CMGT Capital Management

SEC v. Eric Watson et al: Complaint

July 9, 2021

Complaint in U. S. Securities and Exchange Commission v. Eric J. Watson, described as "a New Zealand citizen and believed to be a resident of London, United Kingdom"; Oliver-Barret Lindsay, described as "a Canadian citizen and resident of Vancouver, British Columbia, Canada" and, during the relevant period, "principal of CMGT Capital Management, a Cayman Islands-exempt broker-dealer registered with the Cayman Islands Monetary Authority", and Gannon Giguiere, described as a resident of Newport Coast, California" who "owned and operated TheMoneyStreet.com, a stock promotion website", at the U. S. District Court for the Southern District of New York.

Cayman broker and U.S. promoter plead guilty to securities fraud

August 4, 2019

Stock broker Oliver-Barret Lindsay, a Canadian residing in the Cayman Islands, and stock promoter Gannon Giguiere, of California, have admitted securities fraud at federal court in San Diego.

USA v. Oliver-Barret Lindsay: Plea Agreement

August 1, 2019

Plea Agreement regarding a conspiracy to commit securities fraud via accounts in the Cayman Islands and California in USA v. Oliver-Barret Lindsay, a Canadian residing in the Cayman Islands, at the U. S. District Court for the Southern District of California.

USA v. Gannon Giguiere: Plea Agreement

July 23, 2019

Plea Agreement regarding a conspiracy to commit securities fraud via accounts in the Cayman Islands and California in USA v. Gannon Giguiere, of California, at the U. S. District Court for the Southern District of California.

USA v. Oliver-Barret Lindsay et al: iPhone Search Warrant Application (2019)

May 14, 2019

Application for a search warrant regarding a criminal investigation into alleged securities fraud by Oliver Lindsay, a Canadian residing in the Cayman Islands, and Gannon Giguiere, of Orange County, California, in USA v. iPhone 6 at the U. S. District Court for the Southern District of California.

USA v. Oliver-Barret Lindsay et al: iPhone Search Warrant Application (2018)

December 14, 2018

Application for a search warrant for an iPhone regarding a criminal investigation into alleged securities fraud in USA v. Oliver-Barret Lindsay, a Canadian residing in the Cayman Islands, and Gannon Giguiere, of California, at the U. S. District Court for the Southern District of California.

U.S. arrests three alleged fraudsters for Cayman Islands-related schemes

July 23, 2018

Oliver-Barret Lindsay, Gannon Giguiere, and John Geraci were criminally charged in the United States over a 13-day period recently concerning two separate alleged investment frauds involving the Cayman Islands.

SEC v. Gannon Giguiere et al: Complaint

July 6, 2018

Complaint in U. S. Securities and Exchange Commission v. Gannon Giguiere, Oliver-Barret Lindsay, Andrew Hackett, Kevin Gillespie, and Annetta Budhu at the U. S. District Court for the Southern District of California.

USA v. Oliver-Barret Lindsay et al: Criminal Indictment

June 29, 2018

Criminal Indictment in USA v. Gannon Giguiere and Oliver-Barret Lindsay at the U. S. District Court for the Southern District of California.