Eshara Capital Limited

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Jurisdictions

Alexander Guy: Fine

Final Notice of the Abu Dhabi Global Market Financial Services Regulatory Authority regarding a financial penalty against Alexander David Guy, a citizen of the United Kingdom and "Senior Executive Officer and a Licensed Director of Eshara Capital Limited".

Eshara Capital Ltd.: Fine

Final Notice by the Abu Dhabi Global Market Financial Services Regulatory Authority regarding a financial penalty against Eshara Capital Limited.