SEC v. Gannon Giguiere: Judgment
Judgment in U.S. Securities and Exchange Commission v. Gannon Giguiere at the U.S. District Court for the Southern District of California.
SEC v. Gannon Giguiere et al: Second Amended Complaint
Second Amended Complaint alleging "a series of fraudulent schemes conducted by the Defendants in the common stock of three penny-stock issuers - Kelvin Medical, Inc. (“KVMD”), Arias Intel Corp. (f/k/a First Harvest Corp.) (“ASNT”), and Eco Science Solutions, Inc." in U.S. Securities and Exchange Commission v. Gannon Giguiere, of Newport Coast, California, USA; Oliver-Barret Lindsay, described as "a Canadian citizen who resides in Grand Cayman, Cayman Islands"; Andrew Hackett, described as "a dual U.S.-Canadian citizen who resides in Toronto, Canada"; Kevin Gillespie, of Lutz, Florida, USA, and Annetta Budhu, of New York, New York, USA, at the U.S. District Court for the Southern District of California.
SEC v. Gannon Giguiere et al: First Amended Complaint
First Amended Complaint alleging "a series of fraudulent schemes conducted by the Defendants in the common stock of three penny-stock issuers - Kelvin Medical, Inc. (“KVMD”), Arias Intel Corp. (f/k/a First Harvest Corp.) (“ASNT”), and Eco Science Solutions, Inc." in U.S. Securities and Exchange Commission v. Gannon Giguiere, of Newport Coast, California, USA; Oliver-Barret Lindsay, described as "a Canadian citizen who resides in Grand Cayman, Cayman Islands"; Andrew Hackett, described as "a dual U.S.-Canadian citizen who resides in Toronto, Canada"; Kevin Gillespie, of Lutz, Florida, USA, and Annetta Budhu, of New York, New York, USA, at the U.S. District Court for the Southern District of California.
USA v. Gannon Giguiere et al: Sentencing Hearing Transcript
Transcript of Sentencing Hearing in USA v. Gannon Giguiere and Oliver-Barret Lindsay, a citizen of Canada who resided in the Cayman Islands, at the U.S. District Court for the Southern District of California.
USA v. Gannon Giguiere: Criminal Judgment
Criminal Judgment for securities fraud in USA v. Gannon Giguiere at the U.S. District Court for the Southern District of California.
SEC v. Eric Watson et al: Complaint
Complaint in U. S. Securities and Exchange Commission v. Eric J. Watson, described as "a New Zealand citizen and believed to be a resident of London, United Kingdom"; Oliver-Barret Lindsay, described as "a Canadian citizen and resident of Vancouver, British Columbia, Canada" and, during the relevant period, "principal of CMGT Capital Management, a Cayman Islands-exempt broker-dealer registered with the Cayman Islands Monetary Authority", and Gannon Giguiere, described as a resident of Newport Coast, California" who "owned and operated TheMoneyStreet.com, a stock promotion website", at the U. S. District Court for the Southern District of New York.
U.S. SEC charges trio with fraud involving Long Blockchain Corp.
The U.S. SEC has charged three people, including a Canadian former resident of the Cayman Islands, Oliver-Barret Lindsay, and a New Zealander residing in England, Eric Watson, with fraud involving publicly-listed Long Blockchain Corp., formerly Long Island Iced Tea Corp.
Cayman broker and U.S. promoter plead guilty to securities fraud
Stock broker Oliver-Barret Lindsay, a Canadian residing in the Cayman Islands, and stock promoter Gannon Giguiere, of California, have admitted securities fraud at federal court in San Diego.
USA v. Oliver-Barret Lindsay: Plea Agreement
Plea Agreement regarding a conspiracy to commit securities fraud via accounts in the Cayman Islands and California in USA v. Oliver-Barret Lindsay, a Canadian residing in the Cayman Islands, at the U. S. District Court for the Southern District of California.
USA v. Gannon Giguiere: Guilty Plea Findings & Recommendation
Findings and Recommendation of the Magistrate Judge Upon a Plea of Guilty to conspiracy to commit securities fraud in USA v. Gannon Giguiere, of California, at the U. S. District Court for the Southern District of California.
USA v. Gannon Giguiere: Plea Agreement
Plea Agreement regarding a conspiracy to commit securities fraud via accounts in the Cayman Islands and California in USA v. Gannon Giguiere, of California, at the U. S. District Court for the Southern District of California.
USA v. Oliver-Barret Lindsay et al: iPhone Search Warrant Application (2019)
Application for a search warrant regarding a criminal investigation into alleged securities fraud by Oliver Lindsay, a Canadian residing in the Cayman Islands, and Gannon Giguiere, of Orange County, California, in USA v. iPhone 6 at the U. S. District Court for the Southern District of California.
USA v. Oliver-Barret Lindsay et al: Superseding Indictment
Superseding Indictment in USA v. Gannon Giguiere, of California, and Oliver-Barret Lindsay, of the Cayman Islands, at the U. S. District Court for the Southern District of California.
USA v. Oliver-Barret Lindsay et al: iPhone Search Warrant Application (2018)
Application for a search warrant for an iPhone regarding a criminal investigation into alleged securities fraud in USA v. Oliver-Barret Lindsay, a Canadian residing in the Cayman Islands, and Gannon Giguiere, of California, at the U. S. District Court for the Southern District of California.
U.S. arrests three alleged fraudsters for Cayman Islands-related schemes
Oliver-Barret Lindsay, Gannon Giguiere, and John Geraci were criminally charged in the United States over a 13-day period recently concerning two separate alleged investment frauds involving the Cayman Islands.
SEC v. Gannon Giguiere et al: Complaint
Complaint in U. S. Securities and Exchange Commission v. Gannon Giguiere, Oliver-Barret Lindsay, Andrew Hackett, Kevin Gillespie, and Annetta Budhu at the U. S. District Court for the Southern District of California.
USA v. Oliver-Barret Lindsay et al: Criminal Indictment
Criminal Indictment in USA v. Gannon Giguiere and Oliver-Barret Lindsay at the U. S. District Court for the Southern District of California.