Gibraltar Global Securities Inc.: Winding up Petition (‘Insolvency’)
Winding Up Petition in the matter of Gibraltar Global Securities Inc. at the Supreme Court of the Bahamas.
NY firm fined $20 m for helping Bahamas broker operate ‘illegally’ in US
New York-based broker-dealer Oppenheimer & Co. has agreed to be fined $20 million by federal regulators for violating securities and anti-money laundering laws while servicing Bahamas-based broker-dealer Gibraltar Global Securities, Inc. and another client.
FinCEN v. Oppenheimer & Co. Inc.: Press Release
Press Release entitled 'FinCEN Fines Oppenheimer & Co. Inc. $20 Million for Continued Anti-Money Laundering Shortfalls' regarding its relationship with Bahamas-based Gibraltar Global Securities in FinCEN v. Oppenheimer & Co.
SEC v. Carrillo Huettel LLP et al: Amended Complaint
Amended Complaint in U. S. Securities and Exchange Commission v. Carrillo Huettel LLP, Luis J. Carrillo, Wade D. Huettel, Gibraltar Global Securities, Warren Davis, John B. Kirk, Benjamin T. Kirk, Dylan L. Boyle, James K. Hinton, Jr., Luniel de Beer, Joel P. Franklin, Pacific Blue Energy Corporation, and Tradeshow Marketing Company Ltd. at the U. S. District Court for the Southern District of New York.
Montaque Capital Partners Ltd.: Application to Pay Liquidation Fees
Application to Approve Liquidation Fees, including copy of 'Preliminary Forensic Report of the Joint Voluntary Liquidators', In the Matter of Montaque Capital Partners Ltd. (in Voluntary Liquidation) at the Bahamas Supreme Court.
SEC v. Magnum d’Or Resources, Inc. et al: Complaint
Complaint in SEC v. Magnum d'Or Resources, Inc., Joseph Glusic, Shannon Allen, David Della Sciucca, Jr., and Dwight Flatt at the U. S. District Court for the Southern District of Florida.