DLI Capital, Inc.

Complaint alleging professional negligence, gross negligence, aiding and abetting breach of fiduciary duty, negligent misrepresentation, and breach of contract in Bradley Sharp, as the Permanent Receiver for the Estate of Direct Lending Investments LLC, Direct Lending Income Fund LP, Direct Lending Income Feeder Fund Ltd., DLI Capital Inc., DLI Lending Agent LLC, and DLI Assets Bravo LLC and their Successors, Subsidiaries, and Affiliated Entities, and Bradley Sharp and Christopher Johnson, as Joint Official Liquidators of Direct Lending Income Feeder Fund Ltd. (in Official Liquidation), of the Cayman Islands v. Duff & Phelps LLC at the Supreme Court of the State of New York, County of New York.

Complaint alleging professional negligence, gross negligence, aiding and abetting breach of fiduciary duty, negligent misrepresentation, and breach of contract "for its multiple failures to accurately value the investments" regarding an alleged fraud by Brendan Ross in Bradley C. Sharp, as the Permanent Receiver for the Estate of Direct Lending Investments LLC, Direct Lending Income Fund LP, Direct Lending Income Feeder Fund Ltd., DLI Capital Inc., DLI Lending Agent LLC, and DLI Assets Bravo LLC and their successors, subsidiaries, and affiliated entities, and Bradley D. Sharp and Christopher D. Johnson, as Joint Official Liquidators of Direct Lending Income Feeder Fund Ltd. (in Official Liquidation), of the Cayman Islands v. Duff & Phelps LLC, described as a Delaware company based in New York, at the U. S. District Court for the Central District of California.