Equity Acquisition Company Ltd.: Company Report (Bermuda)
Company Report for Equity Acquisition Company Ltd., obtained from Bermuda Registrar of Companies on January 8th, 2025.
SEC sues Bermuda’s Equity Acquisition Company & German principal Carsten Klein for ‘$3.4M in outstanding regulatory penalties’
Bermuda-based investment firm Equity Acquisition Company Ltd. and its Florida-based German principal Carsten Klein are being sued by a U.S. regulator for alleged failure to pay $3.9 million in penalties that were imposed nearly two years ago.
SEC v. Equity Acquisition Company Ltd. et al: Compliance Enforcement Application (‘$3.4M in Outstanding Regulatory Penalties’)
Application for an Order Enforcing Compliance with Commission Order requiring the respondents to pay $3.9 million in U.S. Securities and Exchange Commission v. Equity Acquisition Company Ltd., described as "a trust organized under the laws of Bermuda", and Carsten Klein, described as a citizen of Germany residing in Parkland, Florida, at the U.S. District Court for the Southern District of Florida.
Equity Acquisition Company Ltd. et al: $3.9M Penalties (USA)
Administrative Order by the U.S. Securities and Exchange Commission imposing disgorgement and penalties totaling $3.9 million on Equity Acquisition Company Ltd., described as "a trust organized under the laws of Bermuda", and Carsten Klein, described as "a citizen of Germany and lawful permanent resident of the United States residing in Parkland, Florida" to settle allegations of unregistered activity.
