Joseph Lewis

USA v. Joe Lewis: Post-Sentencing Order (‘Insider Trading by British Billionaire’)

April 4, 2024

Post-Sentencing Order in USA v. Joseph Lewis, a.k.a. Joe Lewis, a citizen of the United Kingdom residing in the Bahamas, at the U.S. District Court for the Southern District of New York.

USA v. Joe Lewis: USA’s Sentencing Submission (‘Securities Fraud by British Billionaire’)

April 1, 2024

USA's Sentencing Submission in USA v. Joseph Lewis, a.k.a. Joe Lewis, a citizen of the United Kingdom residing in the Bahamas, at the U.S. District Court for the Southern District of New York.

USA v. Joe Lewis: Defendant’s Sentencing Memorandum (‘Securities Fraud by British Billionaire’)

March 21, 2024

Defendant's Sentencing Memorandum in USA v. Joseph Lewis, a.k.a. Joe Lewis, a citizen of the United Kingdom residing in the Bahamas, at the U.S. District Court for the Southern District of New York.

USA v. Joe Lewis: Arraignment & Appearance Bond (‘Insider Trading by British Billionaire’)

July 26, 2023

Arraignment and Appearance Bond in USA v. Joseph Lewis, a.k.a. Joe Lewis, a citizen of the United Kingdom residing in the Bahamas, at the U.S. District Court for the Southern District of New York.

SEC v. Joe Lewis et al: Complaint (‘$545K Insider Trading Profits’)

July 26, 2023

Complaint that "involves billionaire investor Lewis illegally tipping material nonpublic information to his then girlfriend, Carter, and his longtime private pilots, O’Connor and Waugh, so that each would use this information to execute trades" in U.S. Securities and Exchange Commission v. Joseph C. Lewis, a.k.a. Joe Lewis, described as "a British citizen who resides principally in The Bahamas"; Carolyn W. Carter, Patrick J. O'Connor, and Bryan L. Waugh, as Defendants, and Jean J. O'Connor, as Relief Defendant, at the U.S. District Court for the Southern District of New York.

Bahamas-based British businessman Joe Lewis indicted for ‘securities fraud that reaped millions of dollars’

July 25, 2023

Bahamas-based, British "billionaire businessman and investor" and majority beneficial owner of Tottenham Hotspur Football Club in England, Joe Lewis, 86, has been criminally indicted in the United States on 19 counts of securities fraud between 2013 and 2021 involving publicly-listed companies in the U.S. and Australia.

USA v. Joe Lewis et al: Superseding Indictment (‘Insider Trading by British Billionaire’)

July 24, 2023

Superseding Indictment alleging “multiple schemes to violate the securities laws through insider trading and submitting false and misleading filings with the United States Securities and Exchange Commission” in USA v. Joseph Lewis, a.k.a. Joe Lewis, a citizen of the United Kingdom residing in the Bahamas; Patrick O'Connor, and Bryan Waugh, a.k.a. Marty Waugh, at the U.S. District Court for the Southern District of New York.

USA v. Joe Lewis: Criminal Indictment (‘Insider Trading by British Billionaire’)

July 24, 2023

Criminal Indictment alleging "multiple schemes to violate the securities laws through insider trading and submitting false and misleading filings with the United States Securities and Exchange Commission" in USA v. Joseph Lewis, a.k.a. Joe Lewis, a citizen of the United Kingdom residing in the Bahamas, at the U.S. District Court for the Southern District of New York.