Joe Lewis

USA v. Joe Lewis: Post-Sentencing Order (‘Insider Trading by British Billionaire’)

April 4, 2024

Post-Sentencing Order in USA v. Joseph Lewis, a.k.a. Joe Lewis, a citizen of the United Kingdom residing in the Bahamas, at the U.S. District Court for the Southern District of New York.

USA v. Joe Lewis: USA’s Sentencing Submission (‘Securities Fraud by British Billionaire’)

April 1, 2024

USA's Sentencing Submission in USA v. Joseph Lewis, a.k.a. Joe Lewis, a citizen of the United Kingdom residing in the Bahamas, at the U.S. District Court for the Southern District of New York.

USA v. Joe Lewis: Defendant’s Sentencing Memorandum (‘Securities Fraud by British Billionaire’)

March 21, 2024

Defendant's Sentencing Memorandum in USA v. Joseph Lewis, a.k.a. Joe Lewis, a citizen of the United Kingdom residing in the Bahamas, at the U.S. District Court for the Southern District of New York.

USA v. Joe Lewis et al: Guilty Plea Hearing Transcript (‘Securities Fraud by British Billionaire’)

January 24, 2024

Transcript of a Guilty Plea Hearing in USA v. Joseph Lewis, a.k.a. Joe Lewis, a citizen of the United Kingdom residing in the Bahamas, at the U.S. District Court for the Southern District of New York.

USA v. Broad Bay Ltd.: Superseding Information (‘Securities Fraud by British Billionaire Joe Lewis’)

January 24, 2024

Superseding Information alleging "the defendant, and other corporate entities under the direction and control of Joseph Lewis, a billionaire businessman and investor, engaged in a scheme to defraud Mirati Therapeutics, the investing public, and the Securities and Exchange Commission by amassing beneficial ownership of more than twenty percent of Mirati Therapeutics' stock in contravention of agreements with the company, by hiding Lewis's undisclosed ownership of Mirati Therapeutics shares through shell corporations in the names of nominees, and by deliberately omitting those entities from SEC filings and falsely reporting Lewis's share ownership of Mirati Therapeutics" in USA v. Broad Bay Ltd., of the Bahamas, at the U.S. District Court for the Southern District of New York.

USA v. Joe Lewis: Arraignment & Appearance Bond (‘Insider Trading by British Billionaire’)

July 26, 2023

Arraignment and Appearance Bond in USA v. Joseph Lewis, a.k.a. Joe Lewis, a citizen of the United Kingdom residing in the Bahamas, at the U.S. District Court for the Southern District of New York.

SEC v. Joe Lewis et al: Complaint (‘$545K Insider Trading Profits’)

July 26, 2023

Complaint that "involves billionaire investor Lewis illegally tipping material nonpublic information to his then girlfriend, Carter, and his longtime private pilots, O’Connor and Waugh, so that each would use this information to execute trades" in U.S. Securities and Exchange Commission v. Joseph C. Lewis, a.k.a. Joe Lewis, described as "a British citizen who resides principally in The Bahamas"; Carolyn W. Carter, Patrick J. O'Connor, and Bryan L. Waugh, as Defendants, and Jean J. O'Connor, as Relief Defendant, at the U.S. District Court for the Southern District of New York.

Bahamas-based British businessman Joe Lewis indicted for ‘securities fraud that reaped millions of dollars’

July 25, 2023

Bahamas-based, British "billionaire businessman and investor" and majority beneficial owner of Tottenham Hotspur Football Club in England, Joe Lewis, 86, has been criminally indicted in the United States on 19 counts of securities fraud between 2013 and 2021 involving publicly-listed companies in the U.S. and Australia.

USA v. Joe Lewis et al: Superseding Indictment (‘Insider Trading by British Billionaire’)

July 24, 2023

Superseding Indictment alleging “multiple schemes to violate the securities laws through insider trading and submitting false and misleading filings with the United States Securities and Exchange Commission” in USA v. Joseph Lewis, a.k.a. Joe Lewis, a citizen of the United Kingdom residing in the Bahamas; Patrick O'Connor, and Bryan Waugh, a.k.a. Marty Waugh, at the U.S. District Court for the Southern District of New York.

USA v. Joe Lewis: Criminal Indictment (‘Insider Trading by British Billionaire’)

July 24, 2023

Criminal Indictment alleging "multiple schemes to violate the securities laws through insider trading and submitting false and misleading filings with the United States Securities and Exchange Commission" in USA v. Joseph Lewis, a.k.a. Joe Lewis, a citizen of the United Kingdom residing in the Bahamas, at the U.S. District Court for the Southern District of New York.

Deborah Donoghue v. Joe Lewis et al: Complaint (‘Recovery of Short Swing Profits’)

June 6, 2022

Complaint for the "recovery of short swing profits" in Deborah Donoghue v. Aaron I. Davis, Joe Lewis, a citizen of the United Kingdom residing in the Bahamas; Boxer Capital LLC, of the Bahamas, and Boxer Asset Management Inc., of the Bahamas, as Defendants, and iTeos Therapeutics Inc., as Relief Defendant, at the U.S. District Court for the Southern District of New York.

Bahamas-based businessman survives ‘assassination attempt’

October 31, 1999

Bahamas-based businessman Joe Lewis, who is one of Britain's richest people, recently survived an assassination attempt in Argentina, according to a report in The Independent newspaper in London.