Legacy Global Markets S.A.

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USA v. Robert Bandfield et al: Bandfield’s Motion to Suppress Evidence

May 10, 2016
Bandfield's Motion to Suppress Evidence in USA v. Robert Bandfield, Unicorn International Securities LLC, Titan International Securities Inc., Legacy Global Markets S.A., IPC Corporate Services LLC, IPC Corporate Services Inc., IPC Management Services, LLC, Andrew Godfrey, Cem Can, Rohn Knowles, Kelvin Leach, Paula Psyllakis, Brian De Wit, Philip Kueber, and Gregg Mulholland at the U. S. District Court for the Eastern District of New York.

SEC v. Caledonian Bank Ltd. et al: Sentinel Trust’s Notice of Motion to Intervene

April 28, 2016
Notice of Motion to Intervene by Sentinel Trust Services Limited in the U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities, Inc., Legacy Global Markets S.A. and Verdmont Capital S.A. at the U. S. District Court for the Southern District of New York.

Panama broker Verdmont Capital goes into liquidation

January 13, 2016
Panama-based broker-dealer Verdmont Capital has become the latest offshore defendant in a securities fraud lawsuit filed by the U. S. Securities and Exchange Commission to go into liquidation.

SEC v. Verdmont Capital, S.A. et al: Notice of Liquidation

January 12, 2016
Notice of Liquidation of Verdmont Capital, S.A. in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Verdmont Capital, S.A., Clear Water Securities, Inc. and Legacy Global Markets S.A. at the U. S. District Court for the Southern District of New York.

Caledonian Bank to pay ‘nothing’ in SEC settlement

December 18, 2015
The SEC's fraud lawsuit against Cayman Islands-based Caledonian Bank has gone from bad to worse for the U. S. regulator, with two of the agency's main attorneys on the case leaving following criticism from a federal judge and an agreed settlement between the parties requiring the bank to make "no monetary payment".

SEC v. Caledonian Bank Ltd. et al: Plan of Discovery

December 18, 2015
Plan of Discovery regarding Verdmont Capital, S.A. in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Verdmont Capital, S.A., Clear Water Securities, Inc. and Legacy Global Markets S.A. at the U. S. District Court for the Southern District of New York.

US judge again slams SEC for causing closure of Cayman’s Caledonian Bank

November 10, 2015
A federal judge in New York has again chastised the United States Securities and Exchange Commission for causing the collapse of Cayman Islands-based Caledonian Bank Ltd. "This case offers fertile ground for agency self-examination," stated U. S. District Judge William H. Pauley III in a pre-trial opinion today.

SEC v. Caledonian Bank Ltd. et al: Opinion & Order

November 10, 2015
Opinion and Order in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities, Inc., Legacy Global Markets S.A., and Verdmont Capital, S.A. at the U. S. District Court for the Southern District of New York.

SEC v. Caledonian Bank Ltd. et al: Motion for Default Motion

November 2, 2015
Motion for Default Judgment against Clear Water Securities, Inc. and Legacy Global Markets S.A. in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Verdmont Capital S.A., Clear Water Securities, Inc. and Legacy Global Markets S.A. at the U. S. District Court for the Southern District of New York.

USA v. Robert Bandfield et al: Superseding Indictment

July 31, 2015
Superseding Indictment in USA v. Robert Bandfield, Gregg Mulholland, Philip Kueber, Brian De Wit, Paula Psyllakis, Kelvin Leach, Rohn Knowles, Cem Can, Andrew Godfrey, IPC Management Services, LLC, IPC Corporate Services Inc., IPC Corporate Services LLC, Legacy Global Markets S.A., Titan International Securities Inc. and Unicorn International Securities LLC at the U. S. District Court for the Eastern District of New York.

SEC v. Gregg R. Mulholland: Complaint

June 23, 2015
Complaint in U. S. Securities and Exchange Commission v. Gregg R. Mulholland at the U. S. District Court for the Eastern District of New York.

SEC v. Caledonian Bank Ltd. et al: First Amended Complaint

June 10, 2015
First Amended Complaint in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities, Inc., Legacy Global Markets S.A., and Verdmont Capital, S.A. at the U. S. District Court for the Southern District of New York.

SEC v. Verdmont Capital S.A.: Verdmont’s Opposition to Asset Freeze

February 24, 2015
Verdmont Capital's opposition to SEC's asset freeze application in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities, Inc., Legacy Global Markets S.A. and Verdmont Capital S.A. at the U. S. District Court for the Southern District of New York.

Caledonian Bank in ‘voluntary liquidation’, its attorney tells US court

February 11, 2015
After regulatory action in the U.S. and Cayman Islands, including having its assets frozen by a U.S. judge, the shareholders of Cayman-based Caledonian Bank Ltd. have voted to put the bank into voluntary liquidation, the bank's attorney has disclosed in a court filing at federal court in New York.

SEC v. Caledonian Bank et al: ‘Voluntary Liquidation’ Status Report

February 10, 2015
Status Report disclosing bank's voluntary liquidation from Caledonian Bank's attorney in U. S. Securities and Exchange Commission SEC v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities Inc., Legacy Global Markets S.A., and Verdmont Capital S.A. at the U. S. District Court for the Southern District of New York.

SEC v. Caledonian Bank et al: Freezing Order

February 6, 2015
Temporary Freezing Order in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Clear Water Securities Ltd., Legacy Global Markets S.A. and Verdmont Capital S.A. at the U. S. District Court for the Southern District of New York.

SEC v. Caledonian Bank Ltd. et al: Complaint

February 6, 2015
Complaint in U. S. Securities and Exchange Commission v. Caledonian Bank Ltd., Caledonian Securities Ltd., Verdmont Capital, S.A., Clear Water Securities, Inc. and Legacy Global Markets S.A. at the U. S. District Court for the Southern District of New York.

USA v. Accounts at Belize Bank et al: Affidavit Supporting Seizure Warrant

October 29, 2014
Affidavit in support of seizure for accounts in the names of IPC Corporate Services, Inc., Unicorn International Securities, LLC, Altrix Capital Limited, and Mariah International LLC at Belize Bank, accounts in the names of Belle Isle Investments Limited, Vista Mercantile, LLC, and Timeline Properties, Inc. at Heritage International Bank & Trust Limited, Inc., and accounts in the names of Unicorn International Securities, LLC and Titan International Securities, Inc. at Saxo Bank, filed at the U. S. District Court for the Eastern District of New York.