridian.