Venezuela: Juan Jose Rendon
Application for the appointment of a Commissioner to collect evidence - pursuant to a request for judicial assistance from Venezuela - for a criminal investigation into Juan Jose Rendon for suspected sexual assault.
Midway United Ltd. et al: Chapter 15 Petition
Chapter 15 Petition for Recognition of a Foreign Main Proceeding in the British Virgin Islands by Stuart Mackellar, as the Foreign Representative of Midway United Limited and Glan Worldwide Limited, at the U. S. Bankruptcy Court for the Southern District of New York.
CDH Investments Corp. v. SC Finance LLC et al: Discovery Application
Ex Parte Application of Matthew Richardson, as Joint Liquidator of CDH Investments Corp., to obtain discovery from SC Finance LLC and Wilmington Trust Company for use in foreign proceedings, filed at the U. S. District Court for the District of Delaware.
Citigroup Securities Services (Bermuda) Ltd. et al v. Arrowhead Target Fund, Ltd.: Originating Application
Originating Application in Citigroup Securities Services (Bermuda) Ltd. and Charles Frederic & Co., as nominee for the Bank of New York Mellon, v. Arrowhead Target Fund, Ltd. (in liquidation) at the British Virgin Islands High Court.
CDH Investments Corp. v. Export-Import Bank of the United States et al: Discovery Application
Ex Parte Application of Matthew Richardson, as liquidator of CDH Investments Corp., for an order to obtain discovery from Export-Import Bank of the United States and Private Export Funding Corporation at the U. S. District Court for the Southern District of New York.
Poland: Lukasz Deremiak
Application for the appointment of a Commissioner to collect evidence - pursuant to a request for judicial assistance from Poland - for a criminal investigation into Lukasz Deremiak for suspected fraud.
SEC v. Providence Financial Investments, Inc. et al: TRO Motion
Emergency Motion for a Temporary Restraining Order in U. S. Securities and Exchange Commission v. Providence Financial Investments, Inc., Providence Fixed Income Fund, LLC, Jeffory Churchfield, and Jack Jarrell at the U. S. District Court for the District of Minnesota.
USA v. Miguel Trujillo: Criminal Information
Criminal Information in USA v. Miguel Trujillo at the U. S. District Court for the Eastern District of New York.
Carlyle Capital Corporation Ltd. v. Patrick Trozzo: Discovery Application
Application for judicial assistance by Neil Mather and Alan Roberts, as liquidators of Carlyle Capital Corporation Limited (in liquidation), regarding Patrick Trozzo at the U. S. District Court for the Southern District of New York.
Niton Fund SPC: Chapter 15 Petition (Cayman Islands)
Chapter 15 Petition for Recognition of a Foreign Main Proceeding in the Cayman Islands by Matthew Wright and Christopher Kennedy, as Foreign Representatives of Niton Fund SPC, U. S. Bankruptcy Court for the Southern District of New York.
Jorge Yarur Bascunan et al v. Daniel Yarur Elsaca et al: Freezing and Disclosure Order
Freezing and Disclosure Order in Jorge Yarur Bascunan, Tarascona Corp., Hofstra Corp., Inmobiliaria Milano S.A., and Inmobiliaria e Inversiones Tauro S.A., as applicants v. Daniel Yarur Elsaca, Fintair Finance Corp., Hay's Finance Corp., Cary Equity's Corp., Alapinjdp Investing Corp., and Euweland Corp., as respondents, and Icaza Gonzales-Ruiz & Aleman (BVI) Trust Limited and Citco B.V.I. Limited at the British Virgin Islands High Court.
USA v. Belize Bank International Ltd. et al: Petition to Serve ‘John Doe’ Summonses
Petition to Serve 'John Doe' Summonses on Citibank and Bank of America in USA v. Belize Bank International Limited, Belize Bank Limited or Belize Corporate Services Limited at the U. S. District Court for the Southern District of Florida.
Costa Rica: Jorge Arturo Arce Lara
Application for the appointment of a Commissioner to collect evidence - pursuant to a request for judicial assistance from Costa Rica - for a criminal investigation into Jorge Arturo Arce Lara for suspected fraud.
USA v. First Global Investments SPC et al: Forfeiture Complaint
Forfeiture Complaint in USA v. Accounts at the Bank of New York Mellon and Clearstream Banking in the name of First Global Investments SPC and related parties at the U. S. District Court for the Southern District of New York.
TRG Growth Partnership, L.P. et al v. Echo Investment Holdings Ltd.: Winding Up Petition
Winding Up Petition in TRG Growth Partnership, L.P., formerly known as Citigroup Venture Capital International Growth Partnership, L.P., and TRG Co-Investment, L.P., formerly known as Citigroup Venture Capital International Co-Investment, L.P. v. Echo Investment Holdings Limited at the Grand Court of the Cayman Islands.
Saad Investments Company Ltd.: Chapter 15 Petition (Cayman Islands)
Chapter 15 Petition for Recognition of Foreign Main Proceeding in the Cayman Islands by Hugh Dickson and Mark Byers, of Grant Thornton, as the Foreign Representatives of Saad Investments Company Limited, at the U. S. Bankruptcy Court for the Southern District of New York.
Gerti Muho v. Alphonse Fletcher, Jr. et al: Complaint
Complaint in Gerti Muho v. Alphonse Fletcher, Jr., Corinne Ball, Citco Group, Jones Day LLP, Peter C. Harvey, Patterson Belknap Webb & Tyler LLP, Walkers LLP, Porzio, Bromberg & Newman, P.C., Morrison & Foerster LLP, and Weil Gotshal & Manges LLPÂ at the U. S. District Court for the Southern District of Florida.
Carlton Masters v. First Global Bank Ltd.: Discovery Application
Application for an Order to Conduct Discovery for a Foreign Proceeding, namely Carlton Masters v. First Global Bank Ltd., of Jamaica, at the U. S. District Court for the Southern District of New York.
USA v. Jose Hawilla et al: Criminal Information
Criminal Information in USA v. Jose Hawilla, Traffic Sports USA, Inc., and Traffic Sports International, Inc. at the U. S. District Court for the Eastern District of New York.
Carlyle Capital Corp. v. Randolph Green: Discovery Application
Application by Neil Mather, Christopher Morris and Alan Roberts, as liquidators of Carlyle Capital Corporation Limited, for an order to take the deposition of Randolph P. Green, filed at the U. S. District Court for the Northern District of Texas.
Morgan Stanley Smith Barney et al v. Leopold Monaco: Petition to Confirm Arbitration Award
Petition to Confirm Arbitration Award in Morgan Stanley Smith Barney LLC and Morgan Stanley Smith Barney FA Notes Holdings LLC v. Leopold Thomas Monaco at the U. S. District Court for the District of Colorado.
USA v. Sani Abacha et al: Forfeiture Complaint
Forfeiture Complaint in USA v. assets in the names of Mohammed Sani Abacha, Doraville Properties Corporation, Rayville International, S.A., Standard Alliance Financial Services Limited, Mecosta Securities, Inc., Ridley Group Limited, The Ridley Trust, Blue Holding (1) Pte. Ltd., and Blue Holding (2) Pte. Ltd. at the U. S. District Court for the District of Columbia.
USA v. Zurcher Kantonalbank: Petition for Leave to Serve John Doe Summonses
USA's Ex Parte Petition for Leave to Serve John Doe Summonses on Citibank and Bank of New York Mellon regarding accounts maintained on behalf of Zurcher Kantonalbank, filed at the U. S. District Court for the Southern District of New York.
USA v. Butterfield Bank: Petition for Leave to Serve John Doe Summonses
USA's Ex Parte Petition for Leave to Serve John Doe Summonses on JPMorgan Chase Bank, The Bank of New York Mellon, HSBC Bank USA, Bank of America, and Citibank regarding accounts maintained for Butterfield Bank, filed at the U. S. District Court for the Southern District of New York.
Corredores Asociados SA v. USA: Motion for Return of Seized Funds
Motion for Return of Seized Funds in Corredores Asociados SA v. USA at the U. S. District Court for the Southern District of New York.
Universal Trading & Investment Co., Inc. v. Yulia Tymoshenko et al: Amended Complaint
Amended Complaint in Universal Trading & Investment Co., Inc. v. Yulia Tymoshenko, Alexander Tymoshenko, and Andrey Vavilov at the U. S. District Court for the Southern District of New York.
Carlyle Capital Corporation Ltd. v. Citigroup Global Markets Inc.: Discovery Application
Application for Judicial Assistance by Neil Mather, Christopher Morris and Alan Roberts, as liquidators of Carlyle Capital Corporation Limited (in liquidation) at the U. S. District Court for the Southern District of New York.
Sidney Abusch et al v. USA: Petition to Quash IRS Summons
Petition to Quash IRS Summons in Sidney Abusch and Darla J. Leonard v. USA at the U. S. District Court for the Eastern District of Louisiana.
Barry Knudsen v. USA et al: Petition to Quash IRS Summons
Petition to Quash IRS Summons in Barry Knudsen v. USA, Internal Revenue Service, and Gregory Allison at the U. S. District Court for the Eastern District of New York.
Brazil: Linda Hadid
Application for the appointment of a Commissioner - pursuant to a request for judicial assistance from Brazil - for a criminal investigation into Linda Hadid and others for suspected tax evasion and money laundering.
USA v. Sherman Mazur et al: Criminal Indictment
Indictment in USA v. Sherman Mazur, Ari Kaplan, Grover Henry Colin Nix IV, Regis Possino, Edon Moyel, Mark Harris, Joseph Davis, a.k.a. Joey Davis; Curtis Platt, and Dwight Brunoehler at the U. S. District Court for the Central District of California.
Mukhtar Ablyazov: Discovery Application
Application for Judicial Assistance by Jeremy Outen, John Milsom and David Standish, as Receivers for Mukhtar Ablyazov, filed at the U. S. District Court for the Southern District of New York.
USA v. Daryan Warner et al: Criminal Complaint
Criminal Complaint in USA v. Daryan Warner and Daryll Warner at the U. S. District Court for the Eastern District of New York.
George M. Mounger v. Kosmos Energy Ltd. et al: Class Action Complaint
Class Action Complaint in George M. Mounger v. Kosmos Energy Ltd., domiciled in Bermuda; Brian F. Maxted, W. Greg Dunlevy, Sylvia Manor, John R. Kemp III, David I. Foley, Jeffrey A. Harris, David B. Krieger, Prakash A. Melwani, Adebayo O. Ogunlesi, Chris Tong, Christopher A. Wright, Warburg Pincus LLC, The Blackstone Group LP, Citigroup Global Markets Inc., Barclays Capital Inc., and Credit Suisse Securities (USA) LLC at the U. S. District Court for the Northern District of Texas.
Karen Kalaway v. Barclays, Plc et al: Class Action Complaint
Class Action Complaint alleging fraud involving European Interbank Offered Rates in Karen Kalaway v. Barclays, Plc, Barclays Bank Plc, Barclays Capital, Inc., Citigroup, Inc., Citibank, NA, Deutsche Bank, AG, JPMorgan Chase & Co., HSBC Holdings Plc, HSBC Bank Plc, Cooperative Centrale Raiffeisen-Boerenleenbank, BA, UBS, AG, and UBS (Luxembourg) SA at the U. S. District Court for the Southern District of New York.
Costa Rica: Rodolfo Alberto Lanzoni Vindas, et al
Application for the appointment of a Commissioner to collect evidence - pursuant to a request for judicial assistance from Costa Rica - for a criminal investigation into alleged money laundering by Rodolfo Alberto Lanzoni Vindas, family members and associates.
RTI Ltd. v. The Bank of New York Mellon Corporation et al: Discovery Application (Cyprus & Russia)
Application by RTI Limited, of Jersey, in the Channel Islands, to take discovery from The Bank of New York Mellon Corporation, Deutsche Bank Trust Company Americas, JPMorgan Chase N.A., and Citibank N.A. for use in legal proceedings in Cyprus and Russia alleging corruption, fraud, and kickbacks by a former employee of United Company Rusal PLC group of companies, filed at the U.S. District Court for the Southern District of New York.
Fairfield Sentry Ltd. v. HSBC Bank Bermuda Limited et al: Complaint
Complaint in Fairfield Sentry Limited (in liquidation) and Kenneth Krys v. Somers Nominees (Far East) Limited, HSBC Bank Bermuda Limited, formerly known as The Bank of Bermuda Limited, and Beneficial Owners of Accounts held in the names of Somers Nominees (Far East) Limited 1-1000, filed at the U. S. Bankruptcy Court for the Southern District of New York.
Guardian Fiduciary Trust Ltd. v. Stopanska Banka AD – Skopje: Complaint
Complaint in Guardian Fiduciary Trust Limited, formerly Capital Conservator Savings & Loan Limited, v. Stopanska Banka AD - Skopje at New York State Supreme Court.
SEC v. Brian Callahan et al: Temporary Restraining Order
Temporary Restraining Order Freezing Assets and Granting Other Relief in U. S. Securities and Exchange Commission in Brian Raymond Callahan, Horizon Global Advisors, Ltd., and Horizon Global Advisors, LLC at the U. S. District Court for the Eastern District of New York.
Brazilian broker-dealer still seeking damages nearly 22 years after one of Brazil’s most notorious stock frauds
Brazilian national Solano Lima Pinheiro is seeking records from Citibank in New York in an attempt to recover damages nearly 22 years after Naji Nahas allegedly committed one of Brazil's most notorious securities frauds, causing the collapse of Pinheiro's broker-dealer.
Solano Lima Pinheiro: Discovery Application
Application of Solano Lima Pinheiro, a shareholder of now-defunct Brazilian broker-dealer Dinamica Distribuidora de Titulos e Valores Mobiliarios S.A., to take discovery of Citibank NA and NAI Global, a.k.a. Commercial Properties, for litigation in Brazil regarding an alleged securities fraud committed by Naji Nahas.
Zambia: Rajan Lekraj Mahtani
Application for the appointment of a Commissioner to collect evidence from Erika Droste and Comerica Bank - pursuant to a request for judicial assistance from Zambia - for a criminal investigation into shareholders of Finance Bank Zambia Limited (FBZL), specifically Finsbury Investments Limited and Dr. Rajan Lekraj Mahtani, for suspected money laundering.
USA v. Jonathan Curshen and Nathan Montgomery: Trial Transcript
Trial Transcript in USA v. Jonathan Curshen and Nathan Montgomery at the U. S. District Court for the Southern District of Florida.
USA v. Corneliu Stefan Weikum et al: Criminal Indictment
Indictment in USA v. Corneliu Stefan Weikum, Yulia Mishina-Heffron, Sergej Bugaev, Alexander Brem, Marina Talashkova, and Rihards Avotins at the U. S. District Court for the Central District of California.
Rafat Kishtah v. HCA Holdings, Inc. et al: Class Action Complaint
Class Action Complaint in Rafat Kishtah v. HCA Holdings, Inc., Richard Bracken, Milton Johnson, Christopher Birosak, John Connaughton, James Forbes, Kenneth Freeman, Thomas Frist III, William Frist, Chrostopher Gordon, Michael Michelson, James Momtazee, Stephen Pagliuca, Nathan Thorne, Bank of America Merrill Lynch, Citigroup Global Markets, Inc., JPMorgan Securities LLC, Barclays Capital Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., Morgan Stanley & Co., Wells Fargo Securities, Credit Agricole Securities (USA) Inc., Mizuho Securities USA Inc., RBC Capital Markets, LLC, RBS Securities Inc., SMBC Nikko Capital Markets Limited, SunTrust Robinson Humphrey Inc., Avondale Partners, LLC, Robert Baird & Co. Inc., Cowen and Company LLC, CRT Capital Group LLC, Lazard Capital Markets LLC, Leerink Swann LLC, Morgan Keegan & Company, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Susquehanna Financial Group LLLP, Samuel A. Ramirez & Company Inc., The Williams Capital Group, LP, Muriel Siebert & Co., Inc., Loop Capital Markets, LLC, Glecher & Company Securities, Inc., CastleOak Securities LP, Sanford C. Bernstein & Co., LLC, Caris & Company Inc., and Ernst & Young LLP at the U. S. District Court for the Middle District of Tennessee.
Universal Trading & Investment Co., Inc. v. Yulia Tymoshenko: Complaint
Complaint in Universal Trading & Investment Co., Inc. v. Yulia Tymoshenko at the U. S. District Court for the Southern District of New York.
USA v. Nicoleta Niculescu: Criminal Information
Criminal Information in USA v. Nicoleta Niculescu at the U. S. District Court for the Central District of California.
USA v. Full Tilt Poker et al: Motion For Leave to File First Amended Complaint
USA's Motion For Leave to File First Amended Complaint in a civil complaint filed by the USA against PokerStars, Full Tilt Poker, Absolute Poker, Ultimate Bet, Oldford Group Ltd., Rational Entertainment Enterprises Ltd., PYR Software Ltd., Stelekram Ltd., Sphene International Ltd., Tiltware LLC, Kolyma Corporation AVV, Pocket Kings Ltd., Pocket Kings Consulting Ltd., Filco Ltd., Vantage Ltd., Ranston Ltd., Mail Media Ltd., Full Tilt Poker Ltd., SGS Systems Inc., Trust Services Ltd., Fiducia Exchange Ltd., Blue Water Services Ltd., Absolute Entertainment SA, Blanca Games Inc. of Antigua, Raymond Bitar, Howard Lederer, Christopher Ferguson, a.k.a. Jesus Ferguson; and Rafael Furst at the U. S. District Court for the Southern District of New York.
Anton Stoeckl v. Bank of New York Mellon et al: Discovery Application (Austria & Germany)
Application by Anton Stoeckl, of Canada, described as "a victim of an international banking fraud involving money laundering, tax evasion, fraud and conspiracy to defraud scheme involving hundreds of millions of dollars", to take discovery from Bank of New York Mellon, HSBC Bank, Credit Suisse, Credit Suisse First Boston, UBS, Deutsche Bank AG, Barclays Bank, and Citibank, for use in legal proceedings in Austria and Germany, filed at the U. S. District Court for the Southern District of New York.
