Locke Reynolds LLP

Complaint in Borcherding Enterprises, Inc. and Kim E. Borcherding v. Heritage Advisory Group of Southern Indiana, LLC, d.b.a. Heritage Advisory Group; Professional Benefit Trust, Inc., Professional Benefit Trust, Ltd., Handler, Thayer & Duggan, LLC, PBT Administration, LLC, First Fidelity Trust Company, Ltd., Amerus Life Insurance Company, Mark Sims, Robert Brian Beall, Carey L. Sunderlage, Tracy L. Sunderlage, Rex A. Collins, and K B Parrish & Co., LLP at the U. S. District Court for the Southern District of Ohio.